📄 Extracted Text (5,848 words)
GHISLAINE MAXWELL
EFTA01573721
EFTA01573722
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL-HY
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 7/1/12 to 7/31/12
Investment Management Account
J.P. Morgan Team
Paul Morris
Jason Bell
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Cash & Fixed Income
Portfolio Activity
4
18
0000015473.15.0.15.00001.MAXEW00.20120802
Page 1 of 26
EFTA01573723
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Account Summary
Asset Allocation
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,038,650.80
$1,038,650.80
16,120.89
$1,054,771.69
Ending
Market Value
1,053,309.36
$1,053,309.36
19,476.73
$1,072,786.09
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
1,038,650.80
(3,993.92)
($3,993.92)
2,541.17
16,111.31
$1,053,309.36
19,476.73
$1,072,786.09
Change
In Value
14,658.56
$14,658.56
3,355.84
$18,014.40
Year-to-Date
Value
993,756.14
(15,832.06)
($15,832.06)
38,210.63
EFTA01573724
37,174.65
$1,053,309.36
19,476.73
$1,072,786.09
Estimated
70,224.95
$70,224.95
Current
Annual Income Allocation
100%
100%
Page 2 of 26
EFTA01573725
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Account Summary
Tax Summary
Interest Income
Accrued Interest Current Year
Accrued Interest Subsequent Year
Taxable Income
Cash Receipts
Other Income & Receipts
CONTINUED
Current
Period Value
2,856.54
(375.57)
(19.80)
$2,461.17
80.00
$80.00
Year-to-Date
Value
39,992.85
(2,369.35)
(19.80)
$37,603.70
606.93
$606.93
Unrealized Gain/Loss
To-Date Value
$27,475.65
ST Realized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
(333.89)
(415.75)
($749.64)
Year-to-Date
Value
(9,503.78)
(415.75)
($9,919.53)
Cost Summary
Cash & Fixed Income
1,018,556.23
Cost
Total
$1,018,556.23
Page 3 of 26
EFTA01573726
EFTA01573727
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years,
5-10 years,
10+ years,
Total Value
1
Market Value
40,170.37
998,480.43
$1,038,650.80
Ending
Market Value
23,065.37
1,030,243.99
$1,053,309.36
Current
Period Value
1,053,309.36
1,018,556.23
27,475.65
70,224.95
19,476.73
5.57%
SUMMARY BY TYPE
Market
Value
40,147.07
253,014.15
675,189.54
84,958.60
$1,053,309.36
% of Bond
Portfolio
EFTA01573728
3%
24%
65%
8%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Corporate Bonds
International Bonds
Total Value
Market
Value
23,065.37
1,019,110.29
11,133.70
$1,053,309.36
% of Bond
Portfolio
2%
97%
1%
100%
US Fixed Income
Change
In Value
(17,105.00)
31,763.56
$14,658.56
Current
Allocation
2%
98%
100%
Cash
Asset Categories
Cash & Fixed Income as a percentage of your portfolio 100%
Page 4 of 26
EFTA01573729
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Note:
P indicates position adjusted for Pending Trade Activity.
1
**
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
PROCEEDS FROM PENDING SALES
Total Cash
1.00
1.00
22,035.37
1,030.00
22,035.37
1,030.00
$23,065.37
22,035.37
1,030.00
$23,065.37
$0.00
$2.20
$0.34
US Fixed Income
LENNAR CORPORATION
5.6% MAY 31 2015
DTD 4/28/2005
526057-AS-3 B+ /B2
CITYCENTER HLDGS/FINANCE
7 5/8% JAN 15 2016
DTD 07/15/2011
178760-AB-0 B /B1
D R HORTON INC
6 1/2% APR 15 2016
DTD 04/17/2006
23331A-AZ-2 BB- /BA2
Page 5 of 26
110.00
10,000.00
11,000.00
10,495.00
EFTA01573730
505.00
650.00
191.38
3.59%
105.75
5,000.00
5,287.50
5,275.00
12.50
381.25
16.94
5.76%
0.01%
2.20
0.34
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
105.00
10,000.00
10,500.00
9,905.00
595.00
560.00
93.33
3.72%
EFTA01573731
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
HEALTH MANAGEMENT ASSOCIATION
6 1/8% APR 15 2016
DTD 04/21/2006
421933-AH-5 BB- /NR
STEEL DYNAMICS INC
7.75% APR 15 2016
DTD 04/03/2008
858119-AN-0 BB+ /BA2
SUPERVALU INC
8% MAY 01 2016
DTD 05/07/2009
868536-AT-0 B- /CAA
CRICKET COMMUNICATIONS INC
7 3/4% MAY 15 2016
DTD 11/15/2009
226566-AK-3 B+ /BA2
HOST HOTELS & RESORTS LP
6 3/4% JUN 01 2016
DTD 04/04/2006
44108E-BA-5 BB+ /BA1
BANK OF AMERICA CORP
3 3/4% JUL 12 2016
DTD 07/12/2011
06051G-EK-1 A- /BAA
SEAGATE TECHNOLOGY HDD H
SR NOTES 6.80% OCT 1 2016
DTD 9/20/2006
81180R-AE-2 BB+ /BA1
111.34
10,000.00
11,133.70
10,600.00
533.70
680.00
226.66
3.83%
103.57
5,000.00
5,178.30
4,581.50
596.80
187.50
9.89
2.79%
103.00
10,000.00
10,300.00
EFTA01573732
10,375.00
(75.00)
675.00
112.50
5.86%
106.38
15,000.00
15,956.25
16,050.00
(93.75)
1,162.50
245.41
5.85%
104.00
15,000.00
15,600.00
15,862.50
(262.50)
1,162.50
342.28
86.38
10,000.00
8,637.50
10,375.00
(1,737.50)
800.00
200.00
6.51%
107.33
10,000.00
10,732.70
10,400.00
332.70
612.50
180.34
3.98%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
12.67%
Page 6 of 26
EFTA01573733
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
SPRINT NEXTEL CORP
6% DEC 1 2016
DTD 11/20/2006
852061-AD-2 B+ /B3
HANESBRANDS INC
8% DEC 15 2016
DTD 12/10/2009
410345-AF-9 BB- /B1
RITE AID CORP
7 1/2% MAR 01 2017
DTD 02/21/2007
767754-BL-7 B- /CAA
AIRCASTLE LTD
6.75% APR 15 2017
DTD 06/06/2012
00928Q-AF-8 BB+ /BA3
JARDEN CORP
SR SUB NOTES 7 1/2% MAY 1 2017
DTD 2/13/2007
471109-AB-4 B /B2
CONSTELLATION BRANDS INC
7 1/4% MAY 15 2017
DTD 11/15/2007
21036P-AF-5 BB+ /BA1
INGLES MARKETS INC
8 7/8% MAY 15 2017
DTD 05/12/2009
457030-AG-9 BB- /B1
115.73
15,000.00
17,358.90
16,500.00
858.90
1,087.50
229.57
108.79
10,000.00
10,879.00
10,775.00
104.00
887.50
187.36
3.64%
112.94
15,000.00
16,941.00
16,052.50
EFTA01573734
888.50
1,125.00
281.25
4.45%
105.25
2,000.00
2,105.00
2,095.00
10.00
102.83
20,000.00
20,566.80
20,150.00
416.80
1,500.00
625.00
6.77%
110.75
10,000.00
11,075.00
10,825.00
250.00
800.00
102.22
5.22%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
101.38
20,000.00
20,275.00
17,385.00
2,890.00
1,200.00
200.00
5.64%
6.69%
Page 7 of 26
EFTA01573735
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
RRI ENERGY INC
7 7/8% JUN 15 2017
DTD 06/13/2007
74971X-AC-1 B- /B3
SERVICE CORP INTL
7% JUN 15 2017
DTD 06/15/2006
MULTI CPN
817565-BF-0 BB- /BA3
SMITHFIELD FOODS INC
SR NOTES 7 3/4% JUL 1 2017
DTD 6/22/2007
832248-AQ-1 BB /B1
PINNACLE ENTERTAINMENT
8 5/8% AUG 01 2017
DTD 02/01/2010
723456-AK-5 BB- /B1
CHESAPEAKE ENERGY CORP
6 1/2% AUG 15 2017
DTD 8/16/2005
165167-BS-5 BB- /BA3
CCO HLDGS LLC CAP CORP
7 1/4% OCT 30 2017
DTD 09/27/2010
1248EP-AQ-6 BB- /B1
WINDSTREAM CORP
7 7/8% NOV 01 2017
DTD 10/08/2009
97381W-AJ-3 B /BA3
110.00
20,000.00
22,000.00
21,450.00
550.00
1,575.00
393.74
5.64%
110.13
9,000.00
9,911.25
9,495.00
416.25
652.50
164.93
5.03%
100.50
15,000.00
EFTA01573736
15,075.00
15,975.00
(900.00)
975.00
449.58
6.38%
109.00
10,000.00
10,900.00
10,850.00
50.00
862.50
433.64
6.49%
111.60
10,000.00
11,159.70
10,475.00
684.70
775.00
64.58
5.05%
112.89
20,000.00
22,577.80
21,700.00
877.80
1,400.00
178.88
4.06%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
105.00
15,000.00
15,750.00
15,112.50
637.50
1,181.25
150.93
6.65%
Page 8 of 26
EFTA01573737
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
CLEAR CHANNEL WORLDWIDE
9 1/4% DEC 15 2017
DTD 06/15/2010
18451Q-AD-0 B /B1
EQUINIX INC
SR NOTES 8 1/8% MAR 01 2018
DTD 03/03/2010
29444U-AJ-5 BB- /BA2
AVIS BUDGET CAR RENTAL
9 5/8% MAR 15 2018
DTD 03/10/2010
053773-AL-1 B /B2
CIT GROUP INC
5 1/4% MAR 15 2018
DTD 03/15/2012
125581-GL-6 BB- /B1
CABLEVISION SYSTEMS CORP
SR NOTES 7 3/4% APR 15 2018
DTD 04/15/2010
12686C-AZ-2 B+ /B1
MERRILL LYNCH & CO
MEDIUM TERM NOTES 6 7/8% APR 25 2018
DTD 04/25/2008
59018Y-N6-4 A- /BAA
ALLBRITTON COMMUNICATION
8% MAY 15 2018
DTD 04/30/2010
016745-AL-5 B /B2
106.25
10,000.00
10,625.00
10,300.00
325.00
800.00
168.88
6.68%
115.76
10,000.00
11,576.30
11,080.41
495.89
687.50
183.33
3.79%
108.75
10,000.00
10,875.00
EFTA01573738
10,775.00
100.00
775.00
228.19
5.92%
105.77
20,000.00
21,154.00
20,140.00
1,014.00
1,050.00
396.66
4.09%
111.50
5,000.00
5,575.00
5,470.00
105.00
481.25
181.80
7.10%
110.00
10,000.00
11,000.00
10,772.50
227.50
812.50
338.54
5.99%
108.00
10,000.00
10,800.00
11,000.00
(200.00)
925.00
118.19
7.41%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 9 of 26
EFTA01573739
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
CKE RESTAURANTS INC
11 3/8% JUL 15 2018
DTD 07/12/2010
12561E-AK-1 B- /B2
METROPCS WIRELESS INC
SR NOTES 7 7/8% SEP 01 2018
DTD 09/21/2010
591709-AK-6 B /B2
FRONTIER COMMUNICATIONS
SR NOTES 8 1/8% OCT 01 2018
DTD 10/01/2009
35906A-AB-4 BB /BA2
BURGER KING CORP
9 7/8% OCT 15 2018
DTD 10/19/2010
121207-AA-2 B- /B3
NIELSEN FINANCE LLC/CO
7 3/4% OCT 15 2018
DTD 04/15/2011
65409Q-AY-8 BB- /B2
DAVITA INC
6 3/8% NOV 01 2018
DTD 10/20/2010
23918K-AL-2 NR /B2
TENET HEALTHCARE CORP
6.25% NOV 01 2018
DTD 11/21/2011
88033G-BP-4 BB- /B1
108.25
5,000.00
5,412.65
5,400.00
12.65
312.50
78.12
4.71%
106.38
10,000.00
10,637.50
10,200.00
437.50
637.50
159.37
5.17%
112.28
10,000.00
11,227.60
EFTA01573740
11,040.00
187.60
775.00
228.19
5.39%
114.00
5,000.00
5,700.00
5,762.50
(62.50)
493.75
145.38
7.05%
109.50
20,000.00
21,900.00
21,950.00
(50.00)
1,625.00
541.66
6.24%
107.00
15,000.00
16,050.00
16,012.50
37.50
1,181.25
492.18
6.46%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
114.02
7,000.00
7,981.61
7,735.00
246.61
796.25
35.38
8.34%
Page 10 of 26
EFTA01573741
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
CSC HOLDINGS LLC
8 5/8% FEB 15 2019
DTD 02/12/2009
126307-AC-1 BB /BA3
HCA INC
8 1/2% APR 15 2019
DTD 04/15/2010
404119-BF-5 BB /BA3
FELCOR LODGING LP
6 3/4% JUN 01 2019
DTD 05/10/2011
31430Q-BB-2 B- /B2
CINEMARK USA INC
8 5/8% JUN 15 2019
DTD 12/15/2009
172441-AS-6 B+ /B2
FOREST OIL CORPORATION
7 1/4% JUN 15 2019
DTD 12/15/2007
346091-AZ-4 B- /B1
LIMITED BRANDS INC
8 1/2% JUN 15 2019
DTD 12/15/2009
532716-AR-8 BB+ /BA1
REGAL CINEMAS CORP
8 5/8% JUL 15 2019
DTD 07/15/2009
758753-AD-9 B- /B2
118.75
20,000.00
23,750.00
23,000.00
750.00
1,700.00
217.22
112.38
3,000.00
3,371.25
3,375.00
(3.75)
258.75
11.49
5.22%
96.75
10,000.00
9,675.00
10,200.00
EFTA01573742
(525.00)
725.00
92.63
7.87%
112.00
10,000.00
11,200.00
11,205.00
(5.00)
862.50
110.20
6.43%
103.00
5,000.00
5,150.00
5,057.50
92.50
337.50
56.25
6.20%
112.94
20,000.00
22,587.40
22,250.00
337.40
1,700.00
500.54
6.12%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
117.00
10,000.00
11,700.00
11,425.00
275.00
862.50
397.70
5.49%
6.39%
Page 11 of 26
EFTA01573743
GHISLAINE MAXWELL-HY
ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
DISH DBS CORP
7 7/8% SEP 01 2019
DTD 08/17/2009
25470X-AB-1 BB- /BA2
WEYERHAEUSER CO
7 3/8% OCT 01 2019
DTD 10/01/2009
962166-BV-5 BBB /BA1
UNITED RENTALS NORTH AM
9 1/4% DEC 15 2019
DTD 11/17/2009
911365-AU-8 B /B3
PIONEER NATURAL RESOURCE
7 1/2% JAN 15 2020
DTD 11/30/2009
723787-AJ-6 NR /BAA
NEWFIELD EXPLORATION CO
6 7/8% FEB 01 2020
DTD 01/25/2010
651290-AN-8 NR /BA2
P LEAR CORP
8 1/8% MAR 15 2020
DTD 03/26/2010
521865-AS-4 BB /BA2
MGM RESORTS INTERNATIONAL
9% MAR 15 2020
DTD 03/15/2011
55303Q-AD-2 B+ /BA2
111.00
15,000.00
16,650.00
16,612.50
37.50
1,350.00
510.00
7.10%
112.50
9,000.00
10,125.00
9,850.50
274.50
731.25
276.24
6.05%
109.25
20,000.00
EFTA01573744
21,850.00
21,450.00
400.00
1,375.00
691.30
5.36%
125.03
20,000.00
25,005.60
22,800.00
2,205.60
1,500.00
66.66
3.64%
112.00
15,000.00
16,800.00
16,687.50
112.50
1,387.50
177.28
7.13%
122.10
10,000.00
12,210.40
11,509.70
700.70
737.50
245.83
3.82%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
116.25
15,000.00
17,437.50
16,462.50
975.00
1,181.25
492.18
5.11%
Page 12 of 26
EFTA01573745
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
BOISE PAPER HDG CO ISSR
8% APR 01 2020
DTD 03/19/2010
09747G-AB-9 BB /BA3
CONSOL ENERGY INC
8 1/4% APR 01 2020
DTD 10/01/2010
20854P-AF-6 BB /B1
US STEEL CORP
SR NOTES 7 3/8% APR 01 2020
DTD 03/19/2010
912909-AF-5 BB /B1
CF INDUSTRIES INC
7 1/8% MAY 01 2020
DTD 04/23/2010
12527G-AB-9 NR /BAA
OMNICARE INC
7 3/4% JUN 01 2020
DTD 05/18/2010
681904-AM-0 BB /BA3
RANGE RESOURCES CORP
6 3/4% AUG 01 2020
DTD 08/12/2010
75281A-AL-3 BB /BA3
WYNN LAS VEGAS LLC CORP
7 3/4% AUG 15 2020
DTD 08/04/2010
983130-AR-6 BBB /BA2
111.00
10,000.00
11,100.00
10,950.00
150.00
775.00
357.36
6.00%
109.50
9,000.00
9,855.00
9,720.00
135.00
607.50
305.43
5.28%
110.03
15,000.00
16,504.65
EFTA01573746
16,320.00
184.65
1,162.50
193.74
6.12%
125.70
10,000.00
12,570.00
11,675.00
895.00
712.50
178.12
3.33%
96.95
10,000.00
9,695.10
10,437.50
(742.40)
737.50
245.83
7.91%
106.50
15,000.00
15,975.00
16,556.25
(581.25)
1,237.50
412.50
7.13%
112.77
10,000.00
11,276.80
10,862.50
414.30
800.00
266.66
5.90%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 13 of 26
EFTA01573747
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
NRG ENERGY INC
8 1/4% SEP 01 2020
DTD 03/01/2011
629377-BJ-0 BB- /B1
BALL CORP
SR NOTES 6 3/4% SEP 15 2020
DTD 03/22/2010
058498-AP-1 BB+ /BA1
ARCH COAL INC
7 1/4% OCT 01 2020
DTD 08/09/2010
039380-AC-4 B- /B3
BE AEROSPACE INC
SR NOTES 6 7/8% OCT 01 2020
DTD 09/16/2010
055381-AR-8 BB /BA2
ENERGY TRANSFER EQUITY
7 1/2% OCT 15 2020
DTD 09/20/2010
29273V-AC-4 BB /BA2
SUNGARD DATA SYSTEMS INC
SR SUB 7 5/8% NOV 15 2020
DTD 11/16/2010
CALLABLE 11/15/2015 @ 103.81
867363-AU-7 B /CAA
COVANTA HOLDING CORP
SR NOTES 7 1/4% DEC 01 2020
DTD 12/01/2010
22282E-AD-4 B+ /BA3
110.22
3,000.00
3,306.45
3,255.00
51.45
217.50
36.24
5.69%
107.50
5,000.00
5,375.00
5,375.00
381.25
80.48
6.44%
114.53
20,000.00
22,906.00
EFTA01573748
21,450.00
1,456.00
1,500.00
441.66
5.29%
111.00
15,000.00
16,650.00
16,012.50
637.50
1,031.25
343.74
5.20%
87.13
3,000.00
2,613.75
3,090.00
(476.25)
111.00
15,000.00
16,650.00
16,050.00
600.00
1,012.50
382.50
217.50
72.49
5.08%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
107.63
15,000.00
16,143.75
15,637.50
506.25
1,237.50
515.62
7.00%
9.55%
Page 14 of 26
EFTA01573749
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
INTL LEASE FINANCE CORP
8 1/4% DEC 15 2020
DTD 12/07/2010
459745-GF-6 BBB /BA3
CROWN AMER/CAP CORP III
6 1/4% FEB 01 2021
DTD 08/01/2011
22818V-AB-3 BB /BA3
KEY ENERGY SERVICES INC
6 3/4% MAR 01 2021
DTD 03/04/2011
492914-AS-5 BB- /B1
AMERIGAS PART FIN CORP
SR NOTES 6 1/2% MAY 20 2021
DTD 01/20/2011
030981-AF-1 NR /BA3
AMKOR TECHNOLOGIES INC
6 5/8% JUN 01 2021
DTD 05/20/2011
031652-BE-9 BB /BA3
IRON MOUNTAIN INC
8 3/8% AUG 15 2021
DTD 08/10/2009
46284P-AM-6 B+ /B1
CCO HLDGS LLC/CAP CORP
6 5/8% JAN 26 2012
DTD 01/31/2022
1248EP-AX-1 BB- /B1
109.00
6,000.00
6,540.00
5,970.00
570.00
397.50
1.10
5.40%
111.00
15,000.00
16,650.00
15,900.00
750.00
1,256.25
579.27
6.73%
99.25
5,000.00
4,962.50
EFTA01573750
4,925.00
37.50
331.25
55.20
6.74%
103.96
7,000.00
7,277.48
N/A **
N/A
455.00
89.73
5.91%
101.00
5,000.00
5,050.00
5,127.50
(77.50)
337.50
140.62
6.59%
110.08
15,000.00
16,511.25
16,262.50
248.75
937.50
471.34
4.79%
117.63
15,000.00
17,643.75
16,540.00
1,103.75
1,237.50
158.11
5.58%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 15 of 26
EFTA01573751
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
CHESAPEAKE MIDSTREAM PT
6.125% JUL 15 2022
DTD 01/11/2012
16524R-AE-3 BB- /BA3
COVANTA HOLDING CORP
6 3/8% OCT 01 2022
DTD 03/19/2012
22282E-AE-2 B+ /BA3
QEP RESOURCES INC
5 3/8% OCT 01 2022
DTD 03/01/2012
74733V-AB-6 BB+ /BA1
FORD MOTOR COMPANY
GLOBAL LANDMARK SECURITIES NOTES
7.45% JUL 16 2031
DTD 7/16/99
345370-CA-6 BB+ /BAA
GMAC
8% NOV 01 2031
DTD 12/31/2008
36186C-BY-8 B+ /B1
CAPITAL ONE CAPITAL IV
6.745% FEB 17 2037
DTD 02/05/2007
140422-AA-4 BB+ /BAA
101.47
20,000.00
20,293.00
20,275.00
18.00
1,349.00
614.54
6.62%
120.57
20,000.00
24,113.20
21,912.50
2,200.70
1,600.00
400.00
6.16%
103.00
20,000.00
20,600.00
19,861.25
738.75
1,075.00
EFTA01573752
447.90
124.27
10,000.00
12,427.40
11,475.00
952.40
745.00
31.04
4.99%
107.50
7,000.00
7,525.00
7,210.00
315.00
446.25
163.62
5.41%
100.50
4,000.00
4,020.00
3,930.00
90.00
245.00
10.88
6.06%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
5.39%
Page 16 of 26
EFTA01573753
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Price
US Fixed Income
AMERICAN INTL GROUP
8.175% MAY 15 2058
DTD 05/15/2009
026874-BS-5 BBB /BAA
Total US Fixed Income
$1,030,243.99
$995,490.86
$27,475.65
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
113.88
15,000.00
17,081.70
16,428.75
652.95
1,226.25
258.87
$70,222.75
$19,476.39
7.14%
5.70%
Page 17 of 26
EFTA01573754
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Portfolio Activity Summary
Beginning Cash Balance
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Fees & Commissions
Interest Purchased
Total Outflows
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
21,855.25
(32,207.50)
($10,352.25)
$22,035.37
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets from your position
151,822.47
(173,716.66)
($21,894.19)
-(3,993.92)
(19.80)
($4,013.72)
(15,832.06)
(19.80)
($15,851.86)
Current
Period
Value
33,840.37
2,560.97
$2,560.97
Year-To-Date
Value*
-38,230.43
$38,230.43
Page
18 of 26
EFTA01573755
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Income
7/2
7/2
7/5
7/5
7/5
7/12
7/12
7/12
7/13
7/16
7/16
Corporate Interest
Interest Income
Accrued Int Recd
Accrued Int Recd
Accrued Int Recd
Corporate Interest
Accrued Int Recd
Accrued Int Recd
Accrued Int Recd
Corporate Interest
Corporate Interest
Description
SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017
DTD 6/22/2007 (ID: 832248-AQ-1)
DEPOSIT SWEEP INTEREST FOR JUNE @ .01% RATE ON
NET AVG COLLECTED BALANCE OF $30,040.30 AS OF
07/01/12
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
BANK OF AMERICA CORP 3 3/4% JUL 12 2016 DTD
07/12/2011 (ID: 06051G-EK-1)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
CKE RESTAURANTS INC 11 3/8% JUL 15 2018 DTD
07/12/2010 (ID: 12561E-AK-1)
EFTA01573756
COMMUNITY HEALTH SYSTEMS 8 7/8% JUL 15 2015 DTD
07/25/2007 (ID: 12543D-AF-7)
1,000.000
1,000.000
2,000.000
5,000.000
1,000.000
1,000.000
1,000.000
2,000.000
4,000.000
0.044
0.018
0.018
0.018
0.019
0.02
0.02
0.02
18.28
18.28
36.56
93.75
19.64
19.64
19.83
0.63
177.50
Quantity
Cost
10,000.000
Per Unit
Amount
0.039
Amount
387.50
0.25
Page 19 of 26
EFTA01573757
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Type
Settle Date Selection Method
Income
7/16
7/16
7/16
7/16
7/16
7/16
7/18
Corporate Interest
Corporate Interest
Corporate Interest
Corporate Interest
Accrued Int Recd
Accrued Int Recd
Corporate Interest
Description
CKE RESTAURANTS INC 11 3/8% JUL 15 2018 DTD
07/12/2010 (ID: 12561E-AK-1)
CHESAPEAKE MIDSTREAM PT 6.125% JUL 15 2022 DTD
01/11/2012 (ID: 16524R-AE-3)
FORD MOTOR COMPANY GLOBAL LANDMARK SECURITIES
NOTES 7.45% JUL 16 2031 DTD 7/16/99
(ID: 345370-CA-6)
PIONEER NATURAL RESOURCE 7 1/2% JAN 15 2020 DTD
11/30/2009 (ID: 723787-AJ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 (ID: 345397-TZ-6)
COMMUNITY HEALTH SYSTEMS 8.875% JUL 15 2015 DTD
07/25/2007 TENDER OFFER - EXPIRATION DATE
7/17/2012 HOLDERS RECEIVE $1006.00 IN TENDER
PROCEEDS PLUS $0.739583 INTEREST PLUS AN EARLY
TENDER PAYMENT OF $20.00 PER 1000 PRINCIPAL
AMOUNT ELECTED TO TENDER OF COMMUNITY HEALTH
SYSTEMS CUSIP 12543DAF7. (ID: 12599B-LF-2)
7/18
Cash Receipt
COMMUNITY HEALTH SYSTEMS 8.875% JUL 15 2015 DTD
07/25/2007 TENDER OFFER - EXPIRATION DATE
7/17/2012 HOLDERS RECEIVE $1006.00 IN TENDER
PROCEEDS PLUS $0.739583 INTEREST PLUS AN EARLY
TENDER PAYMENT OF $20.00 PER 1000 PRINCIPAL
AMOUNT ELECTED TO TENDER OF COMMUNITY HEALTH
SYSTEMS CUSIP 12543DAF7. (ID: 12599B-LF-2)
7/19
Accrued Int Recd
EFTA01573758
CASCADES INC 7 3/4% DEC 15 2017 DTD 12/03/2009
(ID: 146900-AG-0)
3,000.000
0.007
21.96
4,000.000
0.02
80.00
20,000.000
1,000.000
2,000.000
4,000.000
0.038
0.02
0.02
0.001
750.00
20.42
40.83
2.96
Quantity
Cost
9,000.000
4,000.000
10,000.000
Per Unit
Amount
0.057
0.031
0.037
Amount
511.88
125.22
372.50
Page 20 of 26
EFTA01573759
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Type
Settle Date Selection Method
Income
7/19
7/23
Accrued Int Recd
Accrued Int Paid
Description
CASCADES INC 7 3/4% DEC 15 2017 DTD 12/03/2009
(ID: 146900-AG-0)
SUNGARD DATA SYSTEMS INC SR SUB 7 5/8% NOV 15
2020 DTD 11/16/2010 CALLABLE 11/15/2015 @
103.81 @ 107.50 MLPFS INC/FIXED INCOME TRADE
DATE 07/18/12 (ID: 867363-AU-7)
7/24
7/26
7/27
7/30
7/31
Accrued Int Paid
Accrued Int Paid
Accrued Int Paid
Accrued Int Paid
Corporate Interest
Total Income
Type
Settle Date Selection Method
Miscellaneous Credits
7/16
Name Change
Description
COMMUNITY HEALTH SYSTEMS 8 7/8% JUL 15 2015 DTD
07/25/2007 TO REDESCRIPTION (ID: 12543D-AF-7)
Quantity
Cost
(4,000.000)
(4,357.89)
Page 21 of 26
TENET HEALTHCARE CORP 6.25% NOV 01 2018 DTD
11/21/2011 @ 108.00 MLPFS INC/FIXED INCOME
TRADE DATE 07/19/12 (ID: 88033G-BP-4)
BURGER KING CORP 9 7/8% OCT 15 2018 DTD
10/19/2010 @ 115.25 FIRST UNION CAPITAL MARKETS
TRADE DATE 07/23/12 (ID: 121207-AA-2)
AMKOR TECHNOLOGIES INC 6 5/8% JUN 01 2021 DTD
05/20/2011 @ 98.50 MLPFS INC/FIXED INCOME TRADE
DATE 07/23/12 (ID: 031652-BE-9)
AIRCASTLE LTD 6.75% APR 15 2017 DTD 06/06/2012
@ 104.75 MLPFS INC/FIXED INCOME TRADE DATE
EFTA01573760
07/24/12 FACE VALUE 2,000.00 (ID: 00928Q-AF-8)
CCO HLDGS LLC/CAP CORP 6 5/8% JAN 26 2012 DTD
01/31/2022 (ID: 1248EP-AX-1)
$2,560.97
2,000.000
0.00
6,000.000
0.021
0.034
(42.38)
204.27
5,000.000
0.00
5,000.000
0.00
5,000.000
0.00
0.014
0.028
0.01
(72.05)
(138.52)
(50.61)
Quantity
Cost
2,000.000
5,000.000
0.00
Per Unit
Amount
0.007
0.014
Amount
14.64
(72.01)
Amount
EFTA01573761
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Type
Settle Date Selection Method
Miscellaneous Credits
7/16
Name Change
Total Miscellaneous Credits
Type
Settle Date Selection Method
Fees & Commissions
7/23
Description
Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR
THE PERIOD 04-01-2012 TO 06-30-2012
Interest Purchased
7/26
7/27
7/27
Quantity
Cost
Description
COMMUNITY HEALTH SYSTEMS 8.875% JUL 15 2015 DTD
07/25/2007 TENDER OFFER - EXPIRATION DATE
7/17/2012 FROM REDESCRIPTION (ID: 12599B-LF-2)
$0.00
Quantity
Cost
4,000.000
4,357.89
Amount
Amount
(3,993.92)
Accrued Int Paid
Accrued Int Paid
Accrued Int Paid
Total Interest Purchased
REGAL CINEMAS CORP 8 5/8% JUL 15 2019 DTD
07/15/2009 @ 112.50 MLPFS INC/FIXED INCOME
(5.27)
0.00
TRADE DATE 07/23/12 (ID: 758753-AD-9)
CITYCENTER HLDGS/FINANCE 7 5/8% JAN 15 2016 DTD
07/15/2011 @ 105.50 MLPFS INC/FIXED INCOME
TRADE DATE 07/23/12 (ID: 178760-AB-0)
REGAL CINEMAS CORP 8 5/8% JUL 15 2019 DTD
07/15/2009 @ 112.50 MLPFS INC/FIXED INCOME
TRADE DATE 07/24/12 (ID: 758753-AD-9)
($19.80)
(2.88)
0.00
EFTA01573762
(11.65)
0.00
Page 22 of 26
EFTA01573763
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
TRADE ACTIVITY
Note:
Trade Date
Settle Date
6/29
7/5
6/29
7/5
6/29
7/5
7/9
7/12
7/9
7/12
7/10
7/13
7/16
7/16
7/11
7/16
L indicates Long Term Realized Gain/Loss
S indicates Short Term Realized Gain/Loss
* Settled transaction was initiated in prior statement period and settled in
current statement period
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Sale
High Cost
Redemption
Pro Rata
Sale
High Cost
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.75 CREDIT SUISSE FIRST BOSTON
LLC (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.75 JEFFERIES & COMPANY
(ID: 345397-TZ-6)
EFTA01573764
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.75 MLPFS INC/FIXED INCOME
(ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.625 CREDIT SUISSE FIRST BOSTON
LLC (ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.50 FUJI SECURITIES
(ID: 345397-TZ-6)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.50 FUJI SECURITIES
(ID: 345397-TZ-6)
CKE RESTAURANTS INC 11 3/8% JUL 15 2018 DTD
07/12/2010 PARTIAL ISSUE CALLED @ 103.00
(ID: 12561E-AK-1)
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.50 CANTOR FITZGERALD / MORTGAGE
BACKE (ID: 345397-TZ-6)
(1,000.000)
106.50
1,065.00
(1,077.50)
(12.50) L
(2,000.000)
103.00
2,060.00
(2,210.00)
(150.00) L
(1,000.000)
106.50
1,065.00
(1,077.50)
(12.50) L
(1,000.000)
106.50
1,065.00
(1,077.50)
(12.50) L
(1,000.000)
106.60
1,066.25
(1,077.50)
(11.25) L
(2,000.000)
106.80
2,135.00
(2,155.00)
(20.00) S*
(1,000.000)
106.80
1,067.50
EFTA01573765
(1,077.50)
(10.00) S*
Quantity
(1,000.000)
Per Unit
Amount
106.80
Proceeds
1,067.50
Tax Cost
(1,077.50)
Realized
Gain/Loss
(10.00) 5*
Page 23 of 26
EFTA01573766
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Trade Date
Settle Date
7/11
7/16
7/18
7/18
Type
Selection Method Description
Settled Sales/Maturities/Redemptions
Sale
High Cost
Sale
High Cost
FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD
9/23/2003 @ 106.375 CREDIT SUISSE FIRST BOSTON
LLC (ID: 345397-TZ-6)
COMMUNITY HEALTH SYSTEMS 8.875% JUL 15 2015 DTD
07/25/2007 TENDER OFFER - EXPIRATION DATE
7/17/2012 HOLDERS RECEIVE $1006.00 IN TENDER
PROCEEDS PLUS $0.739583 INTEREST PLUS AN EARLY
TENDER PAYMENT OF $20.00 PER 1000 PRINCIPAL
AMOUNT ELECTED TO TENDER OF COMMUNITY HEALTH
SYSTEMS CUSIP 12543DAF7. (ID: 12599B-LF-2)
7/16
7/19
7/16
7/19
Sale
High Cost
Sale
High Cost
CASCADES INC 7 3/4% DEC 15 2017 DTD 12/03/2009
@ 102.25 BROADPOINT CAPITAL (ID: 146900-AG-0)
CASCADES INC 7 3/4% DEC 15 2017 DTD 12/03/2009
@ 102.25 MLPFS INC/FIXED INCOME
(ID: 146900-AG-0)
Total Settled Sales/Maturities/Redemptions
$21,855.25
($22,580.39)
($351.25) L
($373.89) S
(3,000.000)
(2,000.000)
102.30
102.30
3,067.50
2,045.00
(3,142.50)
(2,095.00)
EFTA01573767
(75.00) L
(50.00) L
(4,000.000)
100.60
4,024.00
(4,357.89)
(333.89) S
Quantity
(2,000.000)
Per Unit
Amount
106.40
Proceeds
2,127.50
Tax Cost
(2,155.00)
Realized
Gain/Loss
(27.50) L
Trade Date
Settle Date
Type
Description
Settled Securities Purchased
7/18
Purchase
7/23
SUNGARD DATA SYSTEMS INC SR SUB 7 5/8% NOV 15
2020 DTD 11/16/2010 CALLABLE 11/15/2015 @
103.81 @ 107.50 MLPFS INC/FIXED INCOME
(ID: 867363-AU-7)
Quantity
5,000.000
Per Unit
Amount
107.50
Market Cost
(5,375.00)
Page 24 of 26
EFTA01573768
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Trade Date
Settle Date
Type
Settled Securities Purchased
7/19
Purchase
7/24
7/23
7/26
7/23
7/26
7/23
7/27
7/23
7/27
7/24
7/27
7/24
7/30
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Total Settled Securities Purchased
Description
TENET HEALTHCARE CORP 6.25% NOV 01 2018 DTD
11/21/2011 @ 108.00 MLPFS INC/FIXED INCOME
(ID: 88033G-BP-4)
BURGER KING CORP 9 7/8% OCT 15 2018 DTD
10/19/2010 @ 115.25 FIRST UNION CAPITAL MARKETS
(ID: 121207-AA-2)
REGAL CINEMAS CORP 8 5/8% JUL 15 2019 DTD
07/15/2009 @ 112.50 MLPFS INC/FIXED INCOME
(ID: 758753-AD-9)
AMKOR TECHNOLOGIES INC 6 5/8% JUN 01 2021 DTD
05/20/2011 @ 98.50 MLPFS INC/FIXED INCOME
(ID: 031652-BE-9)
CITYCENTER HLDGS/FINANCE 7 5/8% JAN 15 2016 DTD
07/15/2011 @ 105.50 MLPFS INC/FIXED INCOME
(ID: 178760-AB-0)
REGAL CINEMAS CORP 8 5/8% JUL 15 2019 DTD
07/15/2009 @ 112.50 MLPFS INC/FIXED INCOME
(ID: 758753-AD-9)
AIRCASTLE LTD 6.75% APR 15 2017 DTD 06/06/2012
@ 104.75 MLPFS INC/FIXED INCOME FACE VALUE
2,000.00 (ID: 00928Q-AF-8)
($32,207.50)
EFTA01573769
2,000.000
104.80
(2,095.00)
1,000.000
112.50
(1,125.00)
5,000.000
105.50
(5,275.00)
5,000.000
98.50
(4,925.00)
2,000.000
112.50
(2,250.00)
5,000.000
115.30
(5,762.50)
Quantity
5,000.000
Per Unit
Amount
108.00
Market Cost
(5,400.00)
Page 25 of 26
EFTA01573770
GHISLAINE MAXWELL-HY ACCT.
For the Period 7/1/12 to 7/31/12
Trade Date
Type
Est. Settle Date Selection Method Description
Pending Sales, Maturities, Redemptions
8/24
Redemption
8/24
LEAR CORP 8 1/8% MAR 15 2020 DTD 03/26/2010
(ID: 521865-AS-4)
Quantity
(1,000.000)
Per Unit
Amount
103.00
Proceeds
1,030.00
Tax Cost
(1,094.50)
Realized
Gain/Loss
(64.50) L
Page 26 of 26
EFTA01573771
For the Period 7/1/12 to 7/31/12
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01573772
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 2
EFTA01573773
For the Period 7/1/12 to 7/31/12
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT
MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A.
In case of other errors or questions about other account statement(s)
Please review your account statement(s) and promptly report any inaccuracy
or discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to JPMCB at the addresses shown on
your statement(s). Any oral communication should be re-confirmed in writing
to further protect your rights. If you have
any questions please contact your J.P. Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
EFTA01573774
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Disclosures Page 2 of 2
EFTA01573775
ℹ️ Document Details
SHA-256
2b64c35b46b9e92fd9fa3aad4fd01d697ee6db24addb54fcb55f3c8b6af04702
Bates Number
EFTA01573721
Dataset
DataSet-10
Document Type
document
Pages
55
Comments 0