EFTA01372479
EFTA01372480 DataSet-10
EFTA01372481

EFTA01372480.pdf

DataSet-10 1 page 319 words document
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Please find the attached FinCEN form - details regarding the new Regulation are below. Please complete and have executed by an authorized account signer. Certification Regarding Beneficial Owners: This year. the United States Department of Treasury enacted a new regulation, the Customer Due Diligence Requirements for Financial Institutions ("ODD Rule"), which requires Deutsche Bank Wealth Management to obtain, verify, and record information about our legal entity customers. In order to remain compliant with our obligations to combat financial crime, Deutsche Bank has enhanced its KYC policies. As we update your KYC file, we must also obtain the attached Certification Regarding Beneficial Owner of Legal Entity Customers ('Certification") from you. Furthermore, we are performing our annual KYC review on this entity. Please provide the following information: • Certificate of Good Standing (dated within 6 months) • Per our last review, we received confirmation that when Prime Overseas re-domiciled from Panama to the Republic of Cyprus, the entity went from a bearer share corporation to a registered corporation. Do you have any documenation to show Prime as a registered corporation (I need to prove that there are no longer bearer shares). Please feel free to call with any questions. Thank you. Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl Newyork NY 10154 Tel Fa Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066192 CONFIDENTIAL SDNY_GM_00212376 EFTA01372480
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2a5b633fc1dbe4289df4751ee5d225e20ebe956b081b4d66f8c7ff613453f415
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EFTA01372480
Dataset
DataSet-10
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document
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1

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