EFTA01456054.pdf

I e an 10 Nov 2014 SOUTHERN FINAN Pap 2 Of 2 Request 182298 h. As of 10 Nov 14 ate. Deulszhe Bat AO SOUTHERN FINANCIAL, LLC n•Opfloss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Noo.2013 20.Nov.2014 25-Nov-2014 (LOCO COD CV, USD 101.030.000 RV SHCAT EUROPEAN CALL 1010000 i, I ' if C£4 83! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBarOneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.OOO.60) USD 0 FY LONG EUROPEAN 0.0000 0.01 710423461 FINANCIAL. LLC oichOpl 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 20.Nov2014 25-Nov-2014 (21,M0 00) USD 0 FY LONG EUROPEAN 0.000D 000 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnel3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 061 USD 0 PY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL. U.0 ouchOpt 418622243/ SOUTHERN ExEuroOpl 12-Mg-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462000.000 00) CM-I SHORT ELRCPEAN PUT 6.1603 / .10290 ;212 8344623% FINANCIAL. LLC Subtotal: (3:4067 +31 Baal: (374,067.53) Statement ID: 18229820141110_20141111 1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115132 CONFIDENTIAL SDNY_GM_00261316 EFTA01456054