EFTA01399670.pdf

Subject: IWP/CapMkts client list completion - SII finding closure From: Oliver Esslingen Date: Tue, 16 Jul 2019 17:09:43 -0400 To: Nina Tona Kimberly Hart Olivier Poncet Ian Salters Bill King Funda Bozkurt Topics to discuss: - completion of client list with closure of SII finding due July 30th - transfer of tasks from Ellenoi to the business (immediate — e.g. NFA quarterly reporting vs mid —term upon onboarding of perm hc) - future MI owner for reporting and inventory EFTA01399670