EFTA01345001.pdf

From: Caroline Kitidis[ Sent: 12/16/2013 11:1111 To: Joshua Shoshan CC: Chi• Packard Chi adcard db.com • Donald Summer Hal: Ar' an ]; Zbynek Kozelsky Subject: Re: ECM carve out to KCP client(C] Attachments: pic15249.gif; pic25794.gif; pic13202.gif; pic28008.gif; pic31934.gif; pic18727.gif classification: confidential Thanks Josh. Yes, Epstein is one of our first focus KCP Cap market accounts. This is the account that Paul Morris and Tazia have worked on, bringing 200mm of assets over from 3PM. He has started tradi ng with us already, and we have him targeted to be a Tier 1 KCP client for 2014. As such, I think it makes sense to think about his allocation from a KCP target bucket as you propose below. Haig and Chip, we discussed this a month ago, having for both PCS and PB, KCP clients that we allocate a % of the allocation. In this specific KCP case, which won't be for all clients, the client is focused on syndicate and wants to be a part of our program. Kind regards, Caroline Kitidis (Embedded image moved to file: pic15249.gif) Caroline V. Kitidis Managing Director I Head of Key client Partners & wealth Investment coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & wealth Mana.ement (Embedded image moved to file: pic25794.gif) From: Joshua shoshan/db/dbcom To: Caroline Kitidis/db/dbcom, "Chip Packard" <Chip.packardOdb.com›, Haig Ariyan/NeWork/DBNA/DeuBa@D8Americas, Michael Iaquinta/db/dbcom, Cc: zbynek Kozelsky/db/dbcom@DBAmericas, mathew Negus/db/dbcom, Donald Summer/Newvork/DBNA/DeuBa@DBAnmricas Date: 12/16/2013 10:49 AM Subject: ECM carve out to KCP client [c] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031057 CONFIDENTIAL SDNY_GM_00177241 EFTA01345001