EFTA01375099.pdf

From: Bradley Gillin Sent: 8/8/201810:35 To: Ashok Eastman Stewart 0ldfielc CC: Daniel Eisenberg Subject: RE: Our Data Integrity—Total Wealth of our Clients [II ICI Attachments: Total Wealth CleanUp-MayData Oldfield.xlsx Classification: Confidential Sec attached. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Ashok Eastman Sent: Friday, August 03, 2018 3:16 PM To: Stewart Oldfield Cc: Bradley Gillin Daniel Eisenberg Subject: FW: Our Data Integrity---Total Wealth of our Clients El) Hi Stew, I hope this finds you well. As a follow-up to our discussion and Patrick's email (below), I wanted to enlist your help with a project we are working on, to cleanup/validate some information about clients and prospects. Please find attached a list of your clients and prospects, which we pulled from DBforce. If any client relationships are missing, please let us know. And if any prospects are missing, please add a line in the spreadsheet and enter NEW in the prospect status and we will update DBforce. Please find instructions below, and if you have any questions, please contact me or Dan (eed), Instructions: • For client relationships, the most important field is Total Wealth (in red). However, if you do have information on liquid net worth, segment or industry (in pink - there are dropdown categories for each) please add it to the sheet. • For prospects, it's the same - the Total Wealth field (orange) is most important but it would also be helpful if you could enter a Prospect Status (there is a dropdown menu) and last contact date — you can also add comments and the type of your last contact. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070251 CONFIDENTIAL SDNY_GM_00216435 EFTA01375099