EFTA01363374.pdf

NAME SEARCHED: Karyna Shuliak PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Re% to% er Comments (as necessary): t'.4 NO lilt O Not It RIX' I. RDC Results No RD(' alert (Please see attached) O tin _ 0 O I III lat t R‘quucd PCR II. PCR Results No PCR alert (Please see attached) NoI lii O Yes No III. Negative Media There was no information found BIS M Not Required IV. Non-Ncstativc Media There was no information found V. Other Language Media Not Required D&B Resuttes Yes M No Yi. D&B Not Required 0 Not Required Smartlinx Results? 0 Yes CI No Result Found (Please see attached) O Not Required VII. Smarting O Review by Legal May There was no information found Court Cases be Required 0 No Results VIII. Court Cases D Search not required Prepared by: Pinch' Pawa Da c: 10/12/2016 Research Analyst Instructions: 1. Review and confirm that all results are returned for vour client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindalc-Hubbellhttp://www.martindale.com/xp/Martindalethome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053352 CONFIDENTIAL SDNY GM_00199538 EFTA01363374