EFTA01451392.pdf

From: Tazia Smiti Sent: 1/15/2014 1:42:20 PM To: Vinit Sahn CC: Paul Morris Subject: Re: Global Coverage [CI Attachments: pic12495.gif; pic01811.gif Classification: Confidential Would be great - Jeffrey and Noam will be worth your study hours in and of themselves! (Embedded image moved to file: pic12495.gif) Tazia Smith Director Key Client Partners - US I Deutsche Bank securities Inc Deutsche Asset & wealth Management 34S Park Avenue, 26th Floor New York NY 10154 Tel. Fax mobi Emai (Embedded image moved to file: pic01811.gif) From: Vinit Sahni To: Tazia Smit Cc: Paul morri Mathew Negus Date: 01/15/2014 01:39 PM Subject: Re: Global Coverage [C] I did have my series 7, 63 and 3 we should possibly reapply Vinit On 15 Jan 2014, at 18:28, "Tazia Smith" wrote: classification: confidential Hi vinit - Jeff's request for global coverage is an important capability for KCP clients. operationally, FX (hopefully rates derivatives as well) and equity derivatives shouldn't be a problem for global coverage -- Jeff's trading entities are set up in RMS and summit. No need a new account, as we chatted about. I am following up on the compliance front. It's compliance and credit risk management oversights that we need to be sure we have in place. we can discuss on our call. I just want to be responsive to Jeffrey and let him know that he does have global coverage. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 107959 CONFIDENTIAL SDNY_GM_00254143 EFTA01451392