EFTA00200550.pdf

Statements EFTA00200550  CLEARED THROUGH nS YillOU.Y 01VMED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Sm.Steams secwilits core Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ono Movotoch Coma Noah BroatIgn. Now York 1120/.3859 STEARNS JEFFREY EPSTEIN STATEMENT PERK* December 1.2001 ACCOUNT EXECUTIVE CHtRLIAN.IRA TELEPHONE THROUGH December 31.2001 VISIT OUR WEBSITE www.ueaistearns.com ACCOUNT NUMBER What's In This Statement IIII II 11111111Ill I II IIIII II I II I III 111.1111III I I I II I I I I I I II I I I TAXPAYER NINEER On File LAST STATEMENT November 30.2001 Financial Summary 3 JEFFREY EPSTEIN 358 EL BRILLO WAY Your Portfolio Holdings 4 PALM BEACH FL 33480.4730 Transaction Detail 5 Your Messages 7 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding TOTAL VALUE OF SECURITIES THIS PERiOD' 4.655.390 Cash 8 Egwvalent $ 895 708 2001interest. dividends. I 8-2 971 433 miscellaneous income. NET DEBIT BALANCE -895,708 gross proceeds or original Equities $4 655 390 issue discount is required $5.721.830 lo be reported to the IRS for NET EQUITY TIME PERIOD $3.759.682 this account. a Current market value Consolidated Form 1099 NET EQUITY LAST STATEMENT 2.750.397 IM Last statement's market value will be mailed to you by January 31.2002or 1042S CHANGE SINCE LAST STATEMENT L009.284 Short market value by March 15.2002. 'MS WPM* PeludAS ao or mom uroncea PMuttIOS rat coo not rotated r Me Taal Yew of Smarms and me NO (poly nw Ponca There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. SMT•TerY kw elkOTHOOnel panes MyIt Is rce "leaded as a taw doaamert Plo.vo moon oaf dirororoo a nontocoiso of MINAS or MOO mescomd as doltroma to you. to Gum Sonic*. at 8001134-1429: a veto to Clam SONICOS a Bow. Eton Socumos Cap Co. Llotmlat, Coolly North. Broolbn. NY. 1120s4959 t Tin statement teed to retained for your records Soa renew/Weft:I' woo:daft imlormaton 027 01,0102:08:34 001 VS19 EFTA00200551  CLEARED 1HRCO3H nS WHOLLY OWNED SUBSIDIARY 1308i. SOMAS Soowntlef COO Ono Llevotech Center Hann BreaIgn. Hew Ywk 11201.OS59 JEFFREY EPSTEIN 2 al 7 STATEMENT BACKER IS PRINTED ON THIS PAGE 027 131.0102:08:34 001 V519 EFTA00200552  CLEARED THRWGH ITS Yn10UY ORTo.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Steeons SOCant*1 Gory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Coto Metoclech Center North BecdOon. New Tcok 112014559 STEARNS JEFFREY EPSTEIN 3 STATEMENT PERI00 December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER ARM3ER Oil Ale 116 PERIOD YEAR TO DATE THIS PEFICO LAST STATEMENT NOvetTiC031 30.2001 Opening Balance $-2,971,432.62 Dividends 11,454.00 94,319.48 Other Dividends 0.00 68,516.90 Securities Sold 1,473,948.36 Credit Balance Int. 0.00 32,227.50 Funds Deposited 100.000.00 Total $11.454.00 $195.063.88 Dividends/Interest 11,454.00 Miscellaneous 700.000.00 Margin Int. Paid -5.415.69 -5.415.69 Amount Credited $2,285.402.36 Securities Bought -167.732.50 Portfolio Composition Dividends/Interest Charged -5.415.69 SKIRT LONG Miscellaneous -36.530.04 CashiCash Equivalent 895.708 Amount Debited 53-209,678.23 Equities 4.655.390 Net Cash Activity 2,076,724.13 Total $895,708 $4.655.390 Your Portfolio Allocation Closing Balance 5-895,708.49 Sam* Oaf vanities or cash Oatmeal accost bon aro na inclocke in the section: such wantot as woll as clouts la al carer transaction ins wed. oPpow on Troosecbon Donal. Shod Conti to Equivalent 6% Cash Balance Summary OFENVO CLOSNO Margin -2,971,432.62 -895,708.49 Net Cash Balance 5-2,971,432.62 5-895.708.49 Equities 84% Untivoed croons °ono* oat Doiono, onto* oohool male wive, Tho olozoom Pe ventro os owed Icon to obsoloote morken rat), el Kos halloo 027 0103.02.06:34 001 V519 EFTA00200553  CLEARED THROUGH ITS niCkLY CA1h.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns Sec 44,1 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 0-41km:tech Center North Beccidon. New VC* 11201.3869 STEARNS JEFFREY EPSTEIN 4 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER WESER On FIk LAST STATEMENT NOvernteN 30.2001 MARKET ESTIMATED CURRENT DESCRPRON SYMBCtiCUSIP DUMMY PRICE VALUE ANNUOL INCOME YEW iv CASH BALANCE -895/08 TOTAL CASH & CASH EQUIVALENTS $ 895.708 EQUITIES Equities & Options ACCT MANCE1 ESTRUM CURREN' DESCRriOtt SYMBOUCUSIP TYPE DUAMITT PRCE VALUE ANNUAL INCOIAE YEW 1%) ALLIED WASTE INDUSTRIES INC AW MRGN 50,000 14.0600 703.000 NEW CENTER TR INC CTA CASH 2.000 4.2500 8.500 320 3.7647 CANHORN CHEMICAL CORP CNCPF CASH 19 Unpoced CROWN AMERICAN REALTY TRUST CWN MRGN 5.000 7.8000 39.000 4,200 10.7692 FELCOR LODGING TRUST INC FCH MRGN 2.000 16.7100 33.420 400 1.1969 GLENBOROUGH REALTY TRUST INC GLB MRGN 2.000 19.4000 38.800 3.440 8.8660 GLPACHER REALTY TRUST-Sal GRT MRGN 2.000 18.8300 37.660 3.846 10.2124 HRPT PROPERTIES TIISBI HRP MRGN 10.000 8.6600 86.600 8.000 9.2379 HOSPITALITY PROPERTIES TRUST HPT MRGN 2.000 29.5000 59.000 5.680 9.6271 Sal JOHNSON& JOHNSON JNJ MRGN 57.800 59.1000 3A15.980 41.616 1.2183 KRAMONT REALTY TRUST KRT MRGN 2.000 14.6000 29.200 2.600 8.9041 RAMCO GERSHENSON PROPERTIES RPT MRGN 12.000 16.0500 192.600 20.160 10.4673 TRUST-MD SBI 027 MD102:06:34 001 VSI9 EFTA00200554  CLEARED THRWGH ITS niCkLY OW,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON, t4,1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Mem:tech Cont“ North BecciOon. New Ye* I1201.38S9 STEARNS JEFFREY EPSTEIN 5 o STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings (continued) ACCOUNT NUMBER TAXPAYER PANDER On File LAST STATEMENT November 30. 2001 Equities & Options (continued) ACCT /MPICET ESTIMATED CURRENT DESORPTION SIMBOLCUSIP TIE viiCE VALLE ANNUAL INCOME YELD DG SIRIUS SATELLITE RADIO INC SIRI MRGN 1.000 11.6300 11.630 Total Equities& Options $4.655.390 $90.262 TOTAL EQUITIES $4.655.390 $90.262 YOUR TOTAL ESTIMATED ANNUAL INCOME $90,262 YOUR PRICED PORTFOLIOHOLDINGS $3.759.681 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT TRADE DATE DATE TRANSACDON CESCRIPTION SIMBO.CUSP aJANTIT, PRCE DEBT AMOUNT GRECO A/CUNT 12113/01 12110/01 BOUGHT RAMCO GERSHENSON PROPERTIES APT 10.000 16.71300 167,732.50 TRUST-MD S81 AVG PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/20/01 12/17/01 SOLD ORACLE CORP ORCL .100.000 14.74000 1,471948.36 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE UNSOUCITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REOUEST UNIT PRICE 14,800000 TOTAL $.167.732.50 $1,473.948.36 027 DI D102:06:34 001 VS19 EFTA00200555  CLEARED THROUGH ITS wilekLY 0%1B.E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SOC‘,44,1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Ore Momtech Oardp NOM Beccidon. New VC* 11201.3869 STEARNS JEFFREY EPSTEIN 6 vi STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCOUNT NUMBER TAXPAYER AVUSER On File DEPOSITS AND WITHDRAWALS LAST STATEMENT November 30. 2001 DATE TRANSACTON DESORPTION DEBIT AMOUR CREDIT AMOUNT 12/11/01 FUNDS REC FND WIRED TOCITII3ANK FROM 100,000.00 TOTAL 5100.000.00 DIVIDENDS DATE DESORPTION ME/W=1P CUANTITY RATE DEBIT AMOUNT CRECIT MACINT 12/11/01 JOHNSON& JOHNSON JNJ 57,800 0.1800 10.404.00 REC 11/20101 PAY 12111/01 12/21/01 CROWN AMERICAN REALTY TRUST CWN 5.000 0.2100 1.050.00 REC 121001 PAY 1221101 TOTAL $11.454.00 INTEREST DATE DESORPTION SYMEI0-.0uSiP OUANTITY RATE VW 06041 AMOUNT CREW AMOuUT 12/21/01 FROM 12/11 THRU 12/20 ®2112% 2.5000 2.003.02 BAL 1591.342 AVBAL 2884.349 12/21/01 FROM 11/21 THRU 12110 ®23+4% 2.7500 2.499.62 BAL 3007.962 AYBAL 2726.857 12/31/01 FROM 12/21 THRU 12/30 ®2112% 2.5000 913.05 BAL 1594.795 AVBAL 1314.795 TOTAL $.5.415.69 027 01,03.02:0B:34 001 'PAS EFTA00200556  CLEARED THROUGH ITS YiliCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beet. SZeirn5 SON, t4,1 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York, New York 10179 Cr.* Mem:Icon Contof North Beccioon. New Ye* T I201.38S9 STEARNS JEFFREY EPSTEIN 7 o STATEMENT PERM December 1.2001 THROUGH December 31.2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER PAIMER On File MISCELLANEOUS LAST STATEMENT November 30.2001 DATE MOAT TRANSACTION DESCRIPTION DEBIT AMOUNT CREPT AMOUNT 12110/01 JOURNAL TO 101-80048 36,530.04 PER LOA 12111/01 JOURNAL JOURNAL FROM TYPE 1 TO 2 10,404.00 17111761"""' ZUSIXL Joaffarklidatfrit6 bb.666.66 1211 61 Jo tiNgf. J6ueffarrtidfititsEITO 10.404.00 1211 61 J MAL J6ueffarrtidatitsEITO 100.000.00 12127/01 JOURNAL COL REC LOA FROM 35301417 700.000.00 12/31/01 JOURNAL JOURNAL FROM TYPE 1T02 700,000.00 12/31/01 JOURNAL JOURNAL FROM TYPE 1T02 700.000.00 TOTAL 8846,934.04 $1.510.404.00 Your messages Florida residents who own, manage, or control stocks, bonds, As part of the National Association of Securities Dealers (NASD) money market or mutual funds having a value of $25,000 or more for Investor Education Program, you may obtain information on the individuals or $45,000 for married couples filing jointly must pay a NASD's Public Disclosure Program by contacting the NASD tax on these items, called 'Intangible Tax", by June 30 to avoid at telephone number (800) 289-9999 or via the intemet address which increased penalties. For tax retums and information, call the is wvnv.nasdr,com, In addition, a brochure explaining the Department of Revenue at 1.800.352.3671, Public Disclosure Program is available from the NASD upon request, End of Statement 027 01/02/02:08:34 001 VS19 EFTA00200557  «EARED THRCOGH ITS velour onn.c0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Seer. Steams SCIOuffle> OMB Bear. Stearns & Co. Inc. BffiR 383 Madison Avenue New York. New York 10179 Ono Mersoltob Confer NORN Becck/gn. He« Yon( 1120/3859 STffiRNS JEFFREY EPSTEIN STATEMENT PERO) October 27.2001 ACCOUNT EXECUTIVE LICHERMANARA TELEPHONE THROUGH November 30.2001 VISIT OUR WEBSITE ,..ww.bearsteams.com ACCOUNT NUMBER What's In This Statement 111111111111111111111111111111111111111111111111111111111111 TAXPAYER NUMBER On File LAST STATEMENT October 26.2001 Financial Summary 3 JEFFREY EPSTEIN 4 358 EL BRILLO WAY Your Portfolio Holdings PALM BEACH FL 33480.4730 Transaction Detail 5 Fund Activity 8 Your Portfolio at a Glance Market Value of Your Portfolio Cash S fourslent orptufflummmmsmasja 2.971.433 TOTAL VALUE OF SECURITIES THIS PERIOD' 5.721.830 $3.512.241 NET DEBIT BALANCE -2.971.433 $5.721.830 Equities $5.768.976 NET EQUITY THIS PERIOD $2.750.397 me Current market value NET EOUITY LAST STATEMENT 9.281.217 NW Last statements market value Short market value CHANGE SINCE LAST STATEMENT -6,530.819 'Ms portfolio mcludos ono or moro uwelcod socurtios rot MO not «elected mix Taal Yea of Secybee and the Net (poly The Peral There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Noma moon any «bronze or ~roc.« el tacks or Naas. officolal as dolheroa lo >era. Amy ilri Mont a br Slematellal moons only Okra mended asap'. downed lo Gaol Sonic°. of BOO-W-142B or vat to ChM Banks at Bow. Steam &cuelies less ~terra shield he neared Ice your records See renew sub for Øre Soneatpn Dom One Melmlech Defile. Honk prod», NY II201-3959 027 1201.01:10:46 001 V513 EFTA00200558  CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SBN•Itkl COO. Ceol.letsolech Cantot North Beocklln• New VC* 11201.3859 JEFFREY EPSTEIN 2 of $ STATEMENT BACKER IS PRINTED ON THIS PAGE 027 19171031:10:44 001 VS13 EFTA00200559  CLEARED THROUGH ITS vn10LLY ORBE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Szea•ns Socv, ipti COO. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mettolech Cella No0h Becckton. New Ye* 11201.3559 STEARNS JEFFREY EPSTEIN 3 STATEMENT PERIOD OCtObef 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER KAISER On Fite 71RS PERIOD YEAR TO DATE THIS PERI00 LAST STATEMENT emcee 26.200 Opening Balance Dividends 4.520.00 82,865.48 $0.58 Other Dividends 11.781.29 68,516.90 Money Fund 3,532,515.61 Credit Balance Int. 25.90 32,227.50 Funds Deposited 3,000,000.00 Total $16.327.19 $183,609.88 Dividends/Interest 4,545.90 Amount Credited $6,537.061.51 Money Fund -8.494.71 Portfolio Composition Funds Withdrawn -2,000.000.00 SHOAT LONG Miscellaneous -7,500.000.00 CashiCash Equivalent 2,971.433 Amount Debited 3-9.508,494.71 Equities 5,721,830 Net Cash Activity -2,971.433.20 Total $2,971.433 $5,721,830 ClosingBalance 5-2 971 432.62 Your Portfolio Allocation Same On tensions ca cash balsam accost lypeo ate not onclucled in we otabon. su0, Iranttete as well at 0,141, It 41 01,*, trIONICICOS Pie mod. *Meat on Tweeter, Deed Cash Balance Summary Short Cash 8 Equivalent 34% OPIRONO maim Cash 0.58 0.00 Margin 0.00 -2,971,432.62 Equities 66% Net Cash Balance $0.58 3-2,971,432.62 Mmyyae0 croons °onoµ. oat Diane, ander shoe male yews Tho olorahr certemar is ce•med Iron to Desolate neaten rate, or toy raalloaa 027 1201031:10:46 001 V5I3 EFTA00200560  CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirhs SOC,r44,1 COO. Bear. Stearns 8 Co. Inc. BUR 383 Madison Avenue New Y New York 10179 0-41km:tech Cella North Beccidon. New Year I 1201.3869 STEARNS JEFFREY EPSTEIN 4 STATEMENT PERIOD October 27.2001 THROUGH November 30.2001 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER WEBER CR File LAST STATEMENT CCIOCet 26.2001 MARKET ESTIMATED CURRENT DESCRPRON SYMISCUCUSIP DUANTITY PRICE VALUE ANNAN. INCOME YEW iv CASH BALANCE 2.971.433 TOTAL CASH & CASH EQUIVALENTS $-2.971.433 EQUITIES Equities & Options ACCT