EFTA01387513.pdf

7 incoming transfers totaling $2,280,490.83 o On 1/4/16 for $120,000, on 1/8/16 for $40,000, on 1/13/16 for $270,000, on 1/29/16 for $20,000, and on 1/29/16 for $1,100,000 from client's DB account Comment (TI42]: NEW VERNON ADVISR INC FRO J PETER SIMON Confidential o On 1/6/16 for $727,714.28 from DB account - W.S. Hills Associates LP (related) o On 1/21/16 for $2,776.55 from DB account - Weskids III, L.L.C. (related) 2 preauthorized transfers totaling $1,074.18 from Payroll ASF, DBA Insperity (payroll - The outgoing transactions were as follows: 7 outgoing wires totaling $317,142.86 as follows: o On 1/4/16 for $100,000, on 1/8/16 for $30,000, on 1/14/16 for $50,000, and on 1/14/16 for $100,000 to client's account with Bank of America o On 1/8/16 for $10,000 to client's account with UBS Financial Services Inc. o On 1/15/16 for $15,000 to Point 406 Ventures III, L.P. (investment fund - http://www.formds.com/issuers/point-406-ventures-iii-l-p) o On 1/27/16 for $12,142.86 to South Street Capital LP referencing "Invest in GSO"(related) 3 outgoing transfers totaling $735,349 as follows: o On 1/6/16 for $730,000 to DB account - New Vernon Advisr Inc FBO.I. Peter Simon o On 1/13/16 for $3,920 to DB account - New Vernon Advisors, Inc. referencing "4th Quarter 2015 Management Fee" o On 1/14/16 for $1,429 to DB account - New Vernon Advisors, Inc. referencing "Capital Call For Expenses" 2 preauthorized transfers totaling $4,569.78 GIT LBR PT NJ GIT / LBR PMT and NJ927 PMT NEW JERSEY EFT T (tax payment - http://www.state.nj.us/treasury/taxation/git.shtml and http://www.state.nj.us/treasury/taxation/eftpayoptions.shtml). For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090315 CONFIDENTIAL SDNY_GM_00236499 EFTA01387513