EFTA01370711.pdf

From. Amanda Kirby/dbidbeom To PWMUS AMLKYCIdbdbcom@DBAMERICAS, Andrea Klingenbeig/dbldbcom@DBAMERICAS, Cc: Urvashi Lavania:dbldbcom@DBAPAC, PWM BIS-Researchiclb/dbcom@DBAPAC. Paul Metrisidbrdbcom@DBAMERICAS Date. 09)041013 11:09 AM Subject Re: Richard D Kahn rdc alert Ill Classification: For internal use only Hi, The below RDC alerts do pertain to our client. Richard D Kahn is the person in question. However, he will not be a client of the bank. We are opening an account for a trust, for which he is a trustee. It does not seem that he would pose any risk (reputational or otherwise) to the bank. Please approve (See attachedfile: RichardI) Kahn rdc aleandf) (See (witchedfile: RichardI) Kahn rdc alert 1.14) PWM BIS-Research--09/03/2013 04:32:05 PM--Classification: For internal use only Hello, Attached is an alert for the party mentioned above. PI From: PWM BIS-Researchict/dbcornDBAPAC To: Amanda Kirbyldbidbcom@DBAMERICAS, Cc: PWMUS AMLKYC/dbldbcom@DBAmericas Date: 09'03/013 04:32 PM Subject Richard D Kahn rde alert PI Classification: For internal use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf" deleted by Amanda Kirby/db/dbcomJ [attachment "Richard D CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063699 CONFIDENTIAL SDNY_GM_00209883 EFTA01370711