📄 Extracted Text (113 words)
From: Brian Biggar
Sent: 1/21/2014 9:20:44 AM
To: Amanda Kirb Carlos Munoz-Lucas
En las Hodzic
Kathleen O-Sullivan ; Kristopher-A Ingram (kristopher-
wbaker-III Margie Maldonado
Melisa Venegas : Paul Morris Susy
Smith Tim Shields
Subject: AIS Request AIS-00003326 has been Appr
The Following Alternative Investment Suitability request has been Approved.
AIS Request Number: AIS-00003326
Client Name : Southern Financial LLC
Comment on Approval: 1/21/2014 9:20:37 AM - Brian Biggar : Investment in this instrument must be
processed through either an Investment Advisory account or a Brokerage account.
Reason for Rejection:
Reason for Cancel:
Reason for 0nHold:
Details Link : https://na4.salesforce.com/a1R60000000qhtY
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108097
CONFIDENTIAL SDNY_GM_00254281
EFTA01451478
ℹ️ Document Details
SHA-256
2c1d9361b12a297889b74932acbf6fd8510d274c3c1af3637be07d4f0713b620
Bates Number
EFTA01451478
Dataset
DataSet-10
Document Type
document
Pages
1
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