EFTA01453395.pdf

r 171111171.111-4r . r. 21 Mar 2014 Page 2 Ct 2 ANS DeuSchs Balk AO SOUTHERN FINANCIAL, LLC FX-004041 Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436,' SCOT HERN FoEurial 2141a-2013 2041ov.2014 25-Nov-2014 (1.00D 030 X) USE) 101.009000 in SHORT EUROPEAN CALL 1010000 :s; 49, '..?? 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-11o4014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 13.127 36 710423461 FINANCIAL. LLC ou:hOpt 366364434 SOUTHERN FXOneBarOneT 21-Nor-2013 20.11ov.2014 25-Nov-2014 (21,M000) USD 0 JPY LONG EUROPEAN 0.0000 11.165 68 710423463 FINANCIAL. LC ouchOpt X6364436/ SOUTHERN RXOnef3ananeT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 001 USD 0 PY LONG EURCPEAN 0.0000 9,41984 710423465 FINANCIAL, LLC ouchOpl 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10,000.0O3CO) USD 1025000.000 SY SHORT EURCPEAN CALL 102 5000 ',103.5% 36, 745230311 FINANCIAL. NC 390650729J SOUTHERN FXD91aICpt 13-Mar-2014 14-A9-2014 15-A9-2014 (1,003.0(000) USD SHORT EUROPEAN CALL 375660 (1U3.4.36 78) 767041028 FINANCIAL, LLC Subbtal: CV'S ;St- ?3: minimum! iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin iimeiiiiin .: a ii L.Ii ±±...i IL.Ii ±±...ii IL.Ii I... iimeiiiiin Eno Long/ Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Shike Price MTM(USD) 390932915' SOUTHERN FINANCIAL. Commodity 13-Mar.2014 15-May-2014 22.May-2014 LONG EUROPEAN WTI 100.00003 USD 00000 767318425 LLC Dorothy° Subtotal: :71 73S 2:: Total: (337,492.45) Statement ID: 182298_20140320_20140321_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110956 CONFIDENTIAL SDNY_GM_00257140 EFTA01453395