EFTA01344150.pdf

Sent: 11/27/2013 02:48 PM EST To: vahe Stepanian; Paul Morris Subject: Fw: Epstein - Assets to transfer [I] Classification: For internal use only FYI Best, Amanda Kirby (Embedded image moved to file: pic08149.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic10147.gif) Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM From: "Young, Janet To: Cc: PB-Service131.5 <P >, Harry Baller Date: 11/27/2013 02:40 PM Subject: Epstein - Assets to transfer Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C # Southern Financial, LLC 2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR EUR 291,846.67 EURO cash wire instructions needed CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029393 CONFIDENTIAL SDNY_GM_00175577 EFTA01344150