EFTA01409731.pdf

Subject: RE: RMS [I] From: Vahe Stepanian ‹ > Date: Wed, 12 Jul 2017 16:33:08 -0400 To: Chris Maxmin Cc: Stewart Oldfield <MMII M> Classification: For internal use only We haven't traded with this counterparty in a while, so it doesn't surprise me that their DF protocol is not up to date. I'll relay to the client. Thanks for checking. Best, Vahe From: Chris Maxmin Sent: Wednesday, July 12, 2017 4:30 PM To: Vahe Stepanian ‹ > Subject: RE: RMS [I] Classification: For internal use only They are not approved on our platform They show Ceiling of 40mm usd However, Dodd Frank protocol is not up to date with us However, they may have redone their DF Protocol w/Global markets They also show having zero open positions in GEMS From: Vahe Stepanian Sent: Wednesday, J To: Chris Maxmin < Cc: Stewart Oldfield EFTA01409731 Subject: RMS [I] Classification: For internal use only Chris — can you please confirm that RMS SOFL is good to buy EURUSD calls? Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. +1 212 454-1539 Mobile +1 Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. EFTA01409732 The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01409733