EFTA01455437.pdf

Business update Key contacts and metrics ti.S. Desk. David Mann Matt Glassman joins KCP US sales desk from Goldman Sachs Director, KCP U.S. Sales Daniel Sabba will be joining at the end of September to lead KCP Capital Markets Business Thomas O'Rorke KCP Americas strong YID, first half of 2014 business surpassed 2013 full-year revenues Director, KCP U.S Sales KCP U.S. + 147% Y/Y, 46% ahead of 2014 budget Capital raises of $190mm across Private markets and AFSIARA investments 55 active relationships Tazia Smith - Client base median net worth -$500mm Director, KCP U.S. Sales - Made up of 60% family offices - Top sectors of clients; Financial services, Real estate. Entrepreneurs/Private businesses Matt Glassman Recent Hlahlrghts Vice President, KCP U.S. Sales US Client most active regions: NY, Mid-West, South-East Kevin Quinn P Private Markets: Project Troop 525mm syndicated loan Jay Lipman Single Family Office Anal st. KCP U S PCS Boston AVM revenue 50.35mm Ariane Dwyer Client invested in a syndicated loan Analyst, KCP U S Loan was provided to a recreational sici resort and was collateralized by lease payments from a publicly traded operator Melissa Mittelman Structured Financing: Proton Therapy Center Analyst. KCP U.S. $130mm debt financing PCS Winston-Salem Corporate client KCP Amencas AWM revenue $1.5.mm (est.) Financing provided to a Proton Therapy center ; $65mm of 5 year bond issuance and $65mm of 30 year bond issuance Caroline Kitidis Managing Director, KCP Americas Desk Head Real Estate Lending: Commercial London Property Bruce McDermott GBP 42mm loan Managing Director, KCP Americas Alternatives UHMAI 8 Private Markets PB Chicago Mathew Negus AWM revenue $2.5mm (est.) Vice President, KCP Americas COO Balance sheet financing for operator of landmark events arena in the UK Deutsche Asset e, Wea!th Manaoen- c:!, For Internal Use Only 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114197 CONFIDENTIAL SDNY_GM_00260381 EFTA01455437