EFTA01455778.pdf

130ct 2014 Page 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC a -00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN ExEurcepl 21-No./.2013 20410%42014 2541ov.2014 (16C0 CO3 C0; USD 101.%0.000 JPY SHORT EUROPEAN CALL 1010%0 ;f.93:2 CIll 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 28NeN.2014 26flov.2014 (21.0001:0) USD 0 JPY LONG EUROPEAN 0.0003 417.31 710423461 FINANCIAL. LC otchOpl 366364436/ SOUTHERN FXOne8arOneT 21-No/-2013 2011ov.2014 25-Nov-2014 (21.00 COI USD 0 JPY LONG EUROPEAN 0.0000 263.66 710423463 FINANCIAL LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 26004014 (21.000 00; USD 0 JPY LONG ELRCPEAN 00000 16751 710423465 FINANCK.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462.000.000 00) CM-I SHORT El-RCPEAN PUT 6.1600 (246.415/%) 8344623% FINANCIAL. LLC Subtotal: (XI 939 26: Etat (30039.26) Statement ID: 18229829141013_201410141 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114751 CONFIDENTIAL SDNY_GM_00260935 EFTA01455778