EFTA01523754.pdf

JPMorgan Chase Bank, N.A. CHISLAINE MAXWELL IRA 270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/12 to 9/30/12 Asset Account .1./' Morgan ream Table of Contents Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and Paul I',1orris Banker 212/464-0701 Account Summary 3 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Jason Bell Investment Specialist 212/464-2084 Holdings and Net Capital Requirements Janet Young Client Service Team 800/6341318 Cash & Fixed Income 5 At June 30. 2012, JPMS LLC's net capital of $11.8 billion Gina Magliocco Client Service Team Portfolio Activity 7 exceeded the minimum regulatory net capital Online access wwwipmorganonline.com requirement of $1.4 billion by $10.3 billion. JPMCC's net capital of $7.3 billion was approximately 7.5% of aggregate debit items and exceeded the minimum Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). regulatory net capital requirement of $2.0 billion by $5.3 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase & Co website address: http://investor.shareholdeccomiipmorganchase/financial- condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1.866576-1300. J.P.Morgan 0000015833 15 0 150X01 WOMEN 20121002 Page 1 of 8 Confidential Treatment Requested by JPMorgan JPM-SDNY-00051466 Chase CONFIDENTIAL SDNY_GM_00320664 EFTA01523754