EFTA01408934.pdf

Subject: RE: GBSA Form Case 01898372 [I] From: GBSA WMA Date: Mon, 05 Feb 2018 12:07:38 -0500 To: Cynthia Rodriguez Cc: GBSA WMA Classification: For internal use only Hi Cynthia, I have completed the attached GBSAQ to the best of my ability with the information available. Please review, verify, and sign the attached questionnaire. Please make sure that you also complete the contact person of the Caterpillar Trust on the form. Thank you. Kind regards, Rowena Thomas {https://brandportal.intranet.db.com/img/modules/logo.gif} Rowena Thomas Associate I Onboarding Specialist Deutsche Bank Trust Company, National Association WM Americas 5022 Gate Parkwa Suite 400, 32256 Jacksonville, USA fhttps://brandportal.intranet.db.com/img/modules/claim.gifl EFTA01408934 Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, Februar 05, 2018 8:23 AM To: GBSA WMA Subject: RE: GBSA Form Case 01898372 [I] Classification: For internal use only Hi, Here you go! Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York, NY, USA From: Rowena Thomas On Behalf Of GBSA WMA Sent: Friday, February 02, 2018 5:51 PM EFTA01408935 To: Cynthia Rodriguez Cc: GBSA WMA Subject: RE: GBSA Form Case 01898372 [I] Classification: For internal use only Hi Cynthia, Can you please attach the trust agreement? Thank you. Kind regards, Rowena Thomas fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Rowena Thomas Associate I Onboarding Specialist Deutsche Bank Trust Company, National Association WM Americas 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA fhttps://brandportal.intranet.db.com/img/modules/claim.gifl Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Friday, Februar 02, 2018 3:36 PM To: GBSA WMA EFTA01408936 Subject: GBSA Form Case 01898372 [I] Importance: High Classification: For internal use only Hi Team, Please provide a GBSA form for The 2017 Caterpillar Trust. Attached is the trust agreement. Jeffrey Epstein is the grantor of this trust. The information is as follows: 1. The associated KYC #: 2. The UBO is: Jeffrey Epstein and The 2013 Butterfly Trust 3. The purpose of the entities: grantor retained annuity trust 4. The ownership hierarchy: Grantor: Jeffrey Epstein Trustee: Lesley Groff and Daphne Wallace Beneficiaries: Jeffrey Epstein and The 2013 Butterfly Trust 5. These accounts AIF/AIFM related: NOT AIF/AIF related This is a rush KYC and the form is needed as soon as possible. Thank you so much for your help! [Cynthia Rodriguez] Thank you. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez EFTA01408937 Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 004 New York, NY, USA EFTA01408938