EFTA01377096.pdf

From: Vaishali-P Mehta Sent: 12/1/2016 9:21:40 AM To: Andrew Gallivan CC: Douglas Robertso Mark Gonzalez Stewart Oldfield Subject: MD approval for ACUs completed for High Risk Clients ill Classification: For internal use only Dear Andrew, Below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Annual Annual GCIS Client A15. Client Client Customer Customer Customer MD Update: A14. Status Update A16. A17. Update: Owner Name ID Number Created Description Date The purpose of the discussion The trustee, was an annual Robert review of the Allbritton, portfolio, continues to markets, and live and work their ongoing in DC area cash needs Robert focusing on (flows in / out). Lewis small direct There are no Allbritton investments material Douglas Andrew 1996 across changes with Robertson Gallivan Trust 11/10/2016 industries. this client. No No Mr. Forkosh resides in New York and spends time in South Hampton and Miami. His income is derived form Bal his Nothing has Harbour commercial materially Mark Andrew 1604N, and rental changed for Gonzalez Gallivan LLC 10/26/2016 properties. this client. No No Alex spends most of the year in NYC and splits the rest of his time between his condo in Bal Harbour Nothing has and his home changed Mark Andrew First & in South materially for Gonzalez Gallivan 91st LLC 10/26/2016 Hampton. the client. No No The client No changes in Mark Andrew Forkosh, resides and the client Gonzalez Gallivan Alexander 10/26/2016 works as RE status. No No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073649 CONFIDENTIAL SDNY_GM_00219833 EFTA01377096