EFTA01380421.pdf

From: Stewart Oldfield Sent: 5/31/2016 2:55:07 PM To: Todd Stevens Subject: RE: KCP Pershing Accts [I] Classification: For internal use only Definitely. I met with Rich Kahn last week. Will see JE when he's in town next. Happy to chat whenever you like Thanks From: Todd Stevens Sent: Tuesday, May 31, 2016 2:02 PM To: Stewart Oldfield Subject: FW: KCP Pershing Accts [I] Classification: For Internal use only Let's discuss how we cover this account going forward. From: Daniel Sabba Sent: Tuesday, May 31, 2016 1:59 PM To: Todd Stevens Cc: Mathew Negus Subject: FW: KCP Pershing Accts [I] Todd — resending this per your request. Per our chat on Jeffrey Epstein, can you please let Joe Dursi / Josh Shoshan know so we can put the transition in place? Paul Morris' leaving gives us an opportunity to make this change. From: Daniel Sabba Sent: Wednesday, May 18, 2016 1:08 PM To: Todd Stevens Cc: Mathew Negus Subject: FW: KCP Pershing Accts [I] Hi — wanted to follow-up on the regional review meeting last week. See attached the list of brokerage accounts in KCP. My suggestion is for them to be handled by WIC/ISG as this team has more operational expertise in handling execution of listed instruments, etc. From: Vahe Stepanian Sent: Monday, May 16, 2016 12:55 PM To: Daniel Sabba Subject: KCP Pershing Accts [I] Classification: For Internal use only Attached per your request. Thank you, Vahe Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0078840 CONFIDENTIAL SDNY_GM_00225024 EFTA01380421