EFTA01372068.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Portfolio Holdings (continued) U.S DOLLARS (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Marioit Price Mincer Value Win Loa Interest Annual Income Yield FIXED INCOME (continued) Corporate Bonds (continued) PM ORGAN CHASES CO DEP SHS REPSTG Security Identifier: 46625HHA1 YD TH PFD SER1FIXED TO FLTG RT BD 5.990% 04/23158 B/E DTD 04/23/08M oody Rating Baa358 P Rating BBB- 06115/11 "• 32 1,100,000.000 107.2500 1,179,750.41 100.6000 1,106,600.02 -73,150.39 183.04 65,894.18 5.95% Original Cost Basis: 31182500.00 06/15/11 " 32 2,500,000 000 106.7680 2669,212 15 100.6000 2,514,999.98 154,212.17 416.00 149,759.50 5.95% Original Cost Basis. 32,675,000.00 Total Noncovered 3,600.000 000 3,848,962.56 3,621,600.00 -227,362.56 599.04 215.653 68 Total 3,600,000.000 $3,848,962.56 $3,621,600.00 4227,362.56 $599.04 3215,653.68 SOUTHERN CALIF EDISON CO PREF SER E Security Identifier: 842400FU2 6250% 0117162 WE DTD 0/1712 CALLABLE 02/0122 1)0.000M oody Rating 8aa1Sd P Rating 880 01130112 ' •x° 3,000,000.000 99.9090 2,997,261.33 94.0000 2,820,000.00 -177,261.33 93.750.00 187,500 00 6.64% Original Cost Basis: 52,992,564.97 GENERAL ELEC CO GTD FX040•FITGRT Security Identifier. 369604844 NON•CUM ULATIVE PERPETUAL PREFERRED 4.000% 12103/65 REG DTD 12/03/Slloody Rating A3 S 8 P Rating BBI3 12/03/15 2.469.000 000 88.0930 2,175,016.17 67.9000 1,676,451.00 498,565.17 12,619.33 98,760.00 5.89% Original Cost Basis: $2,175,01.17 LLOYDS BANKING GROUP PLC FXD RATE RESET Security Identifier: 5394394G4 ADDL TIER 1SECSISINO US539439AG42 7,500%04127188 WE DTD 04/0711161 P Rating 88- 04/10114'A° 1,903,000.000 1023910 1,948,500,00 101.7500 1,936,302.50 -12,197.50 13,479.58 142.725 00 7.37% Original Cost Basis:11948,500.00 Page 5 of 15 Account Number: NIG-023804 Rated Excellent awes Meech Penabet ICC. • wholly ~id mcsmanom Go paperless Every Year Since 2007 OMAR MTIOCOMPAVNICA71076 subtle:run of The Bakal Ni. Wet Mellen Comer/Mon (/NY Mellen) MX MOUT t.C.IlVtitY EXCEUDKE Peishra U.C. mutter AURA. NYSE StPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065667 CONFIDENTIAL SDNY_GM_00211851 EFTA01372068