EFTA01424585.pdf

Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] From: Vaishali-P Mehta Date: Thu, 18 Aug 2016 1 : : - To: Andrew Gallivan Cc: Mark Gonzalez Stewart Oldfiel Joseph Sabbagh < Classification: For internal use only Good Evening Andrew, Could you please review the below ACUs and provide your approval ? Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street Suite 2400, San Francisco, CA USA Tel. Mobi Emai From: Vaishali-P Mehta Sent: Wednesday, July 27, 2016 12:58 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: MD approval required for ACUs completed for High Risk Clients [I] EFTA01424585 Classification: For internal use only Good afternoon Andrew, Based on new procedures, your approval is required for the following ACU's completed for High Risk Clients that were submitted this month for the below clients: Please let me know if you have any questions. Customer Owner GCIS Customer Number MD Customer Name Annual Client Update: Created Date A14. A15. Client Status Update Description A16. A17. A17. Mark Gonzalez Andrew Gallivan Gapstow Structured Credit Master Fund LP EFTA01424586  The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. No changes have occurred for this entity. No No No Stewart Oldfield Andrew Gallivan Black, Leon D. client is CEO of Apollo Global management. Family office established in 2014 to manage family wealth. Distributions from APO and other diversified investments. Yes No No Joseph Sabbagh Andrew Gallivan Granite 1717 Hotel LLC No changes in nature of business No changes in income-producing activities Yes EFTA01424587  No No Stewart Oldfield Andrew Gallivan J. Epstein Virgin Islands Foundation, Inc Private foundation investment income Yes No No Stewart Oldfield Andrew Gallivan Jeepers, Inc 42500 No change in client activities, trading activities, private investments and client advisory. client estate advisory services, investments Yes No No Stewart Oldfield EFTA01424588  Andrew Gallivan Jeepers, Inc Jeepers is sub S managing various investments investment activities, advisory services Yes No No Stewart Oldfield Andrew Gallivan Mort, Inc Mort is entity holding shares of private company Jawbone Holds private investment No No No Stewart Oldfield Andrew Gallivan The Haze Trust Investment vehicle EFTA01424589  No change Yes No No Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 C lifornia Str t uit 2400, San Francisco, CA USA Tel. Mobil Email EFTA01424590