EFTA01345182.pdf
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Entity Self-Certification Form
Appendix 1: Controlling Persons
Appendix 1 must be completed for each Controlling Person of the entity, but only if the entity has a tax residence
outside the United States. Please refer to the attached Guidance to the Entity Self-Certification Form which
provides assistance for you to determine the Controlling Persons and how to complete this Appendix.
Please provide details of each Conholing Person below. PleaSe Continue on a separate sheet if necessary (and attach to
this form).
Piro Name Rich tat Nara Kahn
Dale d Conirosina Pence Wm", President
Country/Canton ex enodenn
US
Is Controlling Person a non-US J No
Senefictaryinon-US Seminal Owner, Yes (COMIntaAPDellik 2i
Firm Nairn Jeffrey lam Nora Epstein
Dale of Cm/I.:ding Pwrim' TSPRIRat" Director
CoontrOCcomfiet of In R•Sideoge
US Virgin Islands
• Is Contolling Penn a non-US Yet (complete Appendix 2) V No
Eleneficiarylnon-US Itenetoal Canon
Finn Name Erika Lag ft. " Kellerhals
Dale PS Controlling Panora rt, Pefftere Secretary, Director
County/Countries of Tax Renitence
US Virgin Islands
Is Controlling Person a non-US Yes (COWIN, boon* 21 tn
ElonelinasynotUS Elenefnal Chimer?
Pint Name Darren Last la " Indyke
Dale of Si caucano Pi sa" lI aCats Treasurer, Director
Countrp s o. tax to64.,C.0
US
Is Cpuroling Persona non-US
Yes (complete Appendix 2) Mo
Senoteery/non-US Beneficial Damn
rem Name LOS Name
Dab of Son Conning Penn ;tango*
Country/Counisies of Tax ReSAlenCe
Is Controlling Person a non.US
ehnigesarYMOO-USINMOStial Orme° Yes (Ca pima A3penth%
Each Controlling Person who Is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign
Appendix 2: Beneficiary/Beneficial Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner
with a tax residence solely in the United States is not required to complete and sign Appendix 2.
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CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0031374
CONFIDENTIAL SDNY_GM_00177558
EFTA01345182
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EFTA01345182
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