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📄 Extracted Text (174 words)
b. Municipals
i. Puerto Rico Cofina Bond (+ leverage?)
c. Technology
i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG,
ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
v. Other Investment Opportunities [Tazia]
a. RREEF (RDIF and Retrofit Partners)
b. Japanese Real Estate Mezzanine
C. CLOs
VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry]
a. ISDA unilateral
b. DB Dodd Frank Protocol (STINC and SFLLC)
c. KCP Non-Advisory Letter (for STINC and SFLLC)
d. FINRA 2111 Institutional Suitability Certificate (for STINC and
SFLLC)
e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal,
Foundation)
f. Structured Solutions (all 6 entities)
g. FX (all 6 entities)
h. Pre-Post market Trading Form (all 6 entities)
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Tazia Smith
Director I Key client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth management
345 Park Avenue, 26th Floor
New York, NY 10154
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030021
CONFIDENTIAL SDNY_GM_00176205
EFTA01344499
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