EFTA01371738.pdf

From: Richard Kahn Sent: 4/27/2017 9:24:46 AM To: Vahe Stepanian CC: Darren Indyke Stewart Oldfield Joshua Shoshan Subject: Re: Trade Report 4/13/2017 ICI please keep as is thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor INS On Apr 26, 2017, at 5:40 PM, Vahe Stepanian wrote: Classification: Confidential Rich - just a quick update that the GTC sell order on PFE is still open @ $34.60 for the foundation. The stock closed @ $33.85 today — let us know if you would like to amend or keep out there. Best, Vahe From: Vahe Stepanian Sent: Thursday, April 13, 2017 10:19 AM To: 'Richard Kahn' Cc: 'Darren Indyke' Stewart Oldfield Joshua Shoshan Subject: Trade Report 4/13/2017 [Cl Classification: Confidential Rich — following up on the below. Today you executed the following: S 1000 DIS @ $114.12 Nothing done yet on PFE @ $34.60— PFE currently "s$33.95. Please let us know if you have questions. Thank you, Vahe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065249 CONFIDENTIAL SDNY GM_00211433 EFTA01371738