EFTA01375684.pdf

From: Vijay-A Sawant Sent: 9/24/2018 5:54:27 AM To: Stewart Oldfield CC: Bradley Gillin ; Mayur Rathod Richard larossi Subject: RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCISSI486427) & Hyperion Air, LLC (GCIS$1487225) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Stewart, As per COGS received last week (in separate email), we are all sorted for this case (01977699) except the following — GCIS 486427 — We are unable to see this account in DB Insight. So we need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. /nen DI141....sec ,ay. Casa Now YotOn. in, tunny's. Doe terekal &OP.. l..n. Al CI ,!w (PAM a:. y Th4WY, 9RIO'S I VA In addition to the below, could you advise the following info for account holder (J. Epstein Virgin Islands Foundation, Inc) as the numbers do not seem to make sense and can invite potential rejection point — Estimated Annual Gross Income(Entity):I100000 Estimated Annual Net Profit(Entity):[2000000 Estimated Investable/Liquid Assets: <$1 MM vl7 Amt of assets planned to invest w/ PWM: We look forward to your feedback before we re-submit these cases for AML approval, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbak Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobile From: Vijay-A Sawant Sent: Friday, August 24, 2018 3:33 PM To: Richard larossi Stewart Oldfield Cc: Bradley Gillin Terri Sohrab Mayur Rathod Subject: Re: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071246 CONFIDENTIAL SDNY_GM_00217430 EFTA01375684