EFTA01362517.pdf

1> Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Hi Rich, Following are the pending items in above accounts - • One of the account for Southern Financial LLC (GCIS 483882) is Structured Transactions account with account ID on DB Force customer page as We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. • "Purpose of the account" required for all the below accounts. GCIS 483883 •::,..C.wr.;....Y.:2,s.r.LAV. ali‘la.tilultstar:olf 5. :,:.,,4:: .;;I ; . ' %,4, tfr..%liCorfri'cri ecOLera4t 'intr.: I: '4. :74 :.: 4::::::d• Vats. Vat+V ;LIMO/di:aft 1:.:J 44 ll r:27.2:t I GCIS 483289 L LLIML 444 0.9 11F,Vti't .f', / 1..:nt, V. GCIS 486427 — OB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. krto, /Wren,. Plan :sip en.. »,,., lama. /ran blonto Y 40 ✓ Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, OB Centre Mumbak Nirlon Knowledge Park, Western Express Highway , India From: Vijay-A Sawant Sent: Friday, August 24, 2018 5:28 PM To: Richard larossi Cc: Bradley Gillin ; Stewart Oldfield Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Hello Rich, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051954 CONFIDENTIAL SDNY_GM_00198138 EFTA01362517