EFTA01351237.pdf

Subject: Re: JE Meetin A enda 10/22 [I] From: Paul Morris Date: Tue, 22 Oct 2013 08:23:07 -0400 To: Caroline Kitidis Cc: Monica Gilkinson Classification: For internal use only Tomorrow Original Message From: Caroline Kitidis Sent: 10/22/2013 07:56 AM EDT To: Paul Morris Cc: Monica Gilkinson Subject: Re: JE Meeting Agenda 10/22 [I] Classification: For internal use only Is Tisch tomorrow ? Or next week? Don't have in my calendar? Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New 10154-0004 Tel. Fax. Mobi Emai Original Message From: Paul Morris Sent: 10/21/2013 06:03 PM EDT To: Caroline Kitidis Subject: Re: JE Meeting Agenda 10/22 [I] Classification: For internal use only let's connect on Tisch tomorrow regarding breakfast Wed, I'll send around a briefing later Paul Morris Managing Director EFTA01351237 Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York NY 10154 Office Cell: To: Cc: Date: 10/21/2013 06:00 PM Subject: Re: JE Meeting Agenda 10/22 [I] Classification: For internal use only Monica please put together a professional version of this on DB letter head, 6 copies, by 10am. Thanks. Kind regards, Caroline Kitidis EFTA01351238 (Embedded image moved to file: pic12500.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New Y Tel. Mobi Emai (Embedded image moved to file: pic10049.gif) To: Cc: Date: 10/21/2013 05:51 PM Subject: JE Meeting Agenda 10/22 [I] EFTA01351239 Classification: For internal use only Paul - Per our discussion, revisions below/attached.... Epstein Meeting 10/22/13 Agenda I. Entity Transfer and Position Update - [Paul/Tazia] a. Remaining positions to be transferred b. Sum total left at JPM c. Sum total at DB i. Total Cash (Note money market rates, limitations on withdrawals) ii. Exposure/Current Position Commentary d. Investment Objectives Discussion (Return objective, risk appetite, liquidity needs) i. SFLLC ii. STINC iii. Haze iv. Jeepers EFTA01351240  v. Foundation vi. Personal II. Key Client Partners - [Caroline] a. KCP Global Value Proposition b. KCP Non-Advisory Letter III. Coverage — Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves ii. Preferred medium iii. When unreachable b. Position Review - referred report format and frequency IV. Investment/Trade Ideas - [Tazia] a. European Recovery i. Credit-Linked Note on Eurozone Periphery (Portugal, Spain, Italy & Ireland; 3mL+375bps for 5yrs) EFTA01351241  ii. EUR 2ylOy Curve Steepener Note (4.75% x n/N paid semi-annually, 1.5-2.5%) iii. European Equity Basket (compare with current holdings) b. Municipals i. Puerto Rico Cofina Bond (+ leverage?) c. Technology i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG, ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN V. Other Investment Opportunities — [Tazia] a. RREEF (RDIF and Retrofit Partners) b. Japanese Real Estate — Mezzanine c. CLOs VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) EFTA01351242  e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. FX (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic17549.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Mobi Email (Embedded image moved to file: pic13086.gif) EFTA01351243