EFTA01454853.pdf

e an 29Jul 2014 SOUTHERN FINAN Paps 2 Of 2 Request 182298 r As of 29 Jul 14 Desists Bank AO SOUTHERN FINANCIAL, LLC a-0_ Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636443& SOUTHERN FxEuroCisl 21-No./.2013 20-Nov2014 25-Nov-2014 (LOCO CO3 CV, USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 ;'910' ) 710423459 FINAt4CIAL.LLC 3663644M/ SOUTHERN FXOneBstOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 0 PT LONG EUICPEAN 0.0000 6.79560 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21,OXi 00) USD 0 PT LONG EUROPEAN 0.0000 4.457 73 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 061 USD 0 F? LONG EtPCPEAN 0.0000 2,93336 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08Sep.2014 10-Sep.2014 10.00000000 EUR (13450.000 03) USD SHORT EIPCPEAN PUT 1.3450 ,104.121 it 806424249 FINANCIAL. LLC 40733913V SOUTHERN ExEuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) LSD LONG ELRCPEAN CALL 1,3800 2.35953 806424264 FiNANCIAL.LLC Subtotal: ; IC6 C;71:: e;5: 'SAC (106,676.85) Statement ID : 182298_20140729_20140730_1 The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113242 CONFIDENTIAL SDNY_GM_00259426 EFTA01454853