EFTA01456020.pdf

30 Oct 2014 Page 2 012 at Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 36636449S, SOUTHERN FxEurcept 21-No/-2013 20-Nov-2014 25-Nov-2014 (LOCO CO3 CO; USD 101,000.000 PY SHORT EUROPEAN CALL 1010000 :IL 903 OU 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOreBarOne7 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO.CC) USD 0 FY LONG EUICPEAN 0.0003 12.91 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0 DOI USD 0 FY LONG EUROPEAN 0.0000 5.75 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 0 PY LONG EUROPEAN 0.0000 1.78 710423465 F INANCIAL. U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462000.000 00) Chki SHORT EIPCPEAN PUT 6.1600 (295.668 20) 8344623% FINANCIAL. LLC Subtotal: (X-9540 84 Etat (369,540.82) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115077 CONFIDENTIAL SDNY_GM_00261261 EFTA01456020