EFTA01424151.pdf

Subject: MD approval for ACUs completed for Hi h Risk Clients [I] From: Vaishali-P Mehta Date: Thu, 01 Dec 2016 09:21:40 -0500 To: Andrew Gallivan Cc: Douglas Robertson Mark Gonzalez Stewart Oldfield Classification: For internal use only Dear Andrew, Below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Annual Client Update: ID GCIS Customer Number Customer Owner MD Customer Name Annual Client Update: Created Date A14. A15. Client Status Update Description A16. A17. 0078846 Douglas Robertson 00000494398 Andrew Gallivan EFTA01424151  Robert Lewis Allbritton 1996 Trust 11/10/2016 The trustee, Robert Allbritton, continues to live and work in DC area focusing on small direct investments across industries. The purpose of the discussion was an annual review of the portfolio, markets, and their ongoing cash needs (flows in / out). There are no material changes with this client. No No 0078488 Mark Gonzalez 00000480264 Andrew Gallivan Bal Harbour 1604N, LLC 10/26/2016 Mr. Forkosh resides in New York and spends time in South Hampton and Miami. His income is derived form his commercial and rental properties. Nothing has materially changed for this client. No No 0078486 Mark Gonzalez 00000479937 Andrew Gallivan First & 91st LLC 10/26/2016 EFTA01424152  Alex spends most of the year in NYC and splits the rest of his time between his condo in Bal Harbour and his home in South Hampton. Nothing has changed materially for the client. No No 0078487 Mark Gonzalez 00000479906 Andrew Gallivan Forkosh, Alexander 10/26/2016 The client resides and works as RE Developer in NYC, spends part of the winter in Florida. No changes in the client status. No No 0078489 Mark Gonzalez 00000482815 Andrew Gallivan The Forkosh Manor LLC 10/26/2016 The client resides and works as RE Developer in NYC, spends part of the winter in Florida. There have been no significant changes to this clients status. No EFTA01424153  No 0078460 Stewart Oldfield 00000483289 Andrew Gallivan Epstein, Jeffrey 10/26/2016 There have been no material changes There have been no material changes Yes No 0078462 Stewart Oldfield 00000487216 Andrew Gallivan JEGE, LLC 10/26/2016 No material change No material change Yes No 0078461 Stewart Oldfield 00000499733 EFTA01424154  Andrew Gallivan LSJE, LLC 10/26/2016 No material change No material change Yes No Please review the ACU comments, and reply back with your approval. If this any information is not correct or you are aware of a material change that has not been reflected, please let us know immediately as a KYC update will be required. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street, Suite 2400, San Francisco, CA USA Tel. Mobile +1 Email EFTA01424155 EFTA01424156