EFTA01307282.pdf

UBS Financial Services M. Prelate Wealth Management *1_1BS 299 Park Avenue 26th Rapt Resource Management Account New York NY 10171-0002 January 2019 00,700$7520730119 VI 0 HI IV Account name: .:1-115LAINE MAXWELL Friendly account • indiv ChooldCar Account number: Your 15 nendel Advisor: SCOTT CSAMAMIll VI C r atom Phon Questions about your statement? Call your Anancieg Advisor or the Value of your account RMA Resourceline at MAMA-IMO, on December 31 al on Jamey 31 (1) account Your assets 49,270 55 44,737 65 %Ade oar wabsite: Your liabilities 000 0.00 wwwAbs.corNfMancialsennces Value of your account $49.270.55 $44,737.65 Items for your attention e Please note. Average Daly Balance and PAY values en the Deposal Account ARV sedan or your December statement were misstated tamary statement values haw Sources of your account growth been corrected Tracking the value of your account during 2019 Value of your &count Thousands at year end 2018 149,270 SS Net deo:sotsad 716 wthdrarvals -14 .54697 Your imesvrent return: Dividend and interest income $1407 Change in martel value $000 Vette of your &cart on Tan 31.2019 944737.65 Dec 2014 Dec 2015 Dec 2016 Der 2017 Dec 2010 ran 2019 Member SIPt ChP70003005750073 Nr7000197332C0033 Cul 9 030575COI Y123576550 OCCCO) Page 1 of SDNY_GM_00325241 EFTA_00198016 EFTA01307282  Resource Management Account Account name: GlISLAITIE IAAXW(LL Your IInoncial Advisor: UBS January 2019 Friendly account n Account number • n L‘. C el C I r:rner 'Mr CASRIP Your account balance sheet Summary of your assets Value on Percentage of January 31 (I) for XCOSit • Cash and money balances may include A Cash and money balances 44,737 65 I 00 00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 000 000% account. UBS CDC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 000 000% account balances and money market mutual tux' sweep balances. See the important information D Fixed income 000 000% about ybur statement cn the last two pages of thin statement for detals about those balances. E Non-traditional 000 000% F Commodities Total assets 544,737.65 100.00% A Value of your account 544,737.65 Eye on the markets Percentage change index January 20'9 rear to date S&P 500 8 01% 8.01% Russell 3000 8.58% 8.58% MSC I - Europe, Australia & Far East 6.59% 6.59% Bart lays Capital U.S. Aggregate Bond Index 1.06% 1.06% Interest rates on January 31.2019 3-month Treasury bills 2 36% One-month LIBOR 2 51% 0.70000305750074 WT000197332 00033 0, 19 03057%04 xi 23576550 GCMG° Page 2 04 ( SIDNY_GM_00325242 EFTA_00198017 EFTA01307283  Resource Management Account Amount an: GFISLAINE MAXWELL Your Anaemia! Advisor: Friendly noun eat $ UBS January 2019 Account number: OTT STACK MANLVIE CASRIRL Change in the value of your account Cash activity summary January 2015 (1) rear to date IS) Le Account arm,* nut monthlu °Nati Blanes in your Sweep Opocec are included in the apronq and doting manna vi u• OK mutant. xp14. to &point at UBS Rank USA and SI bank; partcpabna intro UBS FOC hfured CROORT Pagan tr aces not axty to reposesal Lars AG. Surntoicl Braun. SIPC Opening account value $49,270.55 1•4927055 proteeton man: to money Milket :weep fund hddingt tut not bat* deponts Seeimpa-tene mbrmation aboytyountieement ion theist two coat: d leaciewnent let &tab Deposits, including investments transferred n 729.45 729 45 January 201919 Year to date (S) Wrthdrawals and fees, Opening balances $49,270.55 $49270.55 nc Wing investments transferred Adaions out -5,276.42 -5,276.42 Deposits and other funds credited 729.45 729.45 Dividend and interest ixome 1407 14.07 Dividend and interest ncome 14.07 14.07 Closing account value $44,737.65 $44,73745 Total additions $743.52 $743.52 Dividend and interest income earned Subtractions Checks and bill payments -5,276.42 -5,776 42 For Cocoas or ten strienent lacabley of Wines' NO Crane income hes been Warn! Bon a US Total subtractions -$5,276.42 -$5,276.42 is teCourg Cersotruee axed coon the resIcknce of the account hadel OCeount tpe, or promo, type, Scree 'Wiest ands Rivii*nd payments may not be Waled to unit° Stan WA Reda Puerto Rico (PR) ifyen* Usti The client monthly StatenVel Is e01 Intended 10 be used "I tannol be Felted coon for let Net cash flow -$4,532.90 -$4,532.90 PurrOser Glens S40,04colorto the OWKatie ix ;emung tome they inehe from u8S satiate. such a the (WTI 1099 at the fOrfaS 480, tot ty reporeno Surnames it is the practice of UM to Ue the Closing balances 144,737.65 $44,737.65 ippiCatie to reporting loins wnh the US intenal Relent* Seroce aX1PR loamy Deconment. mo In Stith tent aCCuratny costly (Ivan." an3 Or inter" at tar earns, or IWO* Kent neat COMA y0.0 ndvdual hat mane January 2019 Year to date (5) UBS Bank USA Deposit Account APY hterest period Dec 7 - Jan 7 Taxable interest 3 19 3.19 Opening UBS Bank USA Depose balance Dec 7 149,972 23 Total currant year $3.19 $3.19 Closing UBS Bank USA Deposit balance Jan 7 546,437 54 Pr or year adpstrnent 10 88 10.88 Number of days in merest period 32 Total dividend & interest $14.07 $14.07 Average daily balance 148,877 45 interest earned $14.07 Annual percentage yield earned 0.33% C.P700030:475007514•700019, 332 00)33 0119 030575C01 Y123576SSO CROCCO Page 3 of 6 SDNY_GM_00325243 EFTA_00 98018 EFTA01307284  Account name: GI4SLANE MAXWELL Resource Management Account Your Pleanclai Advisor. UBS January 2019 friendly account name' Account number '- SCOTT STACK MAP:LYLE CASRIEL My Choice Rewards Points from UBS Rewash pcints me reflected as of the 26th d the math cc the rice busmen doe if the 26th Cabana ,seektnerCild.1. Rewards PPM alnity deals can lot found on wow.uPhoyetonMereites January 20I9 Year to date Opening balance 7,594 7,594 dosing balance 7,594 7,594 Your investment objectives: You have identified the following invesonent objectives for this account. s you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advsor or Branch Manager YOU can find a full description of the alternative investment of eebyes in Important information about your statement at the end of this document Your revue objective: Current income & capital appreciation Your risk profile: Pnmary • Aggremwe investment etigibitiry consderaton • None :elected Your account instructions . Your account cost basis default closing method is FiFO. Fru In, Fest Out. O.20006005292026 tr0G0192332 0000.3 Crl 19 030525004 Yl 23526550 CC000) Page 4 cE 6 SDNY_GM_00325244 EFIA_00198019 EFTA01307285  Resource Management Account Amount name: GssSLAM MAXWELL Veer Nnancial Advisor: SUBS January2019 Friendly account man Amount number: SCnTT STACY MANI sry F AcRiFt Your assets Some Cruces. occrele MCI Csareel shue$ ShOren may to oporctrirmie Adams& pains 04 losses may nos te sory.hrly reflected See important AI°matron Moorraw scoterr to a the end of the ckturbere (or risco rnformation Cash Cash and money balances Cain ant marry balance; may rrKILO avalatie cash balances.. UBS Bank USA cimasst Yount [Waxes. UBS Bast USA and SI UBS FOC Insured Rogan Bank depOut arc sunt Nieces me Insured by the FDIC WIWI UBS FOC Insured MayanSank (Warms. UBS AG Stamford Branch decoal xcount Waxers and n-alr y atOluble l mts. Eta an not pawed by UPC UBS AG Painted Blanc n deposit xcount planets ale not insured irtrylrel mUul lund Svretp takes by FOIC and at not protected by SIFC 14Orn market svieep balances are panted by Woes* no. MusedOF the FCC See the Important oronnsalon arxwt 'our staterrent at the red cth6 Cortment to detals about troSe Wanes. °Leong Ohara. ClosingUnice hue per share Ave rase Paden°Interest Days in 'MON, on tall (S) on ran 31 (t) on ran 31(S) Fee Period penoi Cap anaara (a) Les BANE USA UP ACCT 49,270.55 44,737.65 250,000.00 Your total assets Percentagea Cost Climate' Unitaized Value on kan 3t (s) your account barb (II annual 'Wore (SI Ono( loss(;) cash Cash and money balances 44.73765 1000014 44.73765 Total $44.737.65 100.00% $44.737.65 Account activity this month Ott Mikity Creicistaron Amount (5) Deposits and other funds credited Jan 2 Transfer FM VI 23575 0100 729 45 Total deposits and other fends credited $729AS Cute aciaty Desosphon amount If/ Dividend and iatemstincorms ranatde ontereSt Sao 8 Intikont UBS BANK USA DEPOSIT ACCOLSIT AS OF 01107/ 19 3. 19 Total taxable interest 53.19 Adseefiantous Jan 2 Interest UBS BANK USA DEBOSa ACCOUNT AS Of 12131118 1018 Total miscellaneous S19.81 Total dividend and interest income $14.07 04170003005750077 197000197332 00033 0119 03057C:04 Y123576SS0070CCO Page 5 of 6 SDNY_Ght00325245 EFTA_00198020 EFTA01307286 SUBS Resource Management Account January 2019 Account name: Friendly account nart Account number GH5L4ti€ MAXWELL Your Financial Advisor. SCOTT STACKMAR/1AF CASRIR Account activity this month (continued) oat Adisily Destitution Amount IS) Bill payments Jan 3 Wthdrawal ACH WITHDRAWAL AMEX EPAYMENT -3.536 59 Jan 3 Wthdrawal ACH WITHDRAWAL UNETEDHEALTHONE - 399E Jan 9 Wthdrawal ACH WITHDRAWAL Saks Ratan -1.69989 Total till payments 45.27642 Card lbws for your Attention: The rev/ UBS Visa Infinite credit cad is hem, packed with evauwe trawl bmeils, more rewards and more of what you love. includirti entraxiiiisanh personalized nice. Al stunningly dad in rnetS S.Isit ubsccoweinfoile a cal us at 636762-1232 so lean mate Mnn" Wren, Cue Padnent Dot Dalt Ott Inc ;Walk* CIPSIt lane Oulttardng todance UCS Visa credit oafs) payment information 50.00 $35,000.00 $35,00000 30.00 Ms teeth aid is <crated wi UBS Pa/ Credi Cad feat we and wit tescrnatcaty te pad horn yew account rout moment 6 SChtahtd lon February 20, 2019 We pronot the informaK0 Oa your UBS vita crept cans sdely as SS SOvrtesy lo you. Tit UBS MSS teat COO and a(03ted are Issued by LOS Bank USA UBS Bank USA tens you She OdsPd staement la this scow and sou staid mate your testes accord nnto then instiveLctis. We do not it'd ude your outstandnocredl cad balance in the race at you account with uBS Rnanod Unice: irc. Date Actrnty Description Amount CS) Money balance activities Dec 31 Salaam (onward 649,270.55 Jan 2 Deposit 1185 BANK LISA DEPOSIT ACCOUNT AS OF 1213 18 1058 Jan 3 Deposit UBS BANK USA DEPOSIT ACCCuNT 729 45 Jan 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS CC 01103J19 -3,576 53 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS CC 01107119 3 19 LIP SO Withdrawal UBS BANK u SA DEPOSIT ACCOUNT AS CC Of 109r 19 -1.69989 Jan 31 Closing DOS lank USA Deposit Account 344,737.65 The UK Sank USA Depot Account n your MN, wino cotton CW70006006750078 rt7000197332 00X0 0119030575004 Y123576%0020000 Page 6 of 6 End of statement for account number Yl 23576 SS SDNY_GM_00325246 EFTA 00198021 EFTA01307287  Important information about your statement U3S reancial Saran Pc. (Me Firma U3S Finned her I torn 'tun° lee than CO days ri a Ve Fr roloaC ey A tut CC•Py Of I'M poky tardero weiriale recent ce roans and may not Lew Pre Iude Stoop. et a muter of al prnapal seamy.. ccownccity ear you to fret wateenre on we Ma or won retest dMm *adopter...echo- 9w UB6 inarral Samos and LISS Problem *Peace • Modena) Weing to accept tone rest to pnncpal ard Bart USA re ecleect s-bsciartesct UPS AG a - hood. am rat rd wear minter (0 any) flettrte the SIC warden roe the sappaneetal tolerate scene vialey fa se* Mier rant teal*. of WS 54cubes U.0 the km% trarinat - Delta* re error a the transfer so se~ frier CA Crib 10: • Ancore Wilibp to accept rid, l*PnrcIP.1rd lama 6 wadable won request Therm's enteutow about and npLin *cleat as ynrcr wt. Wei • Cain enrolee atom caroried by(and ncheled hq, rabble, to tail hap »rot Or lent often we at blew e I; race a why you need ma fir KOWA 'Malta. Maiaway ROM Lin fen/neat • fraltner-tfArAty COlkael•FAUN I t+Ioctod, a dorm/lice, Sr% el AN exam»anal 6)antercepodals, paten or the podia° for tar. accout my nard., IBS fnatel Senices ix. - Prorkte thee:Mar smart of 1-re expected error. na..drg yob* antes. and ewe, of nkAwl ern». alibigrA leered 54.edty and Tarr 1200 Marta Boulevard fah. noatral n the nine of the rota holder on »lard Wahanten N/02COS The Peen or Card bat nil vergate your ampler( beds of the oar or terrier ant), and wal erect pry wroe prerrotb• For rated ern • imemment «meads a nwstment nlerer. (e9, Sta Thousilwidettr IM nairent t•CP•ontcrn• 0r4 officialraced of yor moheg UBSVaa•ckba cad tereactons.l we tie limed pertne)heas rd prime placements) ihm re we my cese•time rl reteA0 account itaWnerts wily lan ranked Services account ofbte reccedt. faketel mare thr 10 bacons day; to da doe. we oil ad( net rogcan! IOW the So:unten Act of 1931. the same **ten n the tre eenekce. e.g. because *Heal tact:Kunstl, cawing cantle., claretslaid Axe accasi fee Ow ammo you Melt is obit». SOMA • Conrocitet <preach (e9, keel,' **charge and they here own., oho alto merman eant cocoa a be whed Lan lyou bete.. the, 6 react a you net hew the use of Maloney durate Imo pr. nu mil al conlribliA etlambert wth other (kW, al the sore adreas ace." ohm nor a anedately n rang to the telai Leto complete at inesloatir r° 101.1” .0417 Olitir connects. and >a prefer to mew end ed...4 Amara mailed re Bergh 'Arran of Ma office strirq 'ea oxoLet • Depose accounts facto trek**, of depose) al U35 copra renclopos, you may calme hamereadne by flea mate all trait payable to Me rem or te Ba LISA. UBS AG U S branches and &trite eaten you laurel Admix Arrant at faun Mown re emended lobe accurate financial autaien Mowed*, te fresa of ihb MK aired Diva PrOVIII Italemert elm* heal not be wed for La papaws rely f l rent In addition to regular rein len, account The SIC Irlerlriln0 Mwphnenlalpraal0 , 00 Priwidly wow% name t1ey$ onrwsnd lOnr• be. Form 1099. 5498. "O wn"' Ward you tae mum the inn is mound by two to sew tot* RS all untie &glands. may be 9.bect toman:mace fees. chases to late parr ruts fa secure.; purchases and Marrs as u -pael mash attars Aoccuttita ito anstornd not apply to these amen em if they drawee appear onyx.' cadernentt SiPC preatecton and the Reliably account none IS fa tuatreable •ruckrarro• chosen by yea to asset you wit, your raorellseepna t supplement peet«tion ebnOt Prole» aka/ changes tin no legal effect en your accuse. es not mead to reportable or -Webb dnidends and !stable :mews tooth. mistier; rnay be subeet to a bah/ lee n the market wkte of you enestmeres (ahethee as a reeled a min. prodact reCOnireedien, toned en taunted held n pa accent. net maids • ail of market mayernent mum baknpttya matrnentcbjettne a a mirk MICCUted at or on tale Ramat ad. and tosi basis on cerian <Quad UPS cottonkaw otheesesel Kean% era rata promo* a gannet loot wrath axesMx IRS o s fa weepeo cash madman lo bark or ary karat moh aria wet be »herd Al depose accana at fur Ahmed bays rdrlikted Dividend Reinvestment Program 03Pin brirsibilt brie 010(4 cl tat at/ergto nct of Corremenkationa with the Finn brit and money Man mewl leafs (Money &MO. may obtain Depose rear, at LOS Baric uSA anananalthad The poet rtthchid an Sneer era. you host of the *vet allured You <an dunge your • fleacateenlinn re creel tramcars n Arena de actual pree kan ma, inanceal &Miter Only MX» Frady acute names rot* Oran. Sennett or by to further precal you ntrts. a 1-oln9 pow Ill bants panicoachg n the UPS FIC awed D sheet ere ou (based tilde CRT. pertel sham err be cc/meetly your font sal Admor axe. the Sear in brit» Prolorltal Ail (S A) Program re PDC-ntwal amnia. wehr C rule: i told redtheca WE be &paned n yas xcc•-nt The • II Me finaled cacao, on te lap Ion cl re from For rmm riomtabon, dean wet web. fcbc.gre. Deal checked rename , * price Roofed by the mm mat Meow* aerie. of the tutorial a rot U3SFelaill Santa. IBS scouts al LOS AG Stria Bah ied lures of data fir the mad* pee al ridliber Pr» tics • Vet* of you accoceepam'are Net ol erns and MANI Sows <met your x<Oull at (hag Wary Finds we not hared by Me IOC. re sod troks by antral evil the rekird 010AA en • Atari abides nobble <Oh bin Yates fa we reformed acted the retshanr0 'henry Eta deposits se not protected hl SIC Money ren d Cash-iwther Wined the acme h tho case. )w feats and shoes are protected by SIPC Sc. "U3S Inmost Saner, ma tedtaunt/ (est and Globi Tent Dawn, 01 /Yrt ol• tat my b held m yos wool d you at vrealad marts to rewire. and (man MISS not held seesaws se located r UBS Fnermal Sena, and rot Saari Protectai below. trilled loa palatial as a retell of a &Mendgrew+ by Minn Dots not ale& waked seositeriassels the nod rq brcta. aed pa west make a opal or ~vs.. the Pr witch. Salpane urtl al upon )okaaret brats n tee bark apart may to a the and a Me poor and omen materreee Feria ce of etyma a amen to both inns OW144 weer:except ai YOCUM °tetradby a p ale asillirek witted 040. Writ AM • As de-fished n tlw 4Ctital XretibentA you red *threw,. and shrew al a limey rand may be reamed cseamea nay. ad creda you Orbiborl *aeon» Pea oprone noldy vi e any ono, ce need ereoloreod-ect s rd devotee& rand to pact yes • Auditor PEW» Mr barrios antring moon related on you smenent wow. 30 dip after a was run. OS Arbil Irreannant objectives lore, <reds In, tam accasi bar:04 Mar Cc rode available The neinet *beams rdnskprdierepectoto FLOM ell:melon aba, sealable sweep options. • Cash.oney Warren Total ol wrened malablo • NMOrr (Worn» avriblOrli a riper to the ere account and may vary between ye., acmes. nclxIng <Una nitre)t ore, and yields. o aealstale al cash tolifilef, Dell Oipoor Dina al allnand al rem% Clem IAA?" DirAinnint at 201.)52• 1659 Pea sae Me Fem prormlb, a waling of ay wwwL.bs casweemelds. from yoke inaulAdmsce non-Waived brit rd roo-ey maid naafis -id ce toUree t 800.35.9103. BODA.M. to 6.00 tgnfrae ch.vwx 41 so , farad snag:no a brcatng &CO 762.1000 sweep batten. at the ca. dote mama petal IT Monday Ilya* Foley, a en Ant ro to UYS towage °brows For n, •CCOUnt hell you Nacorranally be cred4 balances spa rani re ranee' *Yon Ix.. (lent Retie ore Deprive& domeono of Mr foliating imminent Wachs; UK financial Services account protection not from other balances al the Fern my PO. Bo. 766 Lhon Cly. ID 07087. • tìoaleeCementacome arentmeres weed the Iht fern 6 a member of tee Sauce; neon PrOOCICA .eery thew knit me adnry carte 01 At • Al Mamas shall be darned complete al aura generic. ol none at buttes. Thew teak a payable an your dared. a not *bodedto 'intro Who 60 days Cenaceat on (SIC). which protect Saurent; curcoren • Ache.. CoptaiAspwran aminwes mane of el madam 4.0 to SS00.000 faliadeo í2S4000 for The total 6 aided en de cent wood ekano wlue • fa TTY what. Cal €u412.09B6 or from outside oronth of papal !ad.( Pen the gamier cf Mere for cash) teplanatory hahure nobble won the U. 041201.357.149S tone Lending infcreremben • hose of rasa ',Weia twww Sr eel The SIPC toe Polateen axioms air an Naha. • PrenonpCombgao of worn. et CAMM fa *tailed Sermon en the nos lerdng padres line ;ply to if =ours that you hold h a prikuby lab Manske (DM PP parent a U35 Vet debt Appiec•sn'on Ineestmems stekieg bads the generation ad disdains, refer to yeas Clore Palateeenhp card vansxtia. cal 800.762.1000. Of woe to UPS <town, The ran, together ate crlan Mbar, his oho of acme a ranch of principal Agoilneril a ACCOVt Aryeerrirl and t* Gatti FwcW Savers . 10:0 Harbor Bid, 6th f kor. Tern red Orations LEG Ussentra of Credit 'makes pschowd supplemtmal rosince The mailmen Wishae.len, NI 07084 Ann RMNBSA Sweatt °weal Steam:44n entitle nAgrettr.nt, and Namur% amaa payable to all Wood. dirs. eolecrob under the prolechon c ISCO make, it 01(»briber 10. 2016 • Grammer Seta, to marten niel pima wth a ,,t Caner wile as soon a )CO can. a tco talc so, breridc rd talatilty to the accorra meal. men if Sobocs to to polo? obi, or and cans statement a rectal es word or 4 you need more M fm nfunhot r.e01.84d ice asp to SI 9 miler on Me that means the weasel Om not genera aernes< niamatir ai'au stealer on the greenery a wag the rem or Cad bps (as arolcable)ast aregele for al you accosts bell en a orals, SDNY_GM_00325247 EFTA_00198022 EFTA01307288  Important information Mann your sta kr MC lg (COntinued) %e su - For ~sn 'novitet redig n nonicriermn; • la (estenated)Mcomer nernent yrete andras. - Wit tan* romanse on henta; Bel L6A. LeS Vott filem«! ~to secuntes ed oter enet, held dencmraces, pr« ad ~tty date via) rna An munne el svaa nome is basedon tunere AG Surdordeonch ånd neo* pleid barks b the rava at the rodd te «Hanel prial You has bom zjusted to frikal proper auren. derdend ed internt eies. ~terna the tarmen val tec.4. aue cash 9000p pr*/ ril NI my ad for *bry cd bily pai stavens an, Irre To oboenonn quotatem. *hen nabbar. «nø