EFTA01448436.pdf

ram W-9 Par December 201I) Request for Taxpayer Give Form to the requester. Do not Department of the Treasury Identification Number and Certification send to the IRS. Internal Revenue Samos Name (es shown on your rcome tax 'roan. Southern Trus Company, Inc. ce Buiness nanadisregarded enuty name. if different tram above g Southern Financial LLC C r . IrOgrornate box for Iedreal tax classitIcadorc a Check 2 U ImlindueVeole proprietor 0 C Corporation DSC/No:ration 0 PartnershipEl Trust/estate 1 1 • Exam, Payee D Limited &ability compay. Enter the tax classification (C=C roPontlion, SmS0aPorattal/Pmftortnarlihkd e ____.—.. .1 : ,.._, cr. , Li Other (See hstrucbcas)h E Address (numbre. street, and apt. ar stile nod lisquraters nemsan0 adieu fopeoese ci 6100 Red Hook Quarter 83 . City. state, and ZIP code 6 on St. Thomas, USVI 00602 list account number(e) here (oafons) • art I Tax • ayer Identification Number (TIN) Enter MN TIN in the appropriate box. The TIN provided must match the name given on the -Name' line Segel esetsitynweber to avoid backup withholding. Foe individuals, this Is your weal security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Ran I instructions on page 3. For other entities. it is your employer identification number (Ells°. If you do not have 8 number, see How to get a TIN on page 3. Note. II the account Is in more than one name. see the earl on page 4 for guidelines on whose Ernployar kW...catkin orbit number to enter. ■ I ■■ PI Part II Certification Under penalties of penury. I certify that: ,. The number shown on this form is my correct taxpayer identification number (or I em waiting for a number to be issued to me), and 2. lam not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends. or (c) the IRS has notified me that I am no longer subiebt to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification Instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions. item 2 does not apply. For mortgage interest paid, acquisition or abandonment-0i secured property. cancellation of debt. contrbutions to an individual retirement arrangement (IRA), and generally, payments other n Ign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign I signatures Here us.Immo. Dan' 1-2-13 General Instructio . If a requester gives you a form other than Form irirg to request our TIN, you must use the requester's form if it is substantially similar Section references are to the this Form W-9. noted. Definition of a U.S. person. For federal tax purposes, you are Purpose of Form considered a U.S. person 0 you are: A person who is required to file an information return with the IRS must • An individual who is a U.S. citizen or U.S. resident alien. obtain your correct taxpayer identification number (ITN) to report, for • A partnership, corporation, company, or association created or example, income paid to you, real estate transactions, mortgage interest organized in the United States or under the laws of the United States, you paid, acquisition or abandonment of secured properly, cancellation • An estate (other than a foreign estate), or of debt, or contributions you made to an IRA. • A domestic trust (as defined in Regulations section 301.7701-7). Use Form W-9 only if you area U.S. person (ncluding a resident alien), to provide your correct TIN to the person requesting it (the Special rules for partnerships. Partnerships that conduct a trade or requester) and, when aPplitable, to: business In the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. 1. Certify that the TIN you are giving is correct (or you are waiting for a Further, In certain cases where a Form W-9 has not been received, a number to be issued). partnership Is required to presume that a partner is a foreign person, 2. Certify that you are not sti$ect to backup withholding. or and pay the withholding tax. Therefore, if you are a U.S. person that is a 3. Claim exemption from backup withholding if you we a U.S. exempt partner in a partnership conducting a trade or business In the United payee. If applicable, you are also certifying that as a U.S. person, your States, provide Form W-9 to the partnership to establish your U.S. allocable share of any partnership income from a U.S. trade or business status and avoid withholding on your share of partnership income. Is not subject to the withholding tax on foreign partners' share of effectively connected income. Cat. No.1023ix Form W-9 (Ftev. t2-2011) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0103459 CONFIDENTIAL SONY GM_00249643 EFTA01448436