EFTA01455099.pdf

11 Aug 2014 Page 2 Of 2 Deutsthe Bank AO SOUTHERN RNANCIAL, LLC PS • Osebee Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636449S' SOUTHERN FxEurcepl 21-Nov.2013 2041o/.2014 25-Nov-2014 (1.000 C0300, USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 ', 'II 242 ?4! 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 7.10094 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 26Nov.2014 2541ot-2014 (21ff 00) USD 0 JPY LONG EUROPEAN 0.0000 4,70029 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 FY LONG EtPCPEAN 0.0000 3,10306 710423465 FINANCIAL. LC ouchOpt 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT ElPtCPEAN PUT 1.3450 ,IT OSS 77-1 806424249 FINANCIAL. LLC 40733913V SOUTHERN RxEuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR 03.800.000.00) USD LONG EIACKAN CALL 1,3803 738 74 806424264 FINANCIAL. LLC Subtotal: ; ICS 75S OS: To I: (105,758.09) Statement ID :20140811_20140812_1 The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113629 CONFIDENTIAL SDNY_GM_00259813 EFTA01455099