EFTA01451057.pdf

0 an 02 Jan 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 it, As of 02 Jan 14 Deutsthe Batt AG SOUTHERN FINANCIAL, LLC PX•Optlons Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 I Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USID) 36636443Sr SOJTHERN FX OPTION 21-Nov.2013 20-Nov-2014 25-Nov-2014 0.0000:0 001 USD 101.096000 JPY SHORT ELROPEAN CALL 101 0003 61 i AI if....:'.1 710423459 EiNANCIAL.LLC 366364435/ SOUTHERN EXOPTION 21414m2313 20-Nov-2014 25-Nov-2014 121.000.1:01 USD 0 JPY LONG ELRCPEAN 0.000D 10 962 15 710423461 FINANCIAL, LLC 3663644V SOUTHERN EXOPTION 2144,4013 20-Nov.2014 25-Nov.2014 121,000 C6.1 USD 0 JPY LONG EUROPEAN 0,0000 9 641 71 710423463 FINANCIAL, LLC 36615449 SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 (21.000 00) USD 0 SY LONG EUROPEAN 0.0000 6.44449 7104230 FNANCIAL. LLC Subtotal: (32 •72 19; Tat (32,722.19) Statement ID : 1132298_20140102_20140103_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0107203 CONFIDENTIAL SDNY_GM_00253387 EFTA01451057