EFTA01356926.pdf

From: Ian Salters Sent: 2/14/2019 6:43:48 PM To: Victoria Bruce ; Thomas Klemm ; Kimberly Hart Puzant Merdinian • Steven Mattus • Olivier Poncet ; Andrea DeMar ; Bill King Jeffrey Roth CC: Ian Salters Subject: RE: Client OTC derivatives trading with CIB Ill Attachments: WM clients trading with GM - WM Update 02,14.19.xlsb Classification: For IMemal use only Dear all Please see attached analysis that JAX did on behalf of IWP & WM clients. The IWP list is being revisited as we believe we have more clients onboarded with CIB than indicated but it highlights the issues we face. WM have already highlighted those clients they wish to prioritize (in RED) and IWP will do the same. Let's discuss tomorrow. Ian Original Appointment From: Victoria Bruce Sent: Monday, February 11, 2019 6:10 AM To: Victoria Bruce; Thomas Klemm; Kimberly Hart; Puzant Merdinian; Steven Mattus; Olivier Poncet; Ian Salters; Andrea DeMar; Bill King; Jeffrey Roth Subject: Client OTC derivatives trading with CIB [Ij When: Friday, February 15, 2019 2:30 PM-3:15 PM (UTC+00:00) Dublin, Edinburgh, Lisbon, London. Where: Dial in below Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043131 CONFIDENTIAL SDNY_GM_00189315 EFTA01356926