EFTA01450992.pdf

it'T • es an • , .77,47W:i.."n ,i21,,:- — .1.,APPPROPRIF — 26 Dee 2013 SOUTHERN FINNIC' Page 2 Of 2 Request 182298 i„ As of 28 Dec 13 ,:v. Ankle ,. Datiache Bet AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOJTHERN FX OPTION 21-Nov-2013 20-Nov2014 25-Nov-2014 (1,OW.= COI USD 101,000,000 JPY SHORT ELROPEAN CALL 101.0000 IN 385 Ili FINANCIAL. LLC SOUTHEFtN FXOPTION 2141w-2AS 20-Nob2014 25-Nov-2014 (21.000D0) USD 0 JPY LONG ELRCPEAN 0.0000 11377 73 FITIANCIA1.,LLC SOUTHERN FXCPTION 214,4013 20-Nov.2014 25-Nov.2014 121,000W) USD 0 JPY LONG EUROPEAN 0.0000 1002356 FINANCIAL, LLC SOUTHERN EXOPTION 214404013 20-Nov-2014 25-Nov.2014 421,000 WI USD 0 PY LONG EUROPEAN 0.0000 879092 FINANCIAL. LLC Subtotal: .:9C 192 9 ' ; lalat (30,192.91) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0107070 CONFIDENTIAL SDNY_GM_00253254 EFTA01450992