EFTA01362598.pdf

From: lain Macara Sent: 17 September 2018 14:55 To: Tanushree Ki >; Clifford Fourie < Cc: Oliver Bettin Christopher Whyton ; Katherine Stead Max Kleinert < >; Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [I] OK — maybe I'm mistaken but the only list I remember seeing was a mix of various hierarchies etc so we'd need CRDS IDs/legal names before this goes to our management. Apologies if we already have this. From: Tanushree Kirti Sent: 17 September 2018 14:41 To: lain Macara < >; Clifford Fourie < ttin < >; Christopher Whyton < >• Katherine Stead ; Max Kleinert < >; Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [II Classification: For Internal use only lain, The list remains the same as we shared with you. As discussed, we agreed to take it back to Aziz and team to confirm how we could globally turn the Red and Ambers to Green with the relevant WM ACOs approval. That piece of activity is complete for WM EMEA but pending for WM US due to competing remediation activity being done by WM to support CIB remediation for June 52k offboards. I will share the final one with you as soon as the WM US KCP actions with Aziz's team is complete. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobile Email ids "WM Mercury on myD8* From: lain Macara Sent: 17 September 2018 14:12 To: Tanushree Kirti < >; Clifford Fourie Cc: Oliver Bettin Christopher Whyton ; Katherine Stead CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052088 CONFIDENTIAL SDNY_GM_00198272 EFTA01362598