EFTA01373533.pdf

Jofin Varga To. Cc: S-AM Anastasia PringleWar Kumud Sharma CAGNa ManNandan US-CB 12/17/201410:08 PM Date: RE: EDD package for the RID : ONB-120902 IKYCUS-3443 Patty name Southern Financial LLC pi Subject Classification: For Infernal use only Jan, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial LLC. Therefore, the following key statements made within the document will need to be validated: • "Epstein is also the sole shareholder of Corporation" (i.e., Southern Trust Company, Inc.), and • "the Corporation is the sole member of Southern Financial LLC" In order to validate the above, please provide the following supporting documentation: • For Southern Trust Company, Inc.: proof of incorporation/formation and proof of appointment of the board of directors. You will also need to identify the board members as control persons for this account since they would be controlling Southern Financial LLC through Southern Trust Company, Inc. PCR/RDC searches would also be required. • For Southern Financial LLC: Operating Agreement or other valid proof that Southern Trust Company, Inc is the sole member of Southern Financial LLC. Alternatively, as I stated before, you can provide a letter/email from an internal or external legal counsel stating that Mr. Epstein Is the sole U8O of Southern Financial LLC. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067769 CONFIDENTIAL SDNY_GM_00213953 EFTA01373533