EFTA01454113.pdf

e an raup 06 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 f, - As of 05 May 14 Eisubdis Bank AO SOUTHERN FINANCIAL, LLC Settlement NotCcy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN F4Eurcepl 2141o/4013 20-Nov-2014 25-Nov-2014 (1.003000 00) USD 101.030.000 JPY SHCAT EUROPEAN CALL 1010000 :27 8 iil ili 710423459 FINANCIAL. LLC 3663644357 SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00080) USD 0 JPY LONG EUICPEAN 0.0003 11.83409 710423461 FINANCIAL. LLC ouchOpl 36636443& SOUTHERN FXOnef3arOneT 21-Nor-2013 20-Nov-2014 25-Nov-2014 (21,M0 001 USD 0 JPY LONG EUROPEAN 0.0000 9.447 75 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3anCineT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 001 USD 0 FY LONG EUROPEAN 0.0000 7,45223 710423465 FINANCIAL. LLC ouchOpl Subtotal: 89530 Commodifes • Dna Metal Dedvatlyie Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFERN CommodhOptu 03-Apr-2014 OF>D4c-20I4 05-Dec-2014 SHORT EUROPEAN CALL XCU te.7W.COD DO) USD 050 001MT25 0 7.000 0000 i240 61:580i 778126395 FINANCIAL. LLC ro EleseMetal Subtotal: 1240,01539; 1.01 (239,720.59) Statement ID : 182298_20140505_20140506_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112052 CONFIDENTIAL SDNY_GM_00258236 EFTA01454113