EFTA01455059.pdf

Transactions by Type of Activity (continued) Process/ Trade! Settlement Transaction Date Date Activity Type Description Quantity Price Accrued Interest Amount Currency Cash Withdrawals and Deposits 07/09/14 CUSTOMER AUTHORIZED TRANS TO -170.000 00 USD TRANSFER 07111/14 FEDERAL FUNDS RECEIVED DEUTSCHE BANK TRUST MI 344 637 50 USD Total Cash W ithd raw els and Deposits • UNITED STATES DOLLAR 0.00 171,637.50 Money Market Funds 07/02114 MONEY RAD REDEMPTION DWS GOVT CASH IN STL 18.00 USD 07109/14 SSD REDEMPTION DWS GOVT CASH IN. STL 170,000 00 USD 07114/14 MONEY FUND PURCHASE DWS GOVT CASH IN STL .344.637.50 USD 07116/14 ik nk D PURCHASE DWS GOVT CASH IN STL -1.144.800 00 USD 07/17/14 MONEY FUND PURCHASE DWS GOVT CASH IN STL •35.56889 USD 07121/14 MONEY FUND PURCHASE DWS GOVT CASH IN STL -85.299 96 USD 07128/14 MONEY FUND PURCHASE DWS GOVT CASH IN STL •158.028.25 USD 07131/14 MONEY MARKET FUND DWS GOVT CASF lk STL INCOME REINVESTED -750 64 USD REINVESTMENT Total Money Market Funds • UNITED STATES DOLLAR 0.00 -1,599,067.21 Total Value of Transactions 0.00 5,801.20 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends BANK OF NEW YORK MELLON CORP COM 07/29214 08/08/14 250.000.000 0.170000 Cash 42.500 00 Interest SF_RVICEM ASTER CO SR NT • CU SIP FULLY 07131/14 08/15114 1,140,000.000 0.040000 Cash 57.600 00 EXCHANGED FROM OLD Total Cash Not Yet Received $100,100.00 Page 16 of 19 Account Number: Owen; yr.. se, Go paperless SO U Th ERN FINANCIAL LLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113575 CONFIDENTIAL SDNY_GM_00259759 EFTA01455059