📄 Extracted Text (7,412 words)
GHISLAINE MAXWELL
EFTA01571396
EFTA01571397
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 5/1/13 to 5/31/13
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Page
2
5
8
9
15
17
0000012170.00.0.9E.00001.MAXWE04.20130604
Page 1 of 28
EFTA01571398
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
723,327.40
70,310.77
9,641,596.31
157,864.00
$10,593,098.48
25,092.69
$10,618,191.17
Ending
Market Value
729,527.64
66,395.85
3,400,529.80
152,118.61
$4,348,571.90
23,635.03
$4,372,206.93
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
10,593,098.48
(268.54)
1,308,253.29
(1,633,528.96)
($325,544.21)
6,533.59
(5,925,515.96)
$4,348,571.90
23,635.03
EFTA01571399
$4,372,206.93
Change
In Value
6,200.24
(3,914.92)
(6,241,066.51)
(5,745.39)
($6,244,526.58)
(1,457.66)
($6,245,984.24)
Year-to-Date
Value
8,349,258.16
(4,001,156.64)
6,299,937.54
(7,180,085.09)
($4,881,304.19)
40,079.39
840,538.54
$4,348,571.90
23,635.03
$4,372,206.93
44,061.41
$89,783.24
Estimated
45,721.83
Current
Annual Income Allocation
18%
2%
77%
3%
100%
Equity
Cash &
Fixed Income
Other
Alternative
Assets
Asset Allocation
Page 2 of 28
EFTA01571400
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
22.58
1,627.49
4,883.52
$6,533.59
Year-to-Date
Value
6,570.50
5,750.79
(68.11)
24,863.24
$37,116.42
5,000.00
(2,037.03)
$2,962.97
Unrealized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
Year-to-Date
Value
(53,822.40)
($53,822.40)
To-Date Value
($30,174.82)
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
Summary by State*
MA
EFTA01571401
MI
Current
Period Value
Year-to-Date
Value
710.14
708.94
Tax-Exempt Income
Summary by State*
TX
Tax-Exempt Income
Current
Period Value
Year-to-Date
Value
1,543.89
$2,962.97
Page 3 of 28
EFTA01571402
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
693,954.39
3,455,702.49
92,027.29
$4,241,684.17
Page 4 of 28
EFTA01571403
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Beginning
Market Value
43,754.11
3,510.00
136.29
455,201.00
220,726.00
$723,327.40
Ending
Market Value
47,562.20
3,270.00
129.94
454,509.00
224,056.50
$729,527.64
Current
Period Value
729,527.64
693,954.39
EFTA01571404
35,573.25
45,721.83
1,614.05
6.24%
Concentrated & Other Equity
Change
In Value
3,808.09
(240.00)
(6.35)
(692.00)
3,330.50
$6,200.24
Current
Allocation
1%
1%
1%
10%
5%
18%
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Asset Categories
Equity as a percentage of your portfolio - 18 %
82.13
95.000
7,802.35
11,403.30
(3,600.95)
76.00
0.97%
Page 5 of 28
EFTA01571405
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
US Large Cap Equity
BANK OF AMERICA CORP
CITIGROUP INC NEW
SCHLUMBERGER LTD
Total US Large Cap Equity
060505-10-4 BAC
51.99
172967-42-4 C
73.03
806857-10-8 SLB
$47,562.20
$45,124.71
$2,437.49
$269.33
0.57%
113.000
8,252.39
9,524.04
(1,271.65)
141.25
1.71%
358.000
18,612.42
14,048.52
4,563.90
14.32
0.08%
13.66
944.000
12,895.04
10,148.85
2,746.19
37.76
0.29%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
US Small/Mid Cap Equity
GERON CORP
1.09
374163-10-3 GERN
Non-US Equity
EFTA01571406
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 GBP
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
3,000.000
3,270.00
18,129.32
(14,859.32)
43.31
3.000
129.94
212.23
(82.29)
28.09
10,000.000
280,900.00
261,300.00
19,600.00
19,690.00
7.01%
Page 6 of 28
EFTA01571407
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Preferred Stocks
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
26.99
2,500.000
67,475.00
$454,509.00
62,500.00
$422,578.96
4,975.00
$31,930.04
4,187.50
$31,227.50
6.21%
6.87%
25.27
4,200.000
106,134.00
98,778.96
7,355.04
7,350.00
6.93%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Concentrated & Other Equity
GENERAL MOTORS CO
48.81
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity
$224,056.50
$207,909.17
EFTA01571408
$16,147.33
$14,225.00
$1,614.05
6.27%
116.83
150,000.000
175,246.50
157,909.17
17,337.33
11,850.00
1,020.30
6.66%
1,000.000
48,810.00
50,000.00
(1,190.00)
2,375.00
593.75
4.87%
Page 7 of 28
EFTA01571409
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
70,310.77
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JEO0B1VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$66,395.85
$76,999.78
133.92
190.000
25,444.80
31,931.40
136.05
301.000
40,951.05
45,068.38
Quantity
Estimated
Value
Cost
Ending
Estimated Value
66,395.85
Change
In Value
(3,914.92)
Current
Allocation
2%
Page 8 of 28
EFTA01571410
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
1,908,727.91
138,204.60
6,660,683.61
633,182.76
300,797.43
$9,641,596.31
Ending
Market Value
1,914,992.96
22,142.83
545,570.95
628,110.28
289,712.78
$3,400,529.80
Current
Period Value
3,400,529.80
3,455,702.49
(55,172.69)
44,061.41
22,020.98
1.15%
US Fixed Income
Cash & Fixed Income as a percentage of your portfolio 77 %
Change
In Value
6,265.05
(116,061.77)
(6,115,112.66)
(5,072.48)
(11,084.65)
($6,241,066.51 )
EFTA01571411
Current
Allocation
42%
1%
13%
14%
7%
77%
Non-USD Short Term
Non-US Fixed Income
Non-USD Cash
Cash
Asset Categories
Page 9 of 28
EFTA01571412
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
6-12 months,
1-5 years'
10+ years'
Total Value
1
SUMMARY BY TYPE
Market
Value
2,619,535.82
115,489.98
443,006.50
222,497.50
$3,400,529.80
% of Bond
Portfolio
78%
3%
13%
6%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MMKT FD - MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
1,914,991.96
1.00
1,914,991.96
1.00
$1,914,992.96
1,914,991.96
1.00
$1,914,992.96
$0.00
EFTA01571413
$191.49
$16.12
0.01%
191.49
16.12
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
1,914,992.96
22,142.83
310,393.50
222,497.50
909,805.06
20,697.95
$3,400,529.80
% of Bond
Portfolio
57%
1%
9%
6%
26%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Page 10 of 28
EFTA01571414
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Non-USD Cash
AUSTRALIAN DOLLAR
POUND STERLING
HONG KONG DOLLAR
TURKISH LIRA NEW
PRINCIPAL CURRENCY
Total Non-USD Cash
0.96
1.52
0.13
0.53
100.00
7,605.86
950.00
19,500.00
95.87
11,531.24
122.38
10,393.34
$22,142.83
103.25
12,005.82
122.44
10,763.97
$22,995.48
(7.38)
(474.58)
(0.06)
(370.63)
($852.65)
$0.00
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
96.75
LONDON TIME DEPOSITS 0.6700%
DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES
Bearer
EFTA01571415
2535M9-9G-6 CAD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.9500%
DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2535M9-9R-2 NOK
KFW - TRY
MTN 9 3/4% JUL 16 2013
DTD 02/10/2010
HELD BY EUROCLEAR
ISIN XS0484842470 SEDOL B637YV8
14085A-9A-6 AAA /AAA TRY
53.57
200,000.00
107,131.43
135,555.56
(28,424.13)
10,393.34
9,111.92
5.48%
16.99
1,240,089.90
210,704.34
209,321.97
1,382.37
2,001.69
10.95
0.98%
116,011.03
112,245.20
113,615.26
(1,370.06)
752.03
4.15
0.68%
Page 11 of 28
EFTA01571416
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Non-USD Short Term
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL B5114T3
U45818-9G-5 AAA /AAA INR
Total Non-USD Short Term
$545,570.95
$601,724.96
($56,154.01)
$16,705.52
$9,789.96
US Fixed Income
3PM MANAGED RESERVES FD - GBP-C-DIST
ISIN LU0539309053
051398-91-5 GBP
ISHARES MARKIT IBOXX CORPORATE BOND
ISIN IE00B00FV011 SEDOL B00FV01
461278-91-3 GBP
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
Page 12 of 28
105.18
150,000.00
157,774.50
150,000.00
7,774.50
5,400.00
240.00
2.04%
99.20
50,000.00
49,602.00
45,394.50
4,207.50
237.55
EFTA01571417
13.85
0.75%
197.12
103.02
105.00
100,000.00
20,697.95
103,017.00
19,023.08
100,000.00
1,674.87
201.48
3,017.00
2,900.00
370.50
1.60%
9,745.17
7.65
74,521.33
80,157.26
(5,635.93)
2.95%
1.72
6,700,000.00
115,489.98
143,232.17
(27,742.19)
3,558.46
662.94
6.39%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
EFTA01571418
GHISLAINE MAXWELL
ACCT.
For the Period 5/1/13 to 5/31/13
Price
US Fixed Income
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$628,110.28
$608,371.66
$614,541.84
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 GBP
ISHARES BARCLAYS EURO INDEX-LINK
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 GBP
20.85
5,790.00
120,744.40
118,212.32
2,532.08
193.48
187.90
36,355.38
39,293.00
(2,937.62)
$19,738.62
$18,537.55
$3,659.08
2.25%
107.29
50,000.00
53,644.00
EFTA01571419
52,408.59
54,040.00
1,235.41
2,500.00
944.40
4.43%
112.30
100,000.00
112,299.00
107,581.38
110,503.00
4,717.62
5,000.00
1,472.20
3.94%
113.11
50,000.00
56,554.50
53,806.85
55,424.00
2,747.65
2,500.00
416.65
3.74%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 13 of 28
EFTA01571420
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Non-US Fixed Income
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /AAA IDR
Total Non-US Fixed Income
$289,712.78
$307,617.43
($17,904.65)
$8,626.85
$8,555.82
3.02%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
0.01 1,300,000,000.00
132,613.00
150,112.11
(17,499.11)
8,626.85
8,555.82
6.59%
Page 14 of 28
EFTA01571421
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
157,864.00
Ending
Estimated Value
152,118.61
Change
In Value
(5,745.39)
Current
Allocation
3%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
152,118.61
92,027.29
28.55
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP FD - GBP - A - DIST(HDG)
ISIN LU0323456201
287991-93-9 GBP
137.09
450.272
61,725.88
1,663.11 **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Page 15 of 28
EFTA01571422
EFTA01571423
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 GBP
Total Balanced
$152,118.61
$92,027.29
$28.55
20.73
4,361.513
90,392.73
90,364.18
28.55
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Page 16 of 28
EFTA01571424
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
$0.00
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
$0.00
Ending Cash Balance
$1,914,991.96
Period Value
1,908,726.91
6,265.05
$6,265.05
Year-To-Date
Value*
-36,992.33
$36,992.33
(4,000,000.00)
($4,000,000.00)
17,190.60
$17,190.60
-INCOME
Current
Period
Value
0.00
Year-To-Date
Value*
-$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
-Current
Cost
Adjustments
Amortization
Total Cost Adjustments
EFTA01571425
Period Value
$0.00
Year-To-Date
Value*
(2,037.03)
($2,037.03)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Page 17 of 28
EFTA01571426
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
5/1
5/1
5/13
5/15
5/16
5/22
5/24
Interest Income
Interest Income
Corporate Interest
Corporate Interest
Foreign Dividend
Div Domest
Div Domest
Total Inflows & Outflows
Description
DEPOSIT SWEEP INTEREST FOR 04/01/13 - 04/30/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$1,897,319.58 AS OF 05/01/13
COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE
(ID: 222388-20-9)
GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE
NOTE MAY 11 2016 DTD 05/11/2007
(ID: 36962G-2V-5)
BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV
15 2016 DTD 11/04/2010 (ID: 06050W-DW-2)
ISHARES BARCLAYS EURO INDEX-LINK ISIN
IE00B1FZSD53 SEDOL B1G52V0 @ 0.281086 PER SHARE
AS OF 05/15/13 (ID: 46578W-92-2)
APACHE CORP @ 0.20 PER SHARE (ID: 037411-10-5)
CITIGROUP INC NEW @ 0.01 PER SHARE
(ID: 172967-42-4)
$6,265.05
95.000
358.000
0.20
0.01
19.00
3.58
150,000.000
5,790.000
0.018
0.281
2,700.00
1,627.49
EFTA01571427
4,200.000
50,000.000
0.438
0.001
1,837.50
62.18
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
15.30
INCOME
Amount
Page 18 of 28
EFTA01571428
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-67.62
$67.62
(67.62)
($67.62)
-Year-To-Date
Value*
-284.85
$284.85
(284.85)
($284.85)
-Local
Value
Current
Period Value
0.00
68.96
68.96
(68.96)
(68.96)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01571429
Year-To-Date
Value*
--Year-To-Date
Value*
-288.68
288.68
(288.68)
(288.68)
-Page
19 of 28
EFTA01571430
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
456,226.05
(568,390.12)
Year-To-Date
Value*
1,947,798.84
(2,402,377.90)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/2
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 04/24/2013 MATURITY 05/02/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2534X9-9H-5)
5/2
5/9
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/02/2013 MATURITY 05/09/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535A9-9X-2)
5/9
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(12.850)
(12.82)
(12.85)
Page 20 of 28
(15.970)
115,958.040
(15.84)
(15.97)
12.82
EFTA01571431
12.85
Quantity
115,942.070
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
15.84
15.97
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01571432
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/16
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/09/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535D9-9L-5)
5/16
5/23
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5900% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535F9-9U-3)
5/23
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES
(ID: 253539-9X-3)
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
(13.980)
(13.45)
(13.98)
$0.00
(13.310)
115,997.050
(12.88)
(13.31)
13.45
13.98
(12.850)
115,983.740
(12.63)
(12.85)
12.88
13.31
EFTA01571433
Quantity
115,970.890
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
12.63
12.85
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 21 of 28
EFTA01571434
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
5/2
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/02/2013 MATURITY 05/09/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535A9-9X-2)
5/9
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/09/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535D9-9L-5)
5/16
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5900% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535F9-9U-3)
5/23
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253539-9X-3)
5/30
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6700% DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535M9-9G-6)
Total Securities Transferred In
$456,226.05
116,011.030
113,615.26
111,591.99
115,997.050
113,601.81
115,983.740
113,588.93
113,972.13
115,970.890
113,576.30
115,641.31
* Transaction Market Value is representative of the prior trading day's
EFTA01571435
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
115,958.040
113,563.48
Transaction
Market Value *
115,020.62
Page 22 of 28
EFTA01571436
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
5/2
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 04/24/2013 MATURITY 05/02/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2534X9-9H-5)
5/9
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/02/2013 MATURITY 05/09/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535A9-9X-2)
5/16
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/09/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535D9-9L-5)
5/23
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5900% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535F9-9U-3)
5/30
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535J9-9X-3)
Total Securities Transferred Out
($568,390.12)
(115,997.050)
113,601.81
(111,578.54)
(115,983.740)
113,588.93
(112,218.80)
(115,970.890)
113,576.30
EFTA01571437
(113,959.50)
(115,958.040)
113,563.48
(115,628.50)
Quantity
Cost
(115,942.070)
113,547.64
Transaction
Market Value *
(115,004.78)
Page 23 of 28
EFTA01571438
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-200.92
$200.92
(200.92)
($200.92)
-Year-To-Date
Value*
-850.44
$850.44
(850.44)
($850.44)
-Local
Value
Current
Period Value
0.00
1,170.53
1,170.53
(1,170.53)
(1,170.53)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01571439
Year-To-Date
Value*
--Year-To-Date
Value*
-4,853.93
4,853.93
(4,853.93)
(4,853.93)
-Page
24 of 28
EFTA01571440
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
852,027.24
(1,065,138.84)
Year-To-Date
Value*
4,352,138.70
(4,777,707.19)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/3
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2534Y9-9X-9)
5/3
5/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535C9-9E-2)
5/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(240.950)
(41.51)
(240.95)
Page 25 of 28
(240.900)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,160.270
1.0000% DATED 05/03/2013 MATURITY 05/10/2013
(41.58)
(240.90)
41.51
240.95
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,919.370
EFTA01571441
1.0000% DATED 04/26/2013 MATURITY 05/03/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
41.58
240.90
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01571442
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/16
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2535E9-9H-3)
5/16
5/23
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535G9-9F-5)
5/23
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535K9-9L-7)
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
(241.080)
(41.07)
(241.08)
$0.00
(241.030)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,848.820
1.0000% DATED 05/23/2013 MATURITY 05/30/2013
(41.47)
(241.03)
41.07
241.08
(206.570)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,607.790
1.0000% DATED 05/16/2013 MATURITY 05/23/2013
(35.29)
(206.57)
41.47
241.03
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,401.220
1.0000% DATED 05/10/2013 MATURITY 05/16/2013
Amount USD
EFTA01571443
Local Value
PRINCIPAL
Amount USD
Local Value
35.29
206.57
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Page 26 of 28
EFTA01571444
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
5/3
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/03/2013 MATURITY 05/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535C9-9E-2)
5/10
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/10/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535E9-9H-3)
5/16
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535G9-9F-5)
5/23
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535K9-9L-7)
5/30
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535M9-9R-2)
Total Securities Transferred In
$852,027.24
1,240,089.900
209,321.97
211,244.53
1,239,848.820
209,280.90
1,239,607.790
209,239.43
211,746.74
1,239,401.220
209,204.14
215,171.95
* Transaction Market Value is representative of the prior trading day's
EFTA01571445
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,239,160.270
209,162.63
Transaction
Market Value *
213,864.02
Page 27 of 28
EFTA01571446
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
5/3
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 04/26/2013 MATURITY 05/03/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2534Y9-9X-9)
5/10
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/03/2013 MATURITY 05/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535C9-9E-2)
5/16
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/10/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535E9-9H-3)
5/23
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535G9-9F-5)
5/30
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535K9-9L-7)
Total Securities Transferred Out
($1,065,138.84)
(1,239,848.820 )
209,280.90
(211,203.46)
(1,239,607.790 )
209,239.43
(213,271.36)
(1,239,401.220 )
209,204.14
EFTA01571447
(211,711.46)
(1,239,160.270 )
209,162.63
(215,130.12)
Quantity
Cost
(1,238,919.370 )
209,121.05
Transaction
Market Value *
(213,822.44)
Page 28 of 28
EFTA01571448
For the Period 5/1/13 to 5/31/13
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01571449
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 5
EFTA01571450
For the Period 5/1/13 to 5/31/13
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S)
(LINKED TO JPMS)
Your Asset Account consists of a bank account that custodies assets linked
to a brokerage account through which securities transactions are executed.
As a result, the Asset Account statement(s) reflect
brokerage transactions executed through JPMS but (except for exchange listed
options) held in custody at JPMCB. Securities purchased or sold through JPMS
in U.S. markets (other then mutual
funds) are cleared through an affiliate of JPMS, in non-U.S. markets
securities are cleared through JPMS. Positions in exchange-listed options
are held by JPMCC. For your convenience, however,
positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such account(s). All
pertinent information about your settled and pending purchases
and sales effected through your JPMS account during the period covered by
these statement(s), is summarized in the "Trade Activity" portion of the
statement(s).
In Case of Other Errors or Questions About Your Asset Account Statement(s)
Please review your statement(s) and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
EFTA01571451
improper payments or transfers in writing to both the introducing broker,
JPMS and the clearing firm, JPMCC at the addresses shown on your
statement(s). Any oral communication should be
re-confirmed in writing to further protect your rights, including your
rights under the Securities Investor Protection Act (SIPA). If you have any
questions please contact your J.P.Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
JPMCC and JPMS are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMCC are protected
by SIPC up to $500,000 per customer, which includes up to $250,000 of
protection for cash. SIPC does not protect
against losses from fluctuations in the value of the securities. Assets held
in custody by JPMCB are not subject to SIPC. You may obtain information
about SIPC, including the SIPC Brochure, on their
website, at "www.sipc.org" or by contacting them at (202) 371-8300.
In Case of Errors or Questions About Your Electronic Transfers.
Disclosures Page 2 of 5
EFTA01571452
For the Period 5/1/13 to 5/31/13
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road,
1/OPS3, Newark, DE 19713-2107 as soon as
you can, if you think your statement is wrong or if you need more
information about a transfer on the statement. We must hear from you no
later than 60 days after we sent you the FIRST statement on
which the error or problem appeared. (1) Tell us your name and account
number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is an
error or why you need more information. (3) Tell us the dollar amount of the
suspected error. We will investigate your complaint and will correct any
error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your
account for the amount you think is in error, so that you will have the use
of the money during the time it takes us to complete
our investigation.
In Case of Errors or Questions About Non-Electronic Transfers (Checks or
Deposits)
Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a
statement is incorrect or if you need more information about any non-
electronic transactions (checks or deposits) on this
statement. If any such error appears, you must notify the bank in writing as
soon as possible after your statement was made available to you. For more
complete details, see the applicable account
agreements and appendices that govern your account.
Deposit products and services are offered by JPMCB Member FDIC.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
With reference to JPMS and JPMCC: A financial statement of this organization
is available to you for personal inspection at its offices, or a copy will
be mailed to you upon written request.
You should have received (or have made available to you) separate
confirmations for each securities transaction. All transactions are subject
to the terms and conditions stated on the reverse side of
such confirmations and are subject to the constitution, by-laws, customs and
interpretations of the marketplace where executed and governed by and
construed in accordance with the laws of the State
of New York and all applicable federal laws and regulations. Further
information with respect to commissions and other charges related to the
execution of transactions, including options transactions,
has been included in confirmations that were previously furnished or have
made available to you. Upon written request, JPMS will promptly supply you
with the latest information.
PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE
INVESTMENTS: FOOTNOTES 1 - 4
Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other
Alternative Assets
EFTA01571453
I. Direct private equity investments and pooled private investments (e.g.,
interests in limited partnerships and limited liability companies) are
generally illiquid securities. Values are estimates only and
are not warranted for accuracy or completeness. Values do not represent the
actual terms at which transactions or securities could be bought or sold or
new transactions could be entered into or the
actual terms on which existing transactions could be liquidated as of the
date of this statement.
Direct private equity investments are generally valued at cost, unless there
is an active secondary trading market in the securities, in which case,
direct private equity investments are valued using market
prices as of the close of the last business day for this statement period
Pooled private equity investments are valued according to the General
Partner's or Manager's stated methodology. Please refer
to the limited partnership agreement, limited liability company agreement or
other operative documentation for each investment for the specific valuation
methodology used by the General Partner or
Manager for that investment or for your Investment Management or Trust
account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any
responsibility for (1) the accuracy of the
information and the methodology used by the General Partner or Manager in
deriving valuations, (2) any errors or omissions in compiling or
disseminating the valuations, and (3) any use to which the
valuations are put. Valuations are provided for information purposes only
and are intended solely for your own use.
Disclosures Page 3 of 5
EFTA01571454
For the Period 5/1/13 to 5/31/13
Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"),
10-15 business days following the last business day of the month. For that
reason, hedge fund NAVs shown will generally be
the NAV of the month preceding this statement period. In general, the NAV is
stated net of management and incentive fees. The NAV is calculated according
to the General Partner's or Manager's
stated methodology. Please refer to the limited partnership agreement,
limited liability company agreement or other operative documentation for
each hedge fund for the specific methodology used by
the General Partner or Manager for that hedge fund or for your Investment
Management or Trust account contact your J.P. Morgan team. J.P. Morgan
expressly disclaims any responsibility for (1) the
accuracy of the information and the methodology used by the General Partner
or Manager in deriving valuations, (2) any errors or omissions in compiling
or disseminating the valuations, and (3) any use
to which the valuations are put. Valuations are provided for information
purposes only and are intended solely for your own use.
These statements do not provide tax reporting on private investments. Please
continue to rely upon the General Partner or Manager of the investment
vehicle for this information or for your Investment
Management or Trust account contact your J.P. Morgan team.
2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions
Since Inception USD' columns are updated monthly to reflect activity
(capital calls and distributions), if any.
3. Hedge funds generally allow subscriptions on a monthly or quarterly
basis. An interest in a hedge fund or hedge fund of funds is generally as of
the first business day of the subscription period. Due
to early funding requirements by the applicable fund, your account may be
debited for the subscription amount prior to the subscription date. Please
refer to the applicable hedge fund's operative
documentation for further details or for your Investment Management or Trust
account contact your J.P. Morgan team.
Hedge fund redemptions are generally on a monthly, quarterly or annual basis
but can sometimes be subject to a multi-year lockup before a redemption is
permitted. For redemptions, there is generally
a notification period that can be a long interval before the actual
redemption date. Redemption proceeds are generally paid 15 calendar days
after the final NAV is issued, but can be subject to a
holdback of a portion of the proceeds until an annual audit of the Fund has
been completed. Please refer to the applicable hedge fund's operative
documentation for further details or for your Investment
Management or Trust account contact your J.P. Morgan team.
Global Access Portfolios share certain characteristics with hedge fun
ℹ️ Document Details
SHA-256
297e97202be2ce61984f9b66ea15577fb1d2717534ccc265d7f8c7d46efd016a
Bates Number
EFTA01571396
Dataset
DataSet-10
Document Type
document
Pages
63
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