EFTA01371929.pdf

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Portfolio Holdings Account Activity Opening Clang Acauell Income 30-Day Current Opening Die Quantity Number Ending Ban Batmen Income IbloYear Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio FDIC Insured Bank Deposits INSURED DEP0SITSPR0GRALI 01101/19 73,068.210 WA 01131119 73,035.20 73,068.21 17.82 3391 WA N/A Total FDIC Insured Bank Deposits $73,035.20 973,088.21 $17.62 $33.01 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $73,035.20 973,066.21 $17.62 $33.01 Unrealized Estimated Estimated Dale Acquired Quantity Unk Cog Cost Beds He Price Market Value GM Loss Annual Income Yield EQUITIES 99 0 0% of Portfolio - Common Stocks APPLE INC C0M &Guilty Identifier: AAPL Dividend Option: Cash CUSP:037833190 12/07/17 100,000.000 169.8140 16,981,416.00 166.4400 16,644,000.00 437.416 00 292,000 00 1.75% Total Common Stocks $16,981,416.00 $16,844,000.00 -$337.416.00 1292 000 00 TOTAL EQJ T ES $16,981,416 00 $16.644.000.00 -$337416.00 $292 000 00 Unrealized Aeaued Estimated Cost Bass Market Value Gain,Loss Interest Annual Income Total Portfolio Holdings $17,054.484.21 $16,717,068.21 -$337.416.00 $0 00 1292.033 01 Generally securities acquired before 2011 in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as " noncovered" Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disc_' °sures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ Page 3 of 7 Account Numbe Rated Ewellere MISR through Penabos UM. • wholly awed AMOS& Go paperless AtOUT t.CCIVUrf 4 Every Year Since 2007 OMAR MITOCOMPAVNICA71075 EXCELIDKE subsifurey of The Bakal Ni. York Mak. Comeration OM Mellen) PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065524 CONFIDENTIAL SDNY_GM_00211708 EFTA01371929