EFTA00165862.pdf

Deutiche Bank Private Wealth Management Option Agreement and Approval Form Please Complete Ail Sections Accourr No NM Account Name Jeffrey Epstein Account Type Ca n -ndividual Account Registration i— ❑ Managed Account U Discretionary Account 0 Other Name's) of percents' other than account ovvner(s1 autnedied to place orders lo• the account Jeffrey Epstein, Harry Beller, Jeanne Brennan Account and Owner Information SProvide requested informat on for each account owner ("C ienr) Mace supplement to this Agreement if necessary.) Name Jeffrey Epstein Address Little Saint James, St Thomas Country Virgin Islands, US Phone Number of Dependents Marital status Singla Brhdate 01120/1953 Employe, Southern Financial LLC Business Phone Business Address 6100 Red Hook Quarter, B3, St. Thomas, Virign Islands, USVI 00802 Type of Business Finance Position President Years Held Present Brokerage Accounts with JPMorgan Does the ind,vidual or entity that controls :his account have the power to control any other Option Account(s) with Deutsche Bank Securities Inc.? la Yes 0 No it yes. please provide the account !umbels)* Will Provide List Client(s) Financial Information Approximate Aggregate Annual income Sources of Income (Approximate) Approximate Aggregate Net Wonh of Account Oweer(s) from All Sources Pecraorrok.Ma Wixt^ El t ess then 550.000 Lewd No Wale beciSMICO.01. Salary/Bonus 50 % C 550000 - 599.999 Interest/Dividends ❑ teas then 550.000 mss than 550.000 60 % E 5100.000- 5249.999 Other (specify): ❑ 550800 -188999 550.000 -599.999 ❑ $250.003 - 5499.999 0 St On000 -$249.999 ❑ $100.000 -5749.999 ❑ 5500.000- 5909.999 El 5250.000 -5499.999 o 5250.000- 5499.999 51,000.000 -62.499.999 ❑ 5500.000 -0999.999 ❑ 5500.000 - $999.999 ( o 52,500000- 54.999.999 0 $1.000.000 - 32.499.999 031.000,000- 52,499,999 55.000.000 and over O 62.600.000- 14.999.999 ❑ 52.500800- $4,999.999 IA 65400.000 and over 055.000.000 and over Investment Experience of Account Owner's) Year sine AverageInnen Average Seed Average Ste it Types of Previous Option EXPetiena Traded Per Veer Pada' In S Suns/ Contra Options 195 10 31,000,000.00 1.0011 a Covered Call Writing Stocks 1000 10 $1,000,000.00 1,000 Purchased Options Benda 1008 10 51.0%,000.00 1800 2 - Option Spreads Cornmockties _itwo to 01000.000.00 1.000 Uncovered Put Writing Listed Stock Index 1000 10 61,000,000.00 1,65 gi Uncovered Call Writing 010 Denvetives 4. 1988 10 01,000000.00 _ . lag I 1 None Structured Products 1980 10 51.000.000.00 1000 Other (Specify) Deviser,. Bank Securities Inc , a subsidiary of Deutsche Bank AG. conducts irrvestrnent benking and securities activities nine United S!a!Pt. °PI I 09-PW7.4-0127 OM 14 (05111) 006404 052711 CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) DB-SDNY-0001610 EFTA_000 15084 EFTA00165862  Option Objectives (check ALL that apply): Income (covered cal writing) Portfolio Protection (protective puts) Q Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) a I. Covered Cell Writing Moderate Risk Calls fully coveted by undeilying stick. Stock may be called at any time or at expiration. requiring owner to sell at strike once. La 2.Purchasing Options Involves Substantial Risk. Mere premium is at risk hole or loss usually determined by selling position. if position is not closed or exercised by expiration date. Options will expire worthleSS. Option Spreads — Margin account required. frill/Yee SithSlanfial RIO In addition to tisk of purchasing puts a call, if long side is closed out, leaving only a short position, the financial risk becomes unlimited. Option assignments require purchase of the underlying stock in the open market to effect delivery to purchaser of option. Q 4 Uncovered Put Writing — Margin account and special statement for uncovered option writers required. Involves Substantial Risk If assigned, the client must purchase the underlying Stock at the sfiNe price, which may be substantially higher than the Men-wows market price. 5. Uncovered Call Writing — Margin account and special statement for uncovered option writers required. Involves Siitistantial Risk Writing uncovered calls involves unfirrited financial risk. Option assignments require puatase of the uncledying stock in open market to effect delivery to purchaser of option. I have read and understand all of the conditions and stipulations on the revers. side of this form in repaid to trading in options and represent that trading in options is suitable in light of my investment objectives, financial situation, risk cola/ence and knowledge. I hereby confirm Mat I am the source of and attest to the accuracy of the above information and authorize Deutsche Bank Securities Inc. (also referred to herein as 'Moloch. Bat* Alex. Brown") to verify any representatem contained therein, at its discretion. I will promptly notify Deutsche Bank Alex. Brown. In writing. of any material change in the above stated information. I acknowledge that I may obtain an options clearing corporation prospectus upon request. I have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of Standardized Qptions." Signed; XiatQ le14/ -03 Signed Date lr Pnnt Client Advisor Name CA If TD5 Client Advisor Signature—. Date ROP Approval Date OPTION DEPT. APPROVAL: DATE Commits: Covered Call Writing Purchasing Options Option Spreads Uncovered Put Writing Uncovered Cell Writing 09-PW11-0127 ON 14 (05/11) 006404 051011 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001611 EFTA_000 15085 EFTA00165863 ti Risks, Prohibitions and General Intcarnation Concerning Option Trading I understand that options transactions Involve a high deuce of nsk and otter no guarantee of gain or anutance against Ina Acmesingly. I tavierstand that prior to engaging in any option tionsanien. I salable mien my present financial situation and deter mine whether it it admen* to incur die risk of Iola associated with that pailiplar investment. 1 lender:tend that whim I engage in option trading I expose myself to certain. potentially substantial frnainal risks in uldtion to those identified on the front side of this farm underahe healing "Cent(%) Strategy Requests." inducing but not limited to the fennel°. — I understand trial I shook, not Ow an option unless I am able co sustain a totalloss or the Prerntual and frOMOClien CMOS: — e 1 doll twine, covered options, I taxlarsiand that I may Waft participation in capital gains but retain risk ra participation in caplet losses in the underlying security I understand that if an exurwe is assigned to me. I way be laced to Sonlate my posincto in the ordodying serurhy elating which may be enlargeable to me. I also understand then should not IS (eek) ti centered roll option Will:SOU." prepared to terns the Indochina Wanly (a a security convertible. exchangeable. or exercisable into such undo/ham) sucked,) uPOn the metes% of the Option — e I sell thaltei uncovered (naked' optioret. I risk substantial capital loss if, and to the extent that the market erne of the underlying security increases above the stnke price of a call or decreases behave the suite price of a pottier, atomise is aligned to me, it wilt in all eke pied, be at a time which tai force me to &KW* suet a capital lees. I todeFkland that 1 should cot sea lordid a put option or an uncenned calf talliOn. aspen" an index option, unless I am able to sustain potentially unlimited lawn. — lam aware that vancus factors may affect the price of an option Contract, such as the relationship between the miscue prim and market plat of the underlying security. he time period temaining taint the option thyme.. and the pace fluctuation ce other characteristics of the underlying wordy. — lam aware that to respective option exchanges ("Exchanges") may. in their discretion and hum line lo me. restrict torkvictiotts in wine's options or the exercise of option ersniraiSs in die Internet al munlaining a fair and orderly Markel in option ountreCtS a in the Limb:lying security, for the protection of investors I understand that I may not be able to time a position in the event that a secondary market in the option ceases total or the Wing exchange restricts Or SuSpendS trading n the option. — lain aware tivA the kxch801)6S how estarkshed restrictions on intern openly purchase and same transactions en the Exchanges which am considceop to be entitled Ocenie, 2. I underhand and arse that My ablount(sl with DeutSthe Bank Securities Inc. talus reigned to herein as "Deutsche Bank Alex Brown') will be handed in acanthi= with the Ries of the Financial industry Regulatory Authority ("FINitir) and the Exchanges on nein, /sled WPM arC traded and of the Options Cleaving Corporation ("OCC*). as exposed in its peepechs f am aware of and agree to be bound by surh rule& N acrantleneet with suds rules: — Ica not attempt to acrp*e at any lime, ertla by myself or in conceal with ethers a position in excess of the units prescribed from time to tine by the Exchanges For the purpose of cornlautalti such lima* 1°minuend that trial ION cell OPOons and Mat WI COWS Of tin mem undcrettna MOM must be added kiennputo the position limit. Similarly, total king put options aid den call options of the same untidy:rig sock must be added to compute the position limit — teal not attempt to exercise, either by myself or in concert with others. during arty period of five consecutive business days, a quantity in awn of the limit prearnbad by Illy Facharmer. — I teidenta rut that it fours° in violation of Other the position snit e/me exetase limit I may be moat to sanctions imposed oy the Excreter insatiate and thrt these sanctions may include liquidation 01 the Milian in VfoffiffOft • I understand that Duman link Alex. Brown has policies which troy be more restrictive than Or impose requirements in addition to those of the Exchanges. EINEM or the New York Stock Exchange. I agree to abide by such Pekin as a condition of doing trykokesS with Deutsche Bank Alex. Brown. I understand that these pities include but are not hinited to the Inlowing. — Serum-em thate for Al option trades is the thetheso day follenving trade dye. Notwithstanding this prOvilien Deutsche Bar* Alex Brown may. in its diScaniOn. elect Si to accept puichaSts Orders al options unless cash equal to the purchase price has first been deposited in my ODf1lUnt. and may elect not to unapt opening sad orders in Whom unless 1 have Ind deenited in my account either the feqUifild mean a unrestricted negotiable Sliftfltt of the underlying stock in an amount iirekthried by Deutsch, Bank Alm. Brown. — Deutsche Bank Alex. Brown may refuse orders to trade options in my account if there are reaffiCOOOS against my account. including resInctions regarding boding in the InclerlYing Stoner. Of for arty Other recta.. al its discretion. — Onaschu Buie Net Brown bee act trading and exercise duslines with coats:pond to deadlines ustablished by the BCC and will accept no responsibility for completion of ceders entered by amens alter even deadline — Margin either in cash o securities. posted by ml against short option positions. may not be included is my margin atMall equity a interest computations. Deutsche Bad Alex. Brown owy, m ern use these deposits to secure said short potations with the OCC — Option exorcise nobles *shooed to Deutsche Bank Mex. Brown in impact of a short position in option contracts in customer accounts shoe be allocatedIn customers of OthitSChe Bank AMA tkown on an outumoted random basis. 1 seldom/nu that it I are assigned. tie Ant/invent yell be preowned as a sale (in the case of a call or a piarivae (in the case ol a poi), swine two businius days Iron the date of assignment (except for nothoquity othere, witch settle for ash on Um day Of &thousan) and that I arn obligated to deliver the underlying stock a required cash to Deunthe Bank Alex Brown no later than settlement doe. 4. I undetsund that nVinffin requirements racket in connection with certain options and I agree to mom at margin c.alls as made by Deasisde Bank Alex. Brown. I understand that Deutsche Bunk Alex. Brown, in computing IS margin requirements for option positions. may impose a lights margin requirement for indrykkial option positions than Other inrystm‘xx firms. and that Dcutsdie Bat Mn Brown wig Mfonn me of its roistine maw ruouirements for option ecotticas uPon McNeal. In the event I do not meet Margin Calla promptly, DeutSCIV Bank Mex. Brown S outintred in IS 500 *Crete° at ....Offoot w 'titivation to rte, to lake any arid as Sloes neuestney to Peden itself in econeotion with put and/or co transactions made fee ray cant, irldtaln the light to buy anrVor tel shed, Or Sheet exempt for my account and risk any part or all of Inc seem reesetewad by notions endorsed by Deutsche Bank Alex. Brown for my account a to buy to my account and risk any puts and/or aills as Deutsche Bank Nos. BMWes may ileem11001,Sory It. is protection. I further agree that any and all ethenses incurred by Deutsche Bank Alex. Brown in this sennuetinn vet be re:Wants, by file. • This agreement shall apply to all option orders for menu account whether a not such orders are executed 6 I understand that options may be listed on one or more Exchanges and that d no Exchange is sprofied by at Deularhe Bank Mex. Brown wil we its discretion In routing my ordedsl. 7 I tioruby authorize you in your some discretion ,hid with not to me (*filthy went of my death, without notification to rividerilatives of my estate or to my hero) whenever you deem it necessary for your protector,. loIke such action. Inducing without lartilaten. 10 buy. see or sell sheet for my actionate and my risk, puts. Chat or Ube loons of options aria/Or 10 boy sell or soil Oat env Part ce ea Of the Celdertrim horns nientantal by options endorsed by you for my accolagfg. PM and di expenses. naucring. without Irritation attorneys' fees and dear nectonabire cilefaursesnern incurred by you in connection with such trantactores wilt be reintwsed by me or by my estate & You are under no obligation to axwey to me any information inning to the wdettanng securities covered by an option or any securities related thereto. Or any information mating to Options whether Soth intimation is then or thiartafter knew, or syllable. Am inumcnation. advice Cr rdlificaliOn in reepota to any opera or any iniateiff4 tiouolboo a soasifits MINIM ihomki whits you may vest inc and MIKA you are pot reinred to*. by the terms of thiS agreement a any Other agrennent. expanded Or implied, atoll not be eCcolued as Creating an emend threement or course nf dealing between wand shall not impair the provisions of Ow a are/ other aginolthol between Id- 9. This agiounent and its enfurcertwnl that be powered by Um laws of the Stile of New York and its Provision shall be tiontetheus; shall coves all option transactions hOr000del. 'Another you are acting as banes a PrinoPair and oll onnnociA indwthalltr sod colthetiaelY, which i may nen or fft-npen wilt *tau. pin inure In the benefit Of Vote present organinten, its successors and assigns; and shall be binding upon me and my estate, exrcutors. administrators and assigns, but no assignment shall release me from any of my obligations hereunder Written notice of revocations of this agreement Mat not release either of us from any obligations hereunder arising prior to the actual receipt of such notice by the other 10. Whenever any law or teguknion is adopted which affects or is inconsistent with any provision hereof, ach provision shall be deemed modified or superseded, as the case may be. by such tow or coagulation. and such provisions as so modified or superseded and all Min emissions hereof shall in all respects continue in kAt face and effect. Ai other agreements existing between us or haecaller made whelk by their proesthe apply to any of my transacting and accounts with nam. Shall be applicable to any of my options tramp/more and ~urns where they are not lin conflict with Ike agreement Should such a contact east a shell be resolved in brier of pops agreement. Othurnse. the provisions of fOCh agreement shall be applicable 11 As used herein. "r and "rno" reiers to an account asters -You" and "Your" refers to Deutsche Bank Alex Brown fleas!. Inilial Here:( OOPSYMBI 27 OM le (05/11) 00604 D51011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001612 EFTA_00015086 EFTA00165864  Special Statement for CAI Deutsche Bank Alex.Brown Uncovered Option Writers A ),,son of Oftture Sea Sec,. Account No. Account Name Jeffrey Epstein There are special risks associated with uncovered option writing which expose the investor to potentially significant loss. I understand that this type of strategy may not be suitable for all customers approved for options transactions. I also understand each of the following: 1. The potential loss of uncovered call writing is unlimited, since there is no upper limit on a stock's price and the loss to.a writer of an uncovered call equals theetock price minus the exercise price. The writer of an uncovered call is in an extremely risky position, and may incur largo losses if the value of the underlying instrument increases above the exercise price. Such a loss can exceed the equity in the call writer's account. 2. The potential loss from writing uncovered put options is also substantial. The writer of an uncovered put option bears a risk of loss if the value of the underlying instrument declines below the exercise price. However, since stock prices cannot be lower than zero, the maximum loss is equal to the strike price of the put sold less the premium received for that put. Such loss could be substantial if there is a significant decline in the value of the underlying instrument and can exceed the equity in the put writer's account. 3. For combination writing, where the investor writes both a put end a call on the same underlying instrument, the potential risk is unlimited and can exceed the equity in the option writer's account. 4, Uncovered option writing is thus suitable only for the knowledgeable investor who understands the risks, has the financial capacity and willingness to incur potentially substantial losses, and has sufficient liquid assets to meet applicable margin requirements. In this regard, if the value of the underlying instrument moves against an uncovered writer's options position, the investor's broker may request significant additional margin payments. If an investor does not make such margin payments, the broker may liquidate stock or options positions in the investor's account, with lithe or no prior notice in accordance with the investor's margin agreement. 5. The option writer may not be able to rely on the secondary market. If a secondary market in options were to become unavailable, investors could not engage in closing transactions, and an option writer would remain obligated unlit expiration or assignment. 6. The writerbf an American-style option is subject to being assigned an exercise at any time after he has written the option until the option expires. By contrast, the writer of a European-style option is subject to exercise assignment only during the exercise period. NOM. It is expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available `rem your broker. Particular attention is directed to the chapter entitled "Risks of Buying and Writing Options." This statement is not intended to enumerate an of the risks entailed in writing uncovered options. I have read and understand the above statement regarding the special risks associated with uncovered option writing and represent that such trading is suitable in light of my investment objectives, which include speculation, as well as my financial situation, risk and knowledge. I understand that you will rely on the representations I have made herein and in the Option anent a d Approval Form I provided to in determining whether to approve my account for the options strategi have electe and I hereby rush and accuracy of such statements. Signed Date O(c? Y Signed Date Signed Date Signed Date Signed Date Approved for: (encovered Calls /E'Uncovered Puts ROP/Manager Approval: Date- 08-D9A8-0126 OM 144 :7O1) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001613 EFTA_000 15087 EFTA00165865  t'Ll Current Classification: (click here for help) Internal ic-O\ Epstein Account Options Coding fattw. Jay Lipman to. Donna R Taylor 10/28)201302:27 PM Cc. Vahe Stepanian, Tazia Smith, Amanda Kirby Classification: For internal use only Hi Donna, Thank you for calling me regarding the Epstein account. Per your questions, the account Holder has 0 dependants, and we do not know when the account will be funded. As such, please can you go ahead and code the account for what you are able to, without any capital in the account. Thanks Donna. Kind Regards, Jay Lipman Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Secutities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor 11 Pastrrioi,iu PeefoYnt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001614 EFTA_000 15088 EFTA00165866 e AUTHORIZATION OF POWER OF ATTORNEY For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI This Authorization/Power of Attorney constitutes a non-durable limitedpower of attorney, designed to give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full authority over your Accounts) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL: Your Power of Attorney is an important document As the "Principal," you give the person whom you choose (your "agent") authority to spesid your money and sell or dispose of your property during your iifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority, he or she must act accosting to any instructions you have provided or, when there are no specific instructions, in your best interest. "Important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney Were a notary public. You can request information 'from your agent at any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any lime for airy reason as long as you are of sound mind. If you ton no longer of sound mind, a court can remove an agent for acting Improperly. Your agent cannot make health care decisions for you. You may execute a "Health Cam Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, A reale 5, Tile 15. Tbis law is available at a law library, or online threngti the New York State Senate or Assembly websites, www.senate.stete.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. AUTHORITY The urersigned Principal (the "Undersigned" or "Principal") hereby appoints: r • i‘j // k re. t l• el^' , as the Undersigned's agent(s) and attorney(*) in•fact ("Agentis)") to act INDIVIDUALLY with respect to, any and all accounts, if applicable (see below) in the Undersigned's name ("AccouM(s)"), held individually or jointly (provided that afl joint account holders have executed thisforml with DBSI, as well as individual retirement accounts held for the benefit of the Undenaignsd ("IRAs"), with the authority to direct DBSI to buy, sell (including short sales) and otherwise transact in any security, including but not limited to stocks, bonds, mutual fund snares, limited partnership interests, call and put Options (covered and uncovered), on margin or otherwise, and any instrument, agreement or contract relating to same, on margin or otherwise, or enter into futures, options on futures end forward contracts, interest rate, currency, equity or commodity swap transactions, deposit accounts at financial institutions and direct or indirect interests in securities, deposit instruments or contracts where all or part of the return is calculated by reference to changes in, among other things, the value of securities, commodities, currencies, interest rates, property of any description or indices, in each case in accordance with DBSI's terms and conditions for the Undersigned's account. account type, and risk and in the Undersigned's names, or numberis) on DBSI's books. Agent(s) must exercise the authority granted heroin. pursuant to the Undersigned's instiuotions, or otherwise for put poses which the Agents) reasonably deems to be in the Undersigned's best interest. By giving this authority, the Undersigned authorizes Agentfsl to make inquiries on the Account(s), including requesting information about account transactions, balances and holdings. 114WIA-01105 101/121 C001511.010612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0O01615 EFTA_00015089 EFTA00165867  Principal agrees that DBSI shell not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), or that would violate any applicable laws, rules or regulations, or that would be otherwise limited by the account type or documentation on file. THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST, DBSI RETAINS THE RIGHT IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY DESIGNATIONS. NOTE: If you want to authorize your Agent(s) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent(s) grants your Agents) authority to take actions which could significantly reduce your property or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION O LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, DBSI is authorized to follow the instructions of Agent(s) In every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and with the same force and effect as the Undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the Account(s). — OR— / FULL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the I. raw.* instructions of Agents) in every respect concerning the Account(s), and to make deliveries or transfers of assets (including cash), from the Accounts) and payment of moneys as directed by Agent(s), without restriction finelndingt eh himself, herself or themselves except in connection with IRAs) in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdrew or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder Is not a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following events: (i) the Undersigned is judicially declared to be incompetent or (i) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. 2 1143WM-Otecoinn CO9011410512 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001616 EFTA_000 15090 EFTA00165868  The Undersigned understands end agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, DBSI has the right to request that either a new Authorization/ Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/ Power of Attorney. Agent Name: / 71 fj 347'illy' Agent Name: MR.( r.*, • sr Address: (Z)c vie.' Address: (Arc e 11 //et;4. lit{ y /cc-1 c.) CCO T1N of Agent: TIN of Agent: Relationship Relationship to Principal: Are c , ria•ri to Principal: fity li if( c THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE UNES BELOW. INDEMNIFICATION The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives, and assigns to indemeify and hold harmless DBSI and its parents, affiliates, subsidiaries, officers, employees, and agents (collectively, "DB") from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and ell losses and labilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Acoount(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. The Undersigned understands and agrees that the DBSI may require joint account holderls) to sign all requests for withdrawals from an account jointly with the Agent's). 3 IPW114091116 101/121 000611.01010 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001617 EFTA_000 1509 1 EFTA00165869  The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Alton,. Date: /Cid/3 Signature: Print Name: Vetit (the "Undirsi net) TO BE EFFECTIVE FOR JOINT ACCOUNT(SI, ALL ACCOUNT HOLDERS MUST SIGN: In witness whereof, the Undersigned has executed this Authorization/Power of Attorney, Date: Signature: Print Nein: (the "Undersigned") This section intentionally left blank. 4 I I-PWMOOS6101/14 CO9611410612 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001618 EFTA_000 15092 EFTA00165870  ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF Pe w y;l4k 5$.: On 0 4 /141 1, /4,.. before me, #rri /31 (fr - personally appeared lirrebsi b.: tic In personally known to me 6r proved to me on the basis of satisfactory evidence to lie the indkidual s) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in hislheetheir capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s), or the person upon be of whom the in trai(s) acted, executed the instrument. HARRY I. TIMER '--' "- Notary Public. Slate of New York No. 01;rie851324 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW Y2foltfr n in og rxpit reaksIFeb.n County 2toy y STATE OF COUNTY OF On before me personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose names) Is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(es). and that by his/her/ their signatures) on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed the instrument, and that such individuals) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF SS : On before me, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) whose name(s) is (ere) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in hie/her/their capacity(ies), and that by his/her/their sIgnaturefs)