EFTA01406135.pdf

Subject: 2018 Periodic Review of High Risked Accounts Kalin, Jennifer Ann (GCIS#489505), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant ‹ > Date: Tue, 31 Jul 2018 09:01:09 -0400 To: Bradley Gillin Stewart Oldfield Cc: Mayur Rathod Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the docs available in the repositories, we have completed the attached checklist, main RP's also listed below for reference — Acct Holder — Butterfly Trust Grantor — Jeffrey Epstein Trustees — Harry Beller & Erika Kellerhals UBO's — Darren Indyke, Karyna Shu iak, Richard Kahn, Following are list of required items — Confirm whether material changes to account or not & RP's identified above are correct? Volcker Questionnaire completed reflects this trust as a "Family Trust" but this seems inaccurate. All UBO's have different surnames and some even different nationalities. Please advise if ok to accept? I have attached the questionnaire in this email for reference. Depending on the response to above bullet point, we might require CDD form if this trust is deemed to be Corporate trust. EFTA01406135 Acct Holder — Neptune LLC Sole Member & Shareholder — Jeffrey Epstein Manager — Richard Kahn Authorized Signers — Harry Beller & Darren Indyke Following are list of required items — Confirm whether material changes to account or not & RP's identified above are correct? Fincen CDD form required, attached blank form for reference Acct Holder & Authorized Signatory — Joint Acct Holder & Authorized Signatory — Karyna Shuliak SOW Company (for Karyna Shuliak) — JSC Interiors LLC Following are the list of required items — Confirm whether material changes to account or not? Kindly advise at the earliest on the above so I can launch KYC for all accounts and begin remediation, thanks. Kind Regards, EFTA01406136 {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India EFTA01406137