EFTA01119210.pdf

EFTA01119210 Valuations 8/31/13  EFTA01119211 LE and Related Entities !madmen SuninalY 8/31/13 Cash 8 Equhribnts Southern Financial LLC- (see note below) 14,972496 J Epstein 1.596.944 HAZE Trust 28.366 FT Real Estate Southern Trust Company 19,382,248 Jeepers 25O18.954 J.Epstoin V1 Foundation 4,619,368 Total Cash 8 Equivalents 65,618.376 Less: Cash in Operating Accounts (1,013211) Cash in Foundations (4,619,368) (5.632,579) Total Avaibble Cash 8 Equivalents 59985,797 JP Morgan Trading Account (cash, securities, Deriv divot). SFLLC See NoteA 69,815,261 JP Morgan Trading Account (cash. securities, Dort/dives). HAZE 22,427,313 JP Morgan Trading Account (cash securities, Denvithes). STC 5,462,546 L Cameron Trading Account (cash, securities, Derharves). STC 5,206,210 Marketable Securities -firer) 12,025,554 Investment American Yacht Harbor (per JEE) 1,000.000 Settlements Receivable -DM 33,481,600 Partnership Investments 105,699,453 (see attached schedule) Total • 315 103 734 Value Above 315,103,734 Adjustment: Operating Cash 1O13,211 Loans Receivable 2,098,505 Total per attached valuation schedule 318.215,450 • Investment partnerships are subject to various restrictions on withdrawals, and therefore, 318215,450 the liming of availability of funds we be so kneed. NOTE A: The JPM trading account was funded With $75 Mike. During July 2011 we withdrew $ 12,478.520. Cu 2/14/12 the account was reduced by $501,930 for It purchase of 16,535 Ariad Pharmaceuticals 6 2.095 Bogen IDEC. on 5/22/12 the account was reduced by 91.330,000 for the purchase of 35,500 shares of Facebook. In August 2012 the account received $349,402 from the sales proceeds od 17,500 sh of Facebook Qu 9112J12 the account was reduced by $10mrn foe the bander to Morl Inc. On 11/9/12 there was a transfer to JEE of $1,000,000  EFTA01119212 J. EPSTEIN ► RELATED MITTS VALUATIONS CASILLIMILMEEJNVESTMENTS V31113 EmilbattIELLLE 07/31713 08/31/13 01701/13 YID Aupst ACCOUNTS VALUATION PERFORMANCE JP MORGAN-Cast 14.612,680 15977496 JP Morgan Trading Account 70010374 02.815.261 J P Mequon Smuts, 11.024.321 10.496502 INVESTMENTS TUDOR FUTURES 12.95067f/ 12.853.812 12578029 2.18% 483% HIGHBRCGE CAPITAL 10261.964 19,382.610 10,624.993 4.44% 083% BEAR STEARNS Meet Backed Swats (7/3109 yak 331682 331682 IBIUMMilIardEMITOE JPMCRGAN- fyN 10250335 10234.065 JP Morgan Trading Account 5.588663 5.462.546 Other Bank Accounts 252.962 148,163 Aden %ludas (et ode) 625603 625603 PM -Account Managed by Laurie Cameron 4.964,912 5,208.210 Sedements MEWS DB DAMN SPEOAL OPPURIUNITES FUND 76.000600 70000000 see Icotndte IS petal elthdrattel osyrned recants! (42.516.400) (42,516400) J P MORGAN- Can 26510726 25.016.954 JP Morgan Tradng Account 1.520272 1,526,972 S Osten INVESTMENT American Mt Reba 1.000.000 1.000000 FT Reel Estate Investment In ptstip S cost 1506.633 1500833 CHECKINGGAVINGS ACCOUNTS 1.065.799 105,048 LOANS WE FROM NOVEXIALS 5996015 isetsce CORE CLUB NOTE 100,000 100,003 BROKERAGE ACCOUNTS JPM Meer Steams) 666.979 666.995 J P MORGAN 56650 55857 Mort tea. Afidcorn (at cod basis) 10.000.000 10.030000 (1.200,233 Shan d common. 695301 dares of Su 5 PM. 205714 eh d Se A Pfd) Butterfly True 6,044 8,044 HAZE bust HIGHBRIDGE CAPITAL 35803801 35.918.672 35405356 4.40% 0.63% MG STREET 25.026,289 25,076844 23,276,473 7.74% 0.21% JP Morgan • Cash 20363 20.366 P Magancanaged account 27510.4130 22,427,313 TOTAL 320,155278 310215.450 THESE AMOUNTS DO NOT INCLUDE HOUSES. AIRPLANEFIXTURES 8 OTHER ASSETS  EFTA01119213 ÆE and Petered Errbters Are RON EN" br Investment. &31113 5•44,10t. longer! Falr Mani« Valve Purchate 8/31113 741113 gaLnOas) 705C0 ANN* Re" SFLLC 1.150800 1.345845 (195.2/15) 28000 earbetrfet SFLLC C01314 98493 (5.079) 21.753 JP Morgan SFLLC 1.098179 1,212,295 013.118 "157 Asola Mahal ~hem SFLLC 6081558 7031.555 (349.999) 17020 Facatook(peactreed 5/2202) $FLLC 722645 044.003 78045 18,536 ArbdPherrreicieutimas SFLLC 307.551 307.220 331 2.025 eblenIDEC SFLLC 440 177 458961 (10705) 182.240 JPM RINI* Fuld Jereperb 5.310 1.528972 1.520229 (4567) 11 445 554 12 020 019 (ær) 375) tivestmente Wo 5,31113 al Farr Merkel Va1u SFLLC TUDOR FUTURES 12055612 SFLLC HIGIII3RIDGE CAPITAL 15382610 SFLLC ARS Trust Our valuatc0 7/3102 FTC mows ~1%N orgx 0.4>ors) 331,662 HAZE HIGHBRIDGE CAPITAL 36918,672 HAZE KING STREET 15078,844 FT Reel Estme 21 East ~ Steet it coN 920.503 FT Reel BON CcArrntse Hol04940to340 588.333 SIC 448.5 ~Anne (III COst,[I .142.857 N 44 Se( A PM Ø 4375 per N) 825033 Mon Inc Alphcom (cost 0~ (1.230.333 sh COTTON ea 301 eh Sr 5 ptd 285,714 en Ser A PM ) 10000 000 106.699.453. D132. ~ma This la bead on De kØ ossumptons: the fund ail necogniur • Ørerad nun pests lo Amen ~Rig 570 Pillion 70000.000 Jeerers rogerned an irterml or G Dubin$ Meng `rorel vaned at appro• $3 1581NT., »TN • 5.0:0,103 backstop permit from G Dubb eqtaii tot* eases d $5 triton one to aggregate vat ct ail trietratrhara ren wth neernect bNls eirreetnint rif Sept 30, 20Weepers veil Sund Dunn 'the amount dally dIsbambcen receind by ~pen afar fi t dab until Dube neæ beck any pains*, male b Ampere. After Dubin a rrinNinerolt *man wS have no obligeecnr repay Dubin. LE we pay 51 millon for Zeirre Serest h Corbin JEE nit rrdN4dl denbutone opt. 52 nØ end toe ~amino dotibutans v49 b chided 5050 "awn JEE filed 2444, Tha tornmert limo ild been fina'oed 780030/0 Jeepen Wree nlareal thorn G Did» Dlylbn S $1 782 174 as or 600/13 and 51 76914 ee d 7 13)  EFTA01119214 Reconciliation of large kerns Value 7/31/13 320,151,278 PartnersNps 290,877 see below JPM Trading account- SFLLC (FTC) (204,113) JPM Trading account- HAZE (83,177) JPM Trading account- STC (125,537) L Cameron Managed Account 241,298 Secureies (600,375) Dividendwinterest 8,213 Apollo Distribution 347,367 Change In loan account 1,590 cash spent : JEE (1,700,751) STC (104,799) (18,580) L Black Fee cash received BSABS 12,159 miscellaneous total 318.215,450 Value 8/31/13 318,215,450 Partnerships SFLLC TUDOR FUTURES (107,195) SFLLC HIGHBRIDGE CAPITAL 120,646 Haze HIGHBRIDGE CAPITAL 224,871 Haze KING STREET 52,555 290.877  EFTA01119215 .EE and Related Erttcs Cash Su —nary 851/13 SFLLC JPM 14972,496 14 972,496 JEE Bank accounts 865.046 1,013.211 JPM (Bear Steams) 666.995 JPM 56,857 Elatedly Trust (Bear Seams) 8,044 1,596944 JEEPERS JP Morgan 25.018.954 25018954 HAZE TRIO JPM 28,366 28 366 Southern Trust Ca npeny JPM 19234.085 Bank accounts 148,163 10382 248 Enhanced ECIUCattel 4.619.368 4,619,368 Total Cash 65 618 376 65 618 376 the does not incUde cash in P Morgan truing account  EFTA01119216 ENHANCED EDUCATION 6/31/13 PARTNERSHIPS TOW CASH SECURITIES JP Morgan (Forrnarty Bear Stearns) 4,508,812 4,508,812 BANK 110,556 110,556 TOTAL 4,619 368 4,619,368  EFTA01119217 Bear Stearns Asset Racked Securities andbudons Itacehed FTC Total PannorsNp &Trull Pannenho DWI 1/9/46 1.047.191.03 1,047,291.00 431415.03 431,015.03 4/14/ 06 147,707.20 147,707.00 5/14/01 147307.93 147.707.03 Mal 115.377.40 115,377.03 7/16/04 110,71100 11071100 361/96 110,615.0) 11041503 W25/06 110,574.00 110,57403 10/29/0i 92327.00 92,127.03 11/23/01 45,95340 45,95300 12/22/04 73,67000 7367000 1/13/09 7667030 73,67003 2/20/09 73,624.00 7561403 3/12/09 67,434.01 67,43400 4/20/03 46,44340 6644303 5/29/09 57,966.00 5738603 7/14/09 Note A 64,387.40 14,34703 6/26/09 4731140 4591140 9/21/09 33.731.00 31,71140 12/2/09 MOM 8749503 1/6/10 2547130 25,073.30 2/8/10 32073.84 31,071.64 3/1/10 134416.83 3340523 4/8/10 221/33.71 22411.71 5/10/10 2015.18 25615.13 515/10 23,24331 25,243.91 7/6/10 19661.45 19461.45 4/10/10 22,011.44 22012.06 9/3/10 2444941 24.959.61 10/13/10 2032741 20,527.91 11/5/10 23.33635 2333645 12/11/10 25234.17 25,234.17 1/10/11 24421/1 2442341 1/31/13 Note 11 25,793.17 23,793.17 2/4/11 16,06642 26.956.92 3/5/11 26313.00 26,313.00 4/01 21,112.23 11,31225 3/9/11 2135796 2135796 5/9/11 11.67474 14/74.74 7/3/ 11 16493.15 16449035 3/1/11 15.596.19 15396.19 9/4/11 16310.22 1641022 10/12/11 15319.76 15419.76 11/1/11 17377.22 1737732 12/3/11 17332.49 17/32.49 1/9/12 15.04973 144416.73 1/4/12 11311.56 14.61136 3/9/12 19,767.40 19,767.40 4/9/12 17322.21 17422.23 5/1/12 1690.79 16)303.79 6/11/12 17,40130 17401.50 7/9/12 16,16530 14165.50 5/9/12 16302.96 16.402.95 9/11/12 14/72.40 14472.40 10/9/12 1664521 15,645.61 11/3/12 1603404 16036.04 12/10/12 1430421 14304.21 1/9/13 14,59400 16594.00 3/5/13 1149713 13450-23 3/3/13 13,25121 13,251.21 4/15/13 12,123.65 12,21345 5/8/13 12,43606 12,436.06 6/10 3 11.33632 11436,52 7/4/13 1231335 12.313.55 8/8/13 12,151.71 12,151.71 Total 3,95599711 3,113,595.:7 842,402 72 FTC investoi $10.003400 In Sear Stos no Asset Backed Securities on 21/29/06 01strefutfons era bawl on maturing alerts NOTE k freFeasents 2 months per Dorothy Orkisky) NOTE 8: Watt adjustment In pannertlYpi  EFTA01119218 Soirt lee m Flemma LIC Antals of Irresunats Investment F MV unraltzed B/31/13 Can(loss) ML Hertz 1211505 5,103.000 tanabutions 8/11/06 (2,160,021) catnexmons 12/11/06 (560,006) castnarbons 7/213107 (7.440,906) chtnbutons 4/2011 (1.297.352) *staut:ans 12/12/12 (I 308978) Q 687 2011 3673.086 6 340 919 Mel cabibutan NS ABS 11/29/06 10,000,000 att:tona (3.955.998) 6 044.002 331.882 (5.712.120) mon tadoe Ca rna' COM 1/11431 25,000.000 dletainais 2.28/C6 ~.003) - 19382610 19 382 610 na represenb toe total of elhatarta Ceoltal Corp end HB MuaStrategy Homnds Ltd Tapar 1/30/01 5.003.600 1/14/13 disMbuton (4.193.303) 805.700 12 853 612 12 016 912 JEEPERS DB Zam 4/29/02 innsend 10,000600 8/304)2 invested 10,000,003 12/2/02 nyast.) 30060,003 612/03 nvested 10000.003 1/3/05 invested 20,000,000 12/21/12 ~nation (6.541.292) 1112/13 clantabon (9611038) 6/25/13 dialbution (26 165.169) 37 441 601 Batane • taelvable from Fort/ess 127 4811500 C182- settlement it to based on ta followin•anu :n tra, fund va reconze • anatema 'mant panta a Jonna 1O111IN $70 nam 70,003,00) Jeepens ~fra In intenst of G Oktan olaho Sant vekwed at opna 13.B mann inith • 5,000,000 bakstop payment hom G Cabin gal b the ams of $5 ~ion cm« th• SOGIr•O•111 vak:* ut all atroutons recened wN ranet lo tas Vensamt es &Sept 30. 2014,Jimpars all Sund Dunt ur amount of any dstritubons rentved by Japan after Rat date uta Dkr ranes ban *ny nymalt; man to Japan. After Oubin is made urnob, J•Sperli ~hen no obigation to repe y Dublin JEE 1•10 0•1' $1 mi n for anms intenst al Cottiln. JEE v.111 roftiliv• NI (115111Ø uno $2 millpn 1.000,000 and the nammining distnabons al be times 50/30 bonnen JEE end Etan Tem *gnomen tun net bien finakted 7 va o' Joe h rorn G Du•n rbon i 1 762 174 as of 030/13 and 1789101asd7 n  EFTA01119219 Haze Trust Analysis of Investments Investment FMV unrealized 8/31/13 Gain(loss) Highbndge Capital 4/20'99 10941,666 35.918,672 25877006 This represents the total of Highbridge Capital Corp. and FIB Mufti-Strategy Holdings Ltd. King Street 11/1/93 10,000,0(30 7/28/10 50% redemption (20,090,787) (10,090,787) 25987,844 35,178g31  Global lnvestment Opportunities Group 1.0 Momon Socuritim Account Position and MTM Summary (Open Positions) I I C) <nonal leneoestwitreem enillent Preput d lo• Southern Nnunaal tt< 85 of August 30, 1013 Curvont PR • ccantodlty reto. USD804.4 'I 355 KAUPID 1114 311 GINISC 13~ usopr USOMS 18.110 8 5718 VSOKaw I110 04 CUIIMS0 415004/ 1.11111 USD9AL 1307 09306 USOCAD 10S» usernkr *I* 1.44D9014 4.1241? lapatiy Inu P• 5744.2 Curreney Dismend enoy Pto• Cuenent Pone Weirt 218ekel V.`/ur M1.47 Notale 11.08511 11 AA, 3 ::§;:§ee:I§1:íil::::§§§;tm AC 4002 Acom la Comayear. CYc 110 2 44% if•81285) '78145 12.44,13 AC 4110 Actor Sit 25 40 te 61 1.059 CO~Cyt$1•1 2.44% 11147.140) 1140013 10.440.13 ADEN 2400 MaccoSaRog wstomg, Ne~M ).01% 21.53 24A1 osan 011111.150 1151,075 4457 5110 4517,441) 11~13 ADEN 2.502 MaaoSollag motwor, 1494~4 107% 0171.0423 5157170 4321 5110 31-84,1) AGI. 10.103 11.4 40144 504 (113.192) COFINVole, Cydkal 040% 411134.4237 5172027 l l 52 1.11 12.~.13 AGL 10500 57,51.1 auktgrI0 Sp Commor, Cydiel 0.1443% 0144.4W1 1144114 240413 MIA 11.10 11.14 117144 9.000 Arod Pharnwoutkals lek Youtnir.11a4Wwk 000% 1441•1542 017(4000 )147000 1140 11.10 01.00/0 MIA 2535 éviad Phatrepcoutiels Inc 141•13.12 el otonse,14o~k 04016 2)t 14{00 5140.151 1521 11.10 52%551 2.095 Illow tdotInc ottwom latewycic 0.140% (5150,455) 5,444,277 310.413 8-1, 111.55 213.02 519~ 2.5440 Ilest Pents Plmndal 3.14% 45159.2/0 1154.410 12~13 IM 4047 4142 02.5913 2.500 1001141tw Mondal 514% ($114.1111) 111(481 31.P.441 CA 5610 47,42 (110,1111 S.100 Carrefour 1.4 44•44.4 183~ 24% 0147010 1172188 11~13 CA 2321 23.49 54•41 IWO Carodow So 740~4 1440.4111114 45114.7321 51544534 9,049•11 CO( 245% 2318 2.1.11 02.1971 5.430 C~Cola 14bc A0C411 1.42% 0117.4%) 515(039 11.12 1712 (3I1,54( 11~43 CO( S050 CowCola Illk 10-C4 snewror,Notwyck 143% 01410701 4151.00) 1%71 17112 12./W10 DAG 50.003 0~a DbAgd Doublo 1~ 07.411) Pondi 0.00% (1132.11444 54S.030 7.05 31.0413 DfC 5000 k DecauaSa 30 592450 C.4044~Mont 1,74% 41101.1C0 5147.539 2t22 1204843 DEC 3.003 2135 59.03* k 4194~ Sa Coemonkalkos 1.74% 15114000 510.531 174~4 2 /4 T7,503 25,05 2535 5732 440400:(1m0 Comounkolktro 0.40% 15545,000/ 1~13 NIA 572214 3t00 4115 157.445 2303 Frerwe Ag InntfuriAleport eranled 154% 1141.210 0142910 88.11 •179 (11.)181 111~13 MA 2.501 Inowel Aghwekturt Airowl lodalal 214% 15141110 4141,210 11.17 23-40413 Gi 71,0:0 Getowl Eloctek Co 4179 (11.540) Indullitel 3.19% 28895.110) 5512220 21,53 2114 5-Aup.1) 11.0Y 1411.503 LIcyds Ilankim Gtoop Ple 583.080 Finendal 04014 (51740143 411(970 1~13 L1OY 1.503 0.T/ a73 0 7.943) Lloyda lanking 6~ Pk 11inandal 0.00% (11.712) 12-Aug.13 LLOY 141,003 Lloyds lanking Catm Ptc 11.4110 0.n 0.73 035) Pin0W41 040% [II 44.011) 515803* 0.74 0.71 31.0411 14110 2.1403 koewull» ($7.5103 Comento C104011 3.111% ($155.211) 51429114 59.29 sto• 12040•13 14$40 2000 11ffinautt Sa (112.245) Conseenot. Cycllua 414% 0159.7213 514.1.184 11~13 50.40 10010 santmiro kocimat Inc 51.11 x041 014.713/ wis,Moricgcic 040% (4420.110 1493.540 1.10 9117 3104.13 140 3000 173.284 404M•91M Die SétnICestowe Indtatetal 3.51% ($159.041) 5143093 11~13 SGO 10.15 35.3.1 53.612 3.244 Coo1849n1e De 144M-038414 kottstnal 3.51% ($1522/111 5151015 3114-13 YOW3 700 34.33 8534 (12471) 11~~44A0Pal Comernos 0,01(01 107% (1164.6141 114~13 1119.137 171.11 172.1U 05.407) VOY43 700 voltawrgenAg.104 Cwwww.C411.4 }0M (1173.1191 5131.237 115.05 17210 014.031) E 02111141 788 Structund Notes • t.té e Pec .wIBAb .nxnetvnenlSantne7prpr0 Trode Pate Malwity Fme •nwent los) Oenelpeem I...... c Co,, emy. 1•14/14t Vatue II/ lenry I. 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