📄 Extracted Text (319 words)
Please find the attached FinCEN form - details regarding the new Regulation are below. Please complete and have
executed by an authorized account signer.
Certification Regarding Beneficial Owners:
This year. the United States Department of Treasury enacted a new regulation, the Customer Due Diligence Requirements for Financial
Institutions ("ODD Rule"), which requires Deutsche Bank Wealth Management to obtain, verify, and record information about our legal
entity customers. In order to remain compliant with our obligations to combat financial crime, Deutsche Bank has enhanced its KYC
policies. As we update your KYC file, we must also obtain the attached Certification Regarding Beneficial Owner of Legal Entity
Customers ('Certification") from you.
Furthermore, we are performing our annual KYC review on this entity. Please provide the following information:
• Certificate of Good Standing (dated within 6 months)
• Per our last review, we received confirmation that when Prime Overseas re-domiciled from Panama to the Republic
of Cyprus, the entity went from a bearer share corporation to a registered corporation. Do you have any documenation to
show Prime as a registered corporation (I need to prove that there are no longer bearer shares).
Please feel free to call with any questions. Thank you.
Regards,
Brad
Bradley Gitlin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue. 24th Fl
Newyork NY 10154
Tel
Fa
Email
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information. If you are not the intended
recipient (or have received this communication in error) please notify the sender immediately and
destroy this communication. Any unauthorized copying, disclosure or distribution of the material in
this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information contained in this
communication should not be regarded as such.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066192
CONFIDENTIAL SDNY_GM_00212376
EFTA01372480
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EFTA01372480
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