EFTA01452303.pdf

0 an riT 23 Jan 2014 SOUTHERN FINANC Page 2 Of 2 Request 182298 As of 23 Jan 14 Deutsche BankAG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636443 SOUTHERN FA OPTION 214W.2013 20.11ov.2014 25-Nov-2014 (1.003.033.00) USD 101.030900 SY SHORT ELROPEAN CALL 101.0003 :5.,2il Cm 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXCPTION 21490/.2013 20-Nov-2014 25-Nov-2014 (21.000.031 USD 0 JPY LONG ELRCPEAN 0.0000 12 133 47 710423461 FINANCIAL, LLC 366354436/ SOUTHERN FXOPTION 21-Nw.2013 20-Nw•2014 25-Nw•2014 121,0001291 USD 0 JPY LONG EUROPEAN 0.0000 10 564 89 710423463 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 214W-2013 20-Nov.2014 25-Nov-2014 121.000 001 USD 0 JPY LONG EUROPEAN 0.0000 9.14861 710423465 FINANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10930t039)) USD 11900900.00 CAD SHORT EUROPEAN CALL 1.1000 (215.899.e 737154817 FINANCIAL, LLC 3778178951 SOUTHERN FXOPTION 17-Jan-2014 17-Apr•2014 21•Apr•2014 (10930,053.03) USD 11.300900.03 CAD SHDRT EUROPEAN CAU. 1.1303 77.43990 737154818 FINANCIAL, U.0 Subtotal: (156 ii8e ?...1: Total' 156.859 8'.?J Statement ID: 182298_20140123_20140124_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109231 CONFIDENTIAL SDNY_GM_00255415 EFTA01452303