EFTA01454451.pdf

e an roup 20Jui 2014 SOUTHERN FINANCAL, LLC Paps 2 Of 2 Request 182298 As of 20 Jun 14 Muted). Bark AO SOUTHERN FINANCIAL, LLC FX-0pecas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436( SOUTHERN FxEurcepl 21.Noo-2013 20.Noe.2014 25-Nov-2014 ( I .060 CO3 Cr.() USE) 101.000.000 in SHORT EUROPEAN CALL 1010000 :le 29:i 21) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 2541ov.2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0000 9.28372 710423461 FINANCIAL. LLC owhOpl 366364436( SOUTHERN FXOnef3arOneT 21-No/-2013 20-Nov-2014 25-Nov-2014 (21,03000) USD 0 JPY LONG EUROPEAN 0.000D 6,75459 710423463 FINANCIAL. LLC outhOpl 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 29Nov.2014 25.Nov.2014 (21.000 061 USD 0 Fr LONG EtPCPEAN 0.0000 4,849 18 710423465 FINANCIAL, LLC ouchOpt 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EIPCPEAN PUT 1.3450 !79.12041) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FsEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,00000 EUR (13800.000.00) USD LONG ELRCPEAN CALL 1,3800 46.19127 806424264 FINANCIAL, LLC Subbtal: ,24)3I ;YE _ Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTHERN Canmoddy0pEu 03-Apr-2014 05.Dec-2014 05-Coc-2014 SHORT EURCPEAN CALL XCU (6 7Efi3Olt apj USD i50 00) Lots 0 7.000 0000 (263 64 71) 776125395 FINANCIAL. LLC ro BaseMetal Subtotal: L(;-i= . .. :AL( Total: (298:516.56) Statement ID : 182298_20140620_20140623_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112559 CONFIDENTIAL SDNY_GM_00258743 EFTA01454451