EFTA01350987.pdf

Subject: RE: Fw: Epstein - Assets to transfer [C] From: Vahe Stepanian sci > Date: Mon, 02 Dec 2013 15:21:31 -0500 To: Cc: Amanda Kirb Lisa D Hurd PB-Service1318 Classification: Confidential Great, thanks Janet. My back office tells me that we also need values for the Euroclear positions. Can you please clarify? Thank you, Vahe (Embedded image moved to file: pic15753.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. Fax Mobile Email (Embedded image moved to file: pic00164.gif) To: Vahe Stepanian/db/- Cc: Amanda Kirby/db Lisa D Hurd/db/- EFTA01350987  PB-Service1318 Date: 12/02/2013 03:15 PM Subject: RE: Fw: Epstein - Assets to transfer [C] Vahe, We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a prompt response, please direct our reply to our team: T: F: From: Vahe Stepanian [mailto: Sent: Monday, December 02, 2013 10:23 AM To: Young, Janet E Cc: Amanda Kirby; Lisa D Hurd; PB-Service1318; Subject: Re: Fw: Epstein - Assets to transfer [C] Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the EFTA01350988 below. Please see my notes below in red. 3PM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC - Okay to free deliver: Pershing DTC # = 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free deliver: Pershing DTC # = 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN UNCAPPED Cusip: — tx via DTC- Okay to free deliver: Pershing DTC # = 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # = Please confirm t/d, s/d and amount so that we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear # Please confirm t/d, s/d and amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 — EURO cash wire instructions needed. Relevant instructions: Bank: C' ' Frankfurt SWIFT: Account name: ershin LLC IBAN: For Furt er out ern Financial, LLC Account #: 3PM Southern Trust Co., Inc. ( 4 — Assets to be transferred to Pershing LLC A/C # RIM PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EFTA01350989 EUROCLEAR ISIN - Pershing Euroclear # = . Please confirm t/d, s/d and amoun so a we can match. Thank you, Vahe (Embedded image moved to file: pic10177.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York NY 10154-0004 Tel. Fax Mobile Email (Embedded image moved to file: pic29140.gif) Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM From: "Youn Janet E" To: Amanda Kirby/db/ , Lisa D Hurd/db/- Cc: PB-Service1318 a, Harry Bailer Date: 11/27/2013 02:40 PM EFTA01350990  Subjec Epstein - Assets to transfer t: Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. 3PM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: — tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN EUR 291,846.67 — EURO cash wire instructions needed 3PM Southern Trust Co., Inc.( ) — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR EFTA01350991 ISIN Thank You! Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # - 500 Stanton Christiana Road, Newark DE 19713 T: I F: Gina Magliocco and Jason Grosse' T: I F: To ensure a prompt response, please direct our re l to our team: T: I F: This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. EFTA01350992 EFTA01350993